Sentences with phrase «brokerage firm holding»

If a brokerage firm holding an ETF in a customer account were to fail, the ETF's shareholders would be protected by SIPC.

Not exact matches

If you need to hunt down the cost basis of some long - held stocks and your brokerage firm doesn't have that information, you could dig up historical prices and dividend payments to get a sense of your cost basis.

If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.

The financial sector changes were later confirmed by Yi Gang, the newly appointed head of China's central bank, who said foreign investors would be allowed to hold up to a 51 per cent equity stake in brokerage firms, futures companies and fund management firms.

Broadridge Financial Solutions, Inc. will send a two - page E-Proxy Notice to stockholders whose shares are held in an account at a brokerage firm, bank, or other similar organization.

Stockholders who hold shares in street name should also contact their brokerage firm, bank, or other similar entity to revoke any previously given consent to household proxy materials.

If your shares are held in street name, you may change your vote by submitting new voting instructions to your brokerage firm, bank, or other similar entity.

You can obtain a legal proxy by contacting your account representative at the bank, brokerage firm, broker - dealer or other similar organization through which you hold your shares.

If you are a stockholder who holds shares through a brokerage firm, bank, trust or other similar organization (that is, in «street name»), please refer to the instructions from the broker or organization holding your shares.

If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares held in street name.

Those stockholders whose shares are held beneficially through a brokerage firm, bank, trust or other similar organization (that is, in «street name») also may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.

Stockholders sharing an address whose shares of common stock are held by such entities, who now receive multiple copies of our proxy materials and who wish to receive only one copy of these materials per household, should contact their brokerage firm, bank, or other similar entity to request that only one set of these materials be delivered in the future.

If your shares are held in street name, you may vote your shares before the meeting over the internet by following the instructions on the Notice you received or, if you received a voting instruction form from your brokerage firm, bank, or other similar entity by mail, by completing, signing, and returning the form you received.

If you would like to revoke your consent to householding and in the future receive your own Notice of Internet Availability of Proxy Materials (or your own set of proxy materials, as applicable), or if your household is currently receiving multiple copies of the same items and you would like in the future to receive only a single copy at your address, please contact Householding Department by mail at 51 Mercedes Way, Edgewood, New York 11717, or by calling 1-800-542-1061, and indicate your name, the name of each of your brokerage firms or banks where your shares are held, and your account numbers.

DDF references real estate listings held by brokerage firms other than Royal LePage and its franchisees.

To clarify, an FCM is a brokerage firm (typically a large one but it doesn't have to be) that is capable of accepting money in the name of clients to hold as margin for trading activities.

Shares in the two listed companies are held predominantly by clients of Dixon Advisory, the $ 7.3 billion wealth manager that merged with Melbourne - based brokerage firm Evans and Partners to create Evans Dixon with a combined $ 18 billion of assets under management.

Brokerage firms and other intermediaries holding shares of our common stock in street name for their customers are generally required to vote such shares in the manner directed by their customers.

If your shares are held by a bank, brokerage firm or other nominee, you are considered the «beneficial owner» of shares held in «street name.»

If your shares are held in street name, these proxy materials are being forwarded to you by your bank, brokerage firm or other nominee (the «bank or broker»), along with a voting instruction form.

If you hold your shares through a bank or brokerage firm, your bank or brokerage firm will credit your account for the shares.

However, we understand that certain brokerage firms, banks, or other similar entities holding our common stock for their customers may household proxy materials or notices.

If your shares are held in street name, you may vote your shares before the meeting over the internet by following the instructions on the notice of internet availability of proxy materials you received or, if you received a voting instruction form from your brokerage firm, bank, or other similar entity by mail, by completing, signing, and returning the form you received.

If your shares are held in an account at a brokerage firm, bank or other similar organization, please follow these instructions:

On our website, we don't have buy, hold, or sell recommendations that you might find at brokerage firms, for example (we're not a broker).

This allowed Wall Street's speculative trading activities in its investment banks and brokerage firms to merge with commercial banks holding insured deposits that are backstopped by the U.S. taxpayer.

For the first time since 2007, the privately held global commercial brokerage bested the two firms that had long rivaled one another for the ranking's top spot.

Because you hold ProShares through a brokerage account, you must request this service, if offered, from your brokerage firm.

On the other hand, if you're a true couch potato indexer and held a single «go - anywhere» ETF from a firm like iShares or Vanguard (see the upcoming issue of the magazine and its latest ETF All - Stars package), and use a discount brokerage, your total cost for selling everything might be as little as $ 10!

Saxo Bank holds a banking license from Denmark's Financial Supervisory Authority (FSA) and acts as a brokerage firm and a market maker, offering trading in more than 30 000 instruments, including currency pairs, binary options, contracts for difference (CFDs), stocks, futures, and bonds through its proprietary online trading platform.

For those who want access to the hand - holding and guidance of a traditional brokerage firm at the low cost of an online platform, MerrillEdge also offers guided investing services and one - on - one advisory services as well.

Special Reserve Account for the Exclusive Benefit of Customers (SRA): Account required for all brokerage firms that hold customers» cash and securities for the protection of customers.

IF YOU HOLD YOUR INVESTMENTS in a margin account at a brokerage firm, you can typically take out a margin loan equal to 50 % of the account's total value.

To protect brokerage firms from such losses, the Financial Industry Regulatory Authority (FINRA) requires you to maintain a margin account balance of at least 25 % of the market price of any stock you buy to hold in your account.

Also, make sure you are making the deposit payable to a real estate brokerage, law firm, escrow firm, or title company so you know the money is being held safely until your transaction is complete.

Given that interest rates are so low at banks and brokerage firms, the higher interest income that an Upstart account can provide could make an excellent place to hold your fixed income IRA allocation.

In each case, the brokerage firm was a market maker and held a large volume of stock in companies with highly questionable prospects.

As the big brokers keep getting bigger, there was little room to compete if you were still holding on as one of the smaller firms in the highly competitive field of discount brokerage.

Many but not all brokerage firms are also dealers, or broker - dealers, meaning they buy and sell securities from each other and hold some of these securities in inventory.

Retail brokerage firms (like Schwab, Fidelity, or Vanguard) have adequate protections for investors holding securities, and if you follow the principles of this site and of Bogleheads, you will not need managed services.

These funds are now commonly used as cash accounts by brokerage firms, banks and other financial institutions and now hold nearly $ 3 trillion worldwide.

Lower costs are a result of client service — related expenses being passed on to the brokerage firms that hold the exchange - traded securities in customer accounts.

Tax Benefits — Growth oriented investments held in an after - tax account such as a traditional investment account with a brokerage firm, are taxed as capital gains.

Your brokerage firm must tell you whether your security futures positions will be held in a securities account or a futures account.

Your brokerage firm may or may not permit you to choose the types of account in which your positions in security futures contracts will be held.

Are shares purchased through the brokerage owned directly by clients (direct registration), or are they held by the firm in the client's name (i.e. clients are unsecured creditors)?

Normally brokerage firms impose a holding period of 10 - 20 business days (20 business days for Questrade, 10 business days for Virtual Brokers, Qtrades...) for withdrawal of funds originated from non-certfied personal cheques.

Investors can purchase and sell securities through any brokerage firm, financial advisor, or online broker, and hold the funds in any type of brokerage account.

IRAs are usually held in an account with a bank, brokerage firm, insurance company, mutual fund company, credit union, or savings association.

On Tuesday, TD Ameritrade Holding Corporation (AMTD)-- an online brokerage firm — reported a fall in Daily Average Revenue Trades (DARTs) for the month of August 2012.