Sentences with phrase «brought by regulatory bodies»

We defend clients in investigations and enforcement actions brought by regulatory bodies across the country, including the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Department of Labor, the New York Stock Exchange, the American Stock Exchange, the National Futures Association, the Commodity Futures Trading Commission, the Chicago Board of Options Exchange, the Chicago Mercantile Exchange and the Chicago Board of Trade.

Not exact matches

The primary existing check on misleading formula claims are advertising challenges brought by competitors before the National Advertising Division (NAD), a self - regulatory body established by the Better Business Bureau.

Government spokespeople say that this is all about evidence and procedure — it's all part of their «step - by - step» plan for the new regulatory body the Financial Conduct Authority It has happened now, they say, because of «growing evidence» from abroad that a cap can be successful in bringing down prices and protecting consumers.

Tokyo — January 18 2018 Tagruato has begun development on a revolutionary new energy technology In what Ceo Ganu Yoshida called a technological great leap foreward for our planet This renewable technology will take at least 4 year to complete with along with another six years International regulatory bodies to bring the powerful revolutionary energy source by april 18 2028

This renewable technology will take at least 4 years to complete along with another six years International regulatory bodies to bring the powerful revolutionary energy source by April 18 2028

Ms. Gaudoin has experience in investigations and enforcement proceedings brought by the Serious Fraud Office, the UK Financial Conduct Authority, the National Crime Agency and other regulatory bodies.

Defending accountants and solicitors in regulatory proceedings brought by their professional bodies

It increasingly attracts a growing number of private instructions, both from its own clients and clients referred to the firm, including regulatory issues brought, for example, by Medicines and Healthcare products Regulatory Agency, Serious Fraud Office, Health and Safety Executive and Security Industry Authority, as well as other regulatory bodies.

A specialist defence lawyer in the areas of financial crime, fraud and regulatory investigations, Michael has acted for individuals in investigations brought against them by regulatory bodies including the SFO, FCA and the Fraud Prosecution Service.

The massive price hike of Bitcoin was followed by a pro-crypto stand taken up by various regulatory bodies worldwide, some of which gave a green signal to its trading whereas other tried bringing in...

The massive price hike of Bitcoin was followed by a pro-crypto stand taken up by various regulatory bodies worldwide, some of which gave a green signal to its trading whereas other tried bringing in regulation for steering clear of money laundering and fraud association.

The panel is yet to take its decision regarding how the legislation will be brought about by the government and which body shall be entrusted with the regulatory oversight in the sphere of cryptocurrencies.

Nonetheless, the meeting held yesterday by the US Senate has without a doubt brought some more certainty in the market given the increasing negativity and FUD from some international regulatory bodies and institutions.

Google has been very busy with trying to bring self - driving technology to the roads, however, it has so far been affected by quite a number of bumps, especially from regulatory bodies.

They identify and take steps, through enforcement of this Code of Ethics and by assisting appropriate regulatory bodies, to eliminate practices which may damage the public or which might discredit or bring dishonor to the real estate profession.