Sentences with phrase «brokers name on them»

Not exact matches

The broker said he's had a few traders come in checking on the name, thinks they were sellers, but has nothing live.
Some of the organization's founding members are still familiar names more than a century later, including realtor Henry Ceperley (whose name is seen today on Ceperley Park in Stanley Park), Hastings Saw Mill's R.H. Alexander, real estate broker M.A. McLean, and the city's second Mayor, David Oppenheimer (whose name is seen today on Oppenheimer Park).
If you are a beneficial owner holding your shares in street name and you do not give voting instructions to your broker, bank or other intermediary, that organization will leave your shares unvoted on this matter.
If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.
If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.
The NYSE does not consider the election of directors (Item 1), the advisory resolution to approve the named executives» compensation (Item 2) or any of the stockholder proposals (Items 4 through 7) to be routine matters, so your broker may not vote on these matters in its discretion.
We urge all shareholders to express their choices on each voting matter described on the proxy card or the voting instruction form (which you will receive from your broker, bank, or other nominee, if your Shares are held in «street name»).
Widely available information from commercial data brokers provided people's names, addresses, shopping habits and more, but failed to distinguish on more fine - grained matters of personality that might affect political views.
GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered broker - dealer and FINRA and SIPC member firm, which provides independent financial advice on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.
If you are a street name stockholder and you do not give voting instructions to your broker or nominee, your broker will leave your shares unvoted on this matter.
If shares of our common stock are held on your behalf in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.
Absent your instructions, the broker will not be permitted, however, to vote your shares on the election of directors (Proposal 1), the advisory vote to approve named executive officer compensation (Proposal 2) or the adoption of the five stockholder proposals (Proposals 4 through 8), and your shares will be considered «broker non-votes» on those proposals.
Thus, absent voting instructions from you, your broker may not vote your shares on the election of directors (Proposal 1), the advisory vote to approve named executive officer compensation (Proposal 2) or the adoption of the five stockholder proposals (Proposals 4 through 8).
If you hold your shares in street name and you do not instruct your broker how to vote your shares, your broker may vote your shares in its discretion on the ratification of the appointment of the independent registered public accounting firm (Proposal 3).
As a result of changes adopted by the NYSE to its broker voting rules, including changes mandated by the Dodd - Frank Act in connection with stockholder votes on executive compensation matters, the NYSE does not consider the election of directors (Item 1), the advisory resolution regarding named executives» compensation (Item 2), and the advisory proposal on the frequency of future advisory votes regarding named executives» compensation (Item 3) to be routine.
If you hold your shares in street name and you do not instruct your bank or broker how to vote your shares, your broker may vote your shares in its discretion on the ratification of the appointment of the independent registered public accounting firm, but will not be allowed to vote your shares on any of the other proposals.
As a general rule, binary options brokers don't participate in the speculation surrounding an IPO as these companies are usually not big named companies yet, but they do offer binary options on larger companies, and these will once in a while hold secondary offerings on stock shares.
According to the Wall Street Journal on Tuesday, Founders Fund — co-founded by the high - profile investor Peter Thiel and based in San Francisco — is now backing a startup named Tagomi Systems Inc., which boasts a mission to serve as a broker - dealer to optimize bulk bitcoin trading orders for high - value clients.
If your shares are held in the name of your broker, bank, or other nominee, you must bring to the meeting an account statement or letter from the nominee indicating that you beneficially owned the shares on April 6, 2011, the record date for voting.
Widely available information from commercial data brokers provided people's names, addresses, shopping habits and more, but failed to distinguish on more fine - grained matters of personality that might affect political views.
Current communications director Paul Rivera is staying on, but he's likely moving into a more limited chief of staff - type role, although there are two people with that title at the moment in Sampson's camp: Michelle Trotman, whose name appeared in a recent Times story on the leader's representation of a shady Queens real estate broker, Edul Ahmad; and Michael Cohen, who I'm told runs things in the senator's Brooklyn district.
Any results that are reported to constitute a blinded, independent validation of a statistical model (or mathematical classifier or predictor) must be accompanied by a detailed explanation that includes: 1) specification of the exact «locked down» form of the model, including all data processing steps, algorithm for calculating the model output, and any cutpoints that might be applied to the model output for final classification, 2) date on which the model or predictor was fully locked down in exactly the form described, 3) name of the individual (s) who maintained the blinded data and oversaw the evaluation (e.g., honest broker), 4) statement of assurance that no modifications, additions, or exclusion were made to the validation data set from the point at which the model was locked down and that neither the validation data nor any subset of it had ever been used to assess or refine the model being tested
If you're really serious about it, some brokers / banks offer multi-currency trading accounts (again I will name them if asked) where you can trade a wide range of instruments natively (i.e. on the primary exchanges) and you get to manage everything in one interface.
If you hold your shares in «street name» ie via a broker, their corporate action department will ensure the dividend / returnofcapital / etc follows who has the stock just prior to ex-div... then on dec or dec 3, whatever they decide to actually pay it, the stock will drop.
Should you fancy placing all manner of different Binary Options trades on any of the above named banks, then do feel free to take a look over each of our top rated and fully reviewed Binary Options Brokers for each of them listed on our website are fully licensed and regulated and there will be some added value is signing up to any of them at the current moment in time as each are offering some larger than average sign up broker bonuses, the details of which can be found on each of their websites so do take a look.
Evidently, there's a race to the bottom in trading commissions seeing as how there are new discount brokers popping up with various free / low - fee commissions and now, multiple large names are offering trading on ETFs they manage or have relationships with absolutely free.
The broker simply showed him the POA that Velur had signed in the broker's name who was basically trading on the professor's behalf.
Insurance broker Matthew Carr says standard coverage generally includes fire, plus things that are specifically named on a policy, but other options can include a broader range of risks, subject to certain exclusions.
The broker named as the official advisor to a corporation on financial matters; has the right of first refusal on any new issues.
If you have any particular area or home in mind, ask the natives for names and numbers of reliable brokers that give excellent deals on Toronto Mortgage Rates.
Nominee account Usually, a broker records shares bought on behalf of clients using a general «nominee» account on the register with a name chosen by the broker.
* Gives you the name of a broker or lender that does not lend on mobile homes.
If your shares are held in the name of your bank, broker or other nominee and you would like to vote in person at the special meeting, you need to bring an account statement or letter from the nominee indicating that you were the beneficial owner of the shares on -LSB--RSB-, 2009, the record date for the special meeting.
Brokers, banks or other nominees who hold shares of our common stock in street name for a customer who is the beneficial owner of those shares may not exercise voting authority on the customer's shares with respect to the actions proposed in this proxy statement without specific instructions from the customer.
If you are a beneficial owner of shares held in street name and do not provide the nominee who holds your shares with specific voting instructions, the broker, bank or other nominee will inform our inspector of election that it does not have the authority to vote on the proposals with respect to your shares.
As we were going through some recent reviews on binary options brokers we noticed that one site in particular was getting some very favorable reviews; that sites name was IQ Option.
* Gives you the name of a broker or lender that does not lend on manufactured homes.
After the Company ceases trading on the Nasdaq Global Market as a result of such suspension, shares of the Company's common stock held in street name with brokers may be traded in the over-the-counter market on an electronic bulletin board established for unlisted securities such as the OTC Bulletin Board or the Pink Sheets.
These obviously possess some natural advantages, and brokers, investors & the media will mostly focus on the well - known names.
Kelly served as Hillary Clinton's economic envoy to Northern Ireland when she was Secretary of State and co-founded the Bill Clinton - associated Teneo Holdings, whereas Bourkoff was on board to broker the deal to start Trump TV — but they got along swimmingly, saying nice things to each other in the name of the Royal Academy.
You'll want to include details like: the broker's name; who's requesting the broker's services; whether the broker will be finding goods or services; whether the broker will be making introductions, or be involved in the details of the transaction; whether the broker has the licenses and certifications required by the intended industry; the duration of the agreement; any exclusivity or non-circumvention clauses; whether payment depends on the transaction's success; and how the broker's fee will be determined and paid.
They focus routinely on coverage issues, including advertising injury, personal injury liability, errors and omissions, director's and officer's, named peril and all - risk property, hospital / medical / HMO / PPO, educator's liability, securities / broker, employment practices liability, intellectual property and patent infringement, sexual abuse / harassment issues, environmental / toxic tort, primary / excess disputes, and reinsurance contract obligations.
Other key names include Jon Harris, who recently acted for Beaufort as the broker in numerous secondary fundraising matters by AIM - listed companies, and legal director Ross McDowall, who advised Kier on a wide array of property, environmental and planning law issues with regards to its operations in East Ayrshire.
Because there are many possible eventualities which may be named on your policy it is impossible to give direct advice on this, you should reference your insurance contract and they should be clearly laid out in this contract and if you still feel uncertain about what exactly is a named peril in your arrangement, you should contact your insurance broker or agent to discuss the policy in more detail.
If you feel a specific named peril does not appear on your insurance policy when you need or want it to you should contact your agent or broker to arrange additional coverage.
If you want to find what your options are, please free to fill out a short form at the end of this article sharing your name and your contact data or simply send your contact data to [email protected] and a licensed life insurance broker, who has access to nearly all insurance products on the market, will be in touch with you.
Widely available information from commercial data brokers provided people's names, addresses, shopping habits and more, but failed to distinguish on more fine - grained matters of personality that might affect political views.
The filing describes what seems to be the genesis of how FF wound up with its name, as well as the company's website, and pins a $ 210,000 claim on the start - up for allegedly failing to pay the broker, Domains Cable, a commission for the deal to purchase FF.com.
The tables below show the brokers which allow Bitcoin trading without ID verification — trade cryptos on trading sites which don't ask for your real name proven by photo ID.
The listing brokerBroker») for the Owner's home had placed a «For Sale» sign on the property that listed his name and phone number.
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