Sentences with phrase «breaking federal securities»
The federal government is suing the banks for breaking federal securities laws relating to the sale of mortgage - backed securities.
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The CME Group is using a process known as «self - certification,» which is when an exchange pledges that the new instruments will not break any federal securities laws.
Not exact matches
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Facebook shares fall as a federal agency investigates whether the firm broke data security laws.
The Department of Homeland Security's (DHS) chief privacy officer, Nuala O» Connor - Kelly, is launching an investigation to find out whether the program broke federal privacy law by hiding from the public the extent to which it has been digging through commercial databases for the private information of innocent Americans.
What they want to avoid happening is being in the situation the founders of the Tezos tech project are in with a class - action lawsuit against them filed by US regulators that alleges they deceptively sold unregistered securities in violation of both federal and state law after their record - breaking USD 232m ICO in July, 2017.
The Department of Homeland Security's (DHS) chief privacy officer, Nuala O» Connor - Kelly, is launching an investigation to find out whether the program broke federal privacy law by hiding from the...