Sentences with phrase «brokerage account in your name»

Not exact matches

If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.

If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares held in street name.

If you would like to revoke your consent to householding and in the future receive your own Notice of Internet Availability of Proxy Materials (or your own set of proxy materials, as applicable), or if your household is currently receiving multiple copies of the same items and you would like in the future to receive only a single copy at your address, please contact Householding Department by mail at 51 Mercedes Way, Edgewood, New York 11717, or by calling 1-800-542-1061, and indicate your name, the name of each of your brokerage firms or banks where your shares are held, and your account numbers.

If shares of our common stock are held on your behalf in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.

If you hold the shares in a brokerage account, you can simply re-title the shares in the name of the person to whom you want to gift the stock.

If you own common stock in street name, in order to gain entry you must present a government - issued photo identification and proof of beneficial stock ownership as of the record date, such as your Notice of Internet Availability of Proxy Materials, a copy of your proxy card or voting instruction form if you received one, or an account or brokerage statement or other similar evidence showing stock ownership as of the record date.

For example, a savings account, checking account, brokerage account, or money market account held in your own name may be subject to probate.

The brokerage documents / application — this is what your brokerage firm needs to open accounts in the name of the 401k

If you're an investor who owns any of these ETFs, you should notice the name change when you log in to your brokerage account, but the ticker symbols will remain the same.

You must already be an investor in Universal Corporation to participate in the plans; if you own the stock in your brokerage account, you'll have to have them transferred into your name in order to join the plans.

For each separate brokerage, enter your base currency, then enter the brokerage name, account number, what currency you hold the money in, the lot type, and equity amount.

I also checked on McRae Industries (MRI - A) to determine whether or not having shares in a brokerage account (street name) would currently prevent one from getting cash in this proposed going private transaction.

I think I have to do that for the tax paper trail — any other accts we have are joint accounts, my brokerage acct is in my name only.

Finally, it's important to note that married couples will need to maintain separate tax - sheltered accounts in their own names; they can, however, jointly own taxable brokerage accounts, so such accounts should be streamlined into a single account.

FT: I don't think we can just open a discount brokerage account in the child's name.

If you do own shares in a brokerage account, you'll have to have them transferred into your name and then deposited into the plan to begin participating.

If you own shares of Polaris Industries» stock in your brokerage account, you'll have to have them transferred into your name in order to join the plans.

I called a bankruptcy attorney and explained my financial status (over 60, no income, name not on any property, $ 90 total in 3 separate checking account, a small brokerage account, a 1994 SUV in my name and we live on my spouse's soc.

If your NAHC stock is held in «street name», meaning the name of your brokerage account, make sure your broker forwards you your copy of the proxy.

You've decided to go with TradeKing brokerage because you like the name better so you tell TradeKing to complete the transfer «in kind» because you don't want to sell the IBM shares (which will trigger tax consequences in a non-tax sheltered account).

If you own shares of Raven stock in your brokerage account, you'll have to have them transferred into your name in order to join the plans.

You must already be an investor in Lincoln Electric to participate in the plans; if you own the stock in your brokerage account, you'll have to have them transferred into your name in order to join the plans.

An eligible brokerage account is a Schwab One Account or Schwab General Brokerage Account held in brokerage account is a Schwab One Account or Schwab General Brokerage Account held in yoaccount is a Schwab One Account or Schwab General Brokerage Account held in yoAccount or Schwab General Brokerage Account held in Brokerage Account held in yoAccount held in your name

Put your name, your brokerage company, your business address, your social media accounts, and your e-mail address in the footer of every page of your Web site.

If you're using your personal account to post real estate information and listings, put the name of your brokerage somewhere in your bio so people know why.

If a brokerage is to collect and hold funds on behalf of the strata corporation, those funds must be kept in a separate trust account in the name of the brokerage on behalf of the client e.g. ABC Strata Management Co. in trust for VR 12777.

(a) the holding brokerage must deposit the money into a separate brokerage trust account maintained in the name of the service brokerage;

(b) if the brokerage is to hold contingency reserve fund money, at least one separate trust account in the name of the strata corporation for the contingency reserve fund money;

(c) if the brokerage is to hold special levy money, at least one separate trust account in the name of the strata corporation for the special levy money.

107 DOS 98 Matter of DOS v. Sosis - subject matter jurisdiction; due process; failure to appear at hearing; proper business practices; deposits; fraudulent practice; DOS fails its burden of proof; DOS has subject matter jurisdiction if at the time the disciplinary proceeding was commenced by proper service of a notice of hearing and complaint the party was (i) licensed to engage in regulated real estate activities, or (ii) an applicant for either a license or for the renewal of a license to engage in regulated real estate activities, or (iii) eligible to automatically renew the prior license under the two - year limitation provision of RPL § 441 (2); ex parte hearing is permissible upon proof of proper notice of hearing; DOS has subject matter jurisdiction where party was licensed at the time proceeding was commenced and, where at time of hearing, although not licensed was eligible to automatically apply to renew pursuant to RPL § 441 (2); licensee operated a real estate brokerage business under an unlicensed name; licensee unlawfully retains deposit funds after deposit monies were delivered on the condition that same were to be disbursed only on the principal's consent and approval and said consent and approval was not given; licensee's illegal exercise of right of ownership over his principal's funds spawns conversion and constitutes a fraudulent practice; DOS fails its burden of proof to establish licensee failed to deposit trust funds in a segregated escrow account, engaged in fraud and changed business location without notice to DOS; restitution ordered in the amount of $ 1,900 plus interest, fine of $ 1,000 and any further application for licensure shall not be considered until applicant pays said fine and provides proof of payment of restitution

112 DOS 99 Matter of DOS v. Dorfman - adjournments; proper business practices; failure to appear at hearing; failure to cooperate with DOS investigation; accounting to client; ex parte hearing may proceed upon proof of proper service; individually licensed broker seeking to conduct brokerage business under a name other than his own must apply for a license under such new name; broker engaged in the leasing of real property through an unlicensed corporation; broker failed to cooperate with DOS investigation by failing to respond to DOS letters and telephone calls; complaint alleges broker failed to provide an accounting or copies of records of management for owner's property; broker may be required to return commissions and fees received which he is not entitled to; $ 1,000.00 fine and suspension of broker's license until such time as broker establishes he has fully complied with DOS's investigation and made a full and satisfactory accounting to owner, shall have paid to owner all money due and owning to him as established by the accounting, with interest, and shall have refunded to owner all commissions and other fees, with interest, paid

Equity Trust requires that I open an individual brokerage account (with Fidelity, Charles Schwab, etc.) in the name «Equity Trust Company Custodian FBO IRA».

Then, in collaboration with the brokerage, we had to open new bank accounts with a financial institution including a trust account, a commission trust account and an expense account under the name of our new affiliated brokerage, Hammer & Associates.

Section 7 - 1.1 of the Rules also requires that the «Holding Brokerage» deposits the money into a separate brokerage trust account maintained in the name of the «Service BrokeragBrokerage» deposits the money into a separate brokerage trust account maintained in the name of the «Service Brokeragbrokerage trust account maintained in the name of the «Service BrokerageBrokerage».

«With this document, your spouse or other named person can access your checking account, buy or sell stocks in your brokerage account, buy or sell your house, your car, your business or other assets,» says Murphy, of Murphy & Sylvest.