Sentences with phrase «broker at a financial institution»

To open a traditional IRA, you may go to your banker or a stock broker at a financial institution for assistance.

Individuals who have been licensed with the Real Estate Council of British Columbia for at least three out of the last five years must receive written confirmation from the Registrar of Mortgage Brokers at the Financial Institutions Commission of British Columbia stating that they are eligible to enrol in the Mortgage Brokerage Supplemental Course prior to their enrolment in the program.

Not exact matches

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

Start talking with a mortgage broker, lender, or financial institution before you hit the pavement to go look at homes.

You can also enlist the help of a deposit broker, an independent dealer who will shop around at banks, credit unions and other financial institutions to get you the best deal.

If you want to buy a Treasury security at an auction, set up an account in TreasuryDirect (for noncompetitive bids only) or contact a financial institution, or a government securities broker or dealer.

So at the end of the day, the individual traders who lose money trading Forex only end up servicing the top 5 % individual traders, the brokers and the big dogs (the financial institutions).

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

Look at stock brokers — before they were the exclusive point of contact for someone to buy / sell stocks for the public — however now, anyone and everyone can trade privately on their own for a small fee to the bank or financial institution.

GREAT article and one key reason why licensed to trade practitioners (LTTPs) should be vetting and forming relationships with at least 2 Mortgage Brokers (MB) and NO financial institution.

For more information on mortgage broker requirements, please view the Financial Institutions Commission (FICOM)'s Registration Information or contact the FICOM Registrar of Mortgage Brokers at [phone].

The Act requires every real estate broker to maintain a client's account at an authorized financial institution.