Sentences with phrase «brokers under their mandate»
Not exact matches
Still, those in the advisory community argue that exactly how this business - model neutral approach is crafted will be crucial to determining whether the agency actually ends up putting brokers under a fiduciary mandate.
https://www.thinkadvisor.com/
After declaring that 2014 will be the year that the SEC decides whether to move ahead with a rule to put brokers under a fiduciary mandate, Mary Jo White directed SEC staff to compile a list of «all of the potential options» available to the agency that could be used in drafting a fiduciary rule.