Sentences with phrase «brokerage house on»

Advising a global brokerage house on an investigation into sensitive whistleblowing allegations and managing the associated tribunal litigation

As an independent agency, we comprehensively research each and every brokerage house on several parameters.

Not exact matches

Further, if spouses own a house or a brokerage account as «tenants by the entirety» as opposed to owning them jointly, they may have some creditor protection depending on the state in which they reside.

The story itself, based on the life of Jordan Belfort, co-founder of infamous Long Island, N.Y. - based brokerage house Stratton Oakmont, lends itself to some of that talk.

That's because many of the so - called nonbank banks — some of the big credit - card companies and brokerage houses, for instance — have based their own business plans on growth within the entrepreneurial marketplace, in large part because that segment of the economy has been ignored by much of the banking community for years.

For many years it has been predicted that retail brokerage houses would engage in a «race to zero» on commissions, choosing instead to make money on deposits, margin accounts, and fund fees in an effort to gain more customers.

On Monday, the China Securities Finance Corporation, a government agency that lends money to brokerage houses, said it would continue buying stocks to help prop up the market, according to the state news agency Xinhua.

The companies whose shares rose included state - backed stock brokerage houses, which rebounded strongly from the plunge on Monday.

There are hundreds of public REITs on Vanguard, Fidelity, Schwab and other brokerage houses from which you can choose.

Georgeson Inc. will distribute proxy materials to banks, brokers, and other nominees for forwarding to beneficial owners, may solicit proxies by personal interview, mail, telephone, and electronic communications, and will request brokerage houses and other custodians, nominees, and fiduciaries to forward soliciting materials to the beneficial owners of the common stock held on the record date by such persons.

Using a data on the portfolio holdings and trades of a sample of 41,039 individual investors (with demographics) at a large U.S. discount brokerage house during 1991 - 1996, they conclude that: Keep Reading

As long a fear does not arise on the stock, it will flatten out to December when most short positions are covered, certainly before March 30 tax year end for brokerage houses.

Each member provides scores on all the parameters for the brokerage house under review and then the aggregate score is utilized to provide the final verdict to our readers.

However, that does not mean that you should select the brokerage house based solely on the payouts, you should consider various other factors like whether the website allows you to close the trade before expiry or not, what are the payment options, does the website has robust customer support in place, and how the website scores on various parameters listed in this article.

Our researching parameters identifies pros and cons of the brokerage house and evaluates them on parameters like the parent company, the platform and the website, the bonuses and other benefits, the education and demo account, the deposits and withdrawal processes, the terms and conditions on the site, and above all, the customer service.

In this Dec. 4, 2014 photo, investor share a light moment as they check on stock prices at a brokerage house in Fuyang in central China's Anhui province.

See the below extract from a brokerage report on Phoenix Lamps, obviously the brokerage house was gung - ho about sales projections and profit projections.

Being centrally located in Europe and after just two years in the scene, the Cherry Trade brokerage house has settled on a number of clear - cut features in its push for the binary options pie;

Once a Market Maker develops a reputation for not acting on orders in timely fashion the brokerage houses will choose not deal with him.

A woman looks on in front of an electronic board showing stock information at a brokerage house in Fuyang, Anhui province, China February 9, 2018.

And Heidi Burkhart, president of the affordable housing brokerage Dane Real Estate, warned that the higher construction wages negotiated by REBNY and the Building Trades Council could stifle development on projects with high land costs and thin margins.

3) Have your own Open House (Realtors are insured for any thefts that may occur, you may not be) There are also discount brokerages who will gladly sell your home for 1 % or a flat fee and give you a spot on the MLS.

Give - Up: A procedure whereby a trade / transaction is executed by one party (i.e., a broker, brokerage or clearing house) on behalf of another party and the executed trade / transaction is recorded as having been executed by that other party.

I have sell this house for Rs 5550000 on 07/04/2017, brokerage charges Rs 90000 (without receipt).

You want to base your decision on the fact that a review of 8 brokerage houses (including Fidelity) makes no mention of any fees that Fidelity might be charging for this.

You can also consider other options like — icicidirect.com, fundsindia.com etc., (Online brokerage houses like icicidirect may charge you fee based on each SIP, whereas fundsindia.com do not charge their clients)

All of the major brokerage houses (Vanguard, Schwab, ETrade, Scottrade, etc) in the US give account holders access to a list of ETFs and Mutual Funds with zero load on deposits, no or low minimum account balances, no or low investment minimums, and no commissions.

The broker offers low brokerage charges but has low focus on developing its in - house trading platforms.

In developed markets there are mortgage brokers and brokerage houses who sell these mortgages on behalf of the lenders.

Some clients seem to win on occasion, but most just keep losing, while the brokerage house always takes its cut of the action.

This question arises from a previous one regarding managing all one's investments from one screen on a brokerage house's web site, and a recent answer by @Patches regarding segregation of the brokerage's own activities and its clients» activities.

Alpari, the largest forex brokerage house in Russia, has included a new function to call / put binary options on the trading platform BinaryTrader, the broker said last week.

Alpari, the largest forex brokerage house in Russia, altered on Wednesday the trading conditions for range and call / put binary options, including a five - minute time frame for select forex pairs.

I'll leave the quantitative analysis of AIG to more knowledgeable souls; read the Value Line analysis or get ahold of your favorite brokerage house's analysis on AIG if you want this information.

Being centrally located in Europe and after just two years in the scene, the Cherry Trade brokerage house has settled on a number of clear - cut features in its push for the binary options pie;

I guess in Canada «competition» doesn't mean anything, since Canada's banks have all settled on pretty much identical fee structures for their brokerage houses.

If through the daily cash settlement process, losses in the account of a security futures contract participant reduce the funds on deposit (or equity) below the maintenance margin level (or the firm's higher «house» requirement), the brokerage firm will require that additional funds be deposited.

; → Buyers can now request (either on their own or through their real estate agent) from RECO how many written offers a brokerage responsible for listing a house for sale received for that particular property; → A brokerage must provide evidence of all written offers on a property.

Alpari, the largest forex brokerage house in Russia, altered on Wednesday the trading conditions for range and call / put binary options, including a five - minute time frame for select forex...

Stockbrokers work for brokerage houses, generally on commission.

Japanese forex brokerage house GMO Click Holdings (TYO: 7177) said on Friday its subsidiaries GMO Click Securities and FX Prime both saw their preliminary forex trading volumes on the decline in December 2016 after a very strong November.

While much of his career was spent working for Members of Congress on Capitol Hill, he was also General Counsel for a publicly traded corporation; and worked in the research department of a brokerage house.

For additional investor articles which report on the increased and unjustified management expense ratios, brokerage house trading expenses, and taxes which are associated with investment companies look for these investor reports:

These changes will hopefully break the brokerage house - style business model so that the public can trust the legal advertising it sees and clients can take comfort in knowing that the lawyer they hire is going to be the lawyer who actually works on their case.

With significant experience defending securities brokers and brokerage firms in arbitration proceedings before the NASD, the NYSE, and the AAA, Mr. Nelson has successfully tried cases on behalf of brokerage houses in Colorado, California, Nevada, Utah, Oklahoma and Missouri.

Successful representation of US - based and international clients in federal and state courts in a wide range of matters, including claims of breach of licensing, distribution, franchise, agency, brokerage, long - term supply and manufacturing services agreements; cross-border disputes, and trademark infringement actions on behalf of a fashion house.

In a recent case, the plaintiff sued the defendant agent and her brokerage for negligent misrepresentation in connection with the plaintiff's purchase of a vacant three plus acre parcel of land that the plaintiff acquired with the intention of building a house on the property.

As one of the few brokerages with an in - house claims department, should you experience a claim, we will act as advocates on your behalf to ensure your claim is handled fairly and efficiently.

Stock brokerages and trading houses advise their clients on stock market investments, while larger financial investment companies provide ratings for companies.

So, stupid me -LRB-???), I sold the house and prepared the trade record showing the company name that was on the sign, as the listing brokerage, and id'd the agent using information from the seller.