Sentences with phrase «brokerage account owners»

However, it's only available for Schwab One brokerage account owners.

Others send brokerage account owners through a maze of recorded messages before reaching a person.

Not exact matches

As the owner of a national merchant account brokerage, I'm going to let you in on my top tips to help you save an average of 30 percent in 30 minutes or less!

If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.

Account owners who complete a first - time ACAT transfer of $ 2,500 or more are eligible to receive a transfer fee credit of up to $ 150 to cover the outgoing transfer fee from the current brokerage firm.

For example, if you are a beneficial owner with shares in more than one brokerage account, you may receive a separate notice or voting instruction card for each brokerage account in which you hold shares.

If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares held in street name.

We will only accept checks that are made payable to Fidelity Brokerage Services LLC or to one or more account owners.

Please submit a new check made payable to Fidelity Brokerage Services LLC or to the Fidelity account owner.

If shares of our common stock are held on your behalf in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.

Online brokerages frequently offer cash bonuses, promotions, and other incentives to entice new, and occasionally keep existing, account owners.

Even after financial independence has been achieved, the owner plans to open new brokerage accounts that are funded completely by dividend income alone.

For most people, this is fine, but active traders, people who have multiple bank or brokerage accounts, and real estate owners may find all the entering cumbersome.

They are priced in U.S. dollars and owners avoid many costs associated with direct foreign investment, such as international settlement, global custody, foreign brokerage, currency conversions and multi-currency accounting.

Account owners can select how ESA funds are invested, choosing from the options offered by the bank or brokerage firm.

In consideration of Capital One Investing, LLC («Capital One Investing,» «our,» «us,» or «we») opening a brokerage account («Account») for the Account owner («you» or «your»), you understand, acknowledge and agree to the terms and conditions set forth below (the «Agreement&raccount («Account») for the Account owner («you» or «your»), you understand, acknowledge and agree to the terms and conditions set forth below (the «Agreement&rAccount») for the Account owner («you» or «your»), you understand, acknowledge and agree to the terms and conditions set forth below (the «Agreement&rAccount owner («you» or «your»), you understand, acknowledge and agree to the terms and conditions set forth below (the «Agreement»).

As an update to our earlier story regarding optionsXpress Canada and their suspension on accepting new Canadian discount brokerage accounts, we received the following official statement from Schwab, the owner of optionsXpress Canada: «We are in the process of evaluating each business for strategic fit as part of the ongoing integration of Schwab and optionsXpress.

(c) the timing, frequency and nature of accounting statements and other records to be provided by the brokerage to the owner;

112 DOS 99 Matter of DOS v. Dorfman - adjournments; proper business practices; failure to appear at hearing; failure to cooperate with DOS investigation; accounting to client; ex parte hearing may proceed upon proof of proper service; individually licensed broker seeking to conduct brokerage business under a name other than his own must apply for a license under such new name; broker engaged in the leasing of real property through an unlicensed corporation; broker failed to cooperate with DOS investigation by failing to respond to DOS letters and telephone calls; complaint alleges broker failed to provide an accounting or copies of records of management for owner's property; broker may be required to return commissions and fees received which he is not entitled to; $ 1,000.00 fine and suspension of broker's license until such time as broker establishes he has fully complied with DOS's investigation and made a full and satisfactory accounting to owner, shall have paid to owner all money due and owning to him as established by the accounting, with interest, and shall have refunded to owner all commissions and other fees, with interest, paid

David Allen, owner and broker of record of Toronto - based Graydon Hill Realty, has been fined $ 20,000 and ordered to pay $ 100,000 in restitution after pleading guilty to charges brought by the Real Estate Council of Ontario (RECO) relating to the improper disbursements of funds from the brokerage's real estate trust account.

Certain securities and brokerage accounts include a designation of one or more beneficiaries to receive the assets in that account when the account owner dies.