Sentences with phrase «business as a broker»

(10) Is not actively engaged in business as a broker - dealer (registered or unregistered).

The advantage to having your own business as a broker is that your overhead is low, so you can offer your services as a rate that will undercut the competition, plus still give you a very healthy profit margin.

All Mortgage brokers must have a license from the Financial Services Commission of Ontario (FSCO) in order to run a business as a broker.

Anyone who hopes to become a mortgage broker in Stouffville must have a license from the Financial Services Commission of Ontario in order for them to do business as brokers.

As a result, alternative lenders are seeing an uptick in business as brokers increasingly direct home buyers toward borrowing options that are beyond the reach of the Office of the Superintendent of Financial Institutions» newly enacted tighter lending requirements.

Seven years ago, Bosley's daughter Christan (who is currently continuing the family business as a broker and sitting on some industry committees) told her father that she had sold her first house in less than two days by using Facebook.

He spent 3 years in the NFL as a quarterback before entering the commercial real estate business as a broker in 1993.

7 DOS 00 DOS v. Flagship Marketing Group - availing of license; failure to cooperate with DOS investigation; jurisdiction; proper business practices; ex parte hearing may proceed upon proof of proper service; DOS retains jurisdiction over party not licensed at the time of the hearing where, at that time the complaint was served, the party was (i) licensed, (ii) an applicant for a license or renewal, or (iii) was eligible to automatically renew; salesperson is prohibited both from owning, directly or indirectly, singly or jointly, any shares of voting stock in and from being an officer of any licensed real estate brokerage corporation with which the salesperson is associated; representative real estate broker availed the corporate broker license to an associated salesperson where the office was operated by the salesperson without the direct supervision of the representative broker and the salesperson conducted business as a broker for his own benefit; representative real estate broker engaged in fraud by availing the corporate real estate broker license to a salesperson; representative broker's availing of corporate broker's license for which the corporate broker is vicariously liable; failure to provide business records constitutes failure to cooperate with DOS investigation; DOS fails to establish fraud, ignorance or negligence is not sufficient to prove mistake; pressure, regardless of how severe, is not undue influence; restitution denied where funds sought were received by an entity not named or charged in the complaint; corporate broker fined $ 3,000.00, representative broker's license revoked and fined $ 3,000.00 and salesperson fined $ 5,000.00

Building a real estate business as a broker is not free from its growing pains and frustrations.

His son Sheldon Johnston carries on the family business as broker and also received a long - service award.

Not exact matches

Launched by Scott Gerber, founder of the Young Entrepreneurs Council (and an Inc.com columnist), Startup Insurance isn't an exchange so much as a broker for insurance options tailored specifically to entrepreneurs and small - business owners.

Home Capital Group has seen some of its riskier lending business drain away to the private, unregulated mortgage lenders — firms like Alpine Credit or the many so - called «mom - and - pop» shops which proliferated as small investors teamed up with brokers to provide short - term, non-amortized loans.

Alan Bishop has spent 40 years building insurance broker EBM into a national player and worked through many business cycles over that time, but arguably none as tough as the current conditions in Western Australia.

Using your website and social media to boost your business is critical for your success, even if the bulk of your work as a freight broker takes place on the open road.

He has described himself as an exclusive broker for Trump's family business, the Trump Organization, with respect to real - estate dealings in Russia.

On average, a broker who connects a small business with a healthcare provider collects between 4 and 8 percent of the company's health premiums — fees that translate to several hundred dollars or more per employee per year, and keep coming in for as long as the business customer continues to maintain coverage.

Firms — such as Betterment Institutional, Trizic, Upside Financial and others — that offer private - label capabilities to RIAs and broker - dealers in a business - to - business (B2B) model.

Online discount brokers and websites dedicated to helping small businesses have revolutionized business as we know it.

As his well - followed Twitter handle suggests, he's also a former Wall Street broker, and now an influential financial blogger who contributes to a number of business magazines, including Fortune on occasion, and frequently appears on CNBC.

Equity crowdfunding under the JOBS Act has been seen as a democratization of the startup and small - business investment process, and one which will put the ability of entrepreneurs to raise capital into the hands of «the crowd» and not just wealthy investors, banks and Wall Street brokers.

According to the International Business Brokers Association, a company's value is determined by a compilation of factors such as sales, earnings, performance, market outlook, personnel, net book value, and the fair market replacement value of equivalent operating assets.

And although her first pitches were successful, Claros thinks she'll most likely enlist the help of a broker as her business grows in order to expand her reach.

Economic conditions have made it more difficult to close deals; however, business brokers are reporting a record number of buyer inquiries as a result of the huge number of corporate layoffs over the last six to nine months.

Businesses providing coverage must comply with the 90 - day waiting period limit that goes into effect next year, and to taxes associated with the ACA, among other regulations, according to Marathas, who suggests businesses get professionals to help them with the law, such as a «solid broker» and a lawyer who understand and take seriouslBusinesses providing coverage must comply with the 90 - day waiting period limit that goes into effect next year, and to taxes associated with the ACA, among other regulations, according to Marathas, who suggests businesses get professionals to help them with the law, such as a «solid broker» and a lawyer who understand and take seriouslbusinesses get professionals to help them with the law, such as a «solid broker» and a lawyer who understand and take seriously the ACA.

Zenefits offers human resources software for free to businesses and makes money acting as a health insurance broker, working as the middleman between businesses and insurance providers.

(11) Is not actively engaged in business as a registered representative of a broker - dealer.

It has been widely anticipated that broker - dealers might largely exit the business of selling commission - based variable and indexed annuities entirely, in favor of operating as level fee fiduciaries.

Having an updated business valuation is a great asset if ever approached by buyers, brokers, or DSOs, as well as for family, tax, succession and estate planning purposes.

Previously, it could have offered as much as $ 1.6 million on that particular deal, according to Don Naideck, president of business broker Prime Investments in North Bethesda, Md..

If the Fiduciary Standard is applied to brokers as well as financial advisors as has been discussed, there will for sure be lots of change, but to announce the death knell of the advice business is as ludicrous as saying there will no longer be a demand for teachers or doctors.

«As alleged, Ross William Ulbricht operated Silk Road — a global illegal cyber business designed to broker criminal transactions — protected by a presumed anonymity and motivated by profit.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.

Brokers and other advisors may have model portfolios developed for their clientele, with portfolio constraints adjusted as required to suit your book of business.

Citadel Securities, the market making and brokering arm of Citadel LLC, hired Jonathan Finney as director for European business development, a newly created role.

Should your broker (IB) opt to stop doing business with an FCM, your account will follow the broker to its new clearing arrangement in a transaction known as a «bulk transfer»; unless, of course, you specifically object.

After that, the company will look into things like purchasing wholesale businesses — deals that she said are possible in part because of their valuable private stock, which it seems as though, these days, every investor and broker wants to somehow buy.

«Zenefits is viewed by other brokers as a profoundly evil company because we've stolen a lot of business from folks.

One major feature that would distinguish the business practices of Amazon's «streaming data marketplace» from those of actors such as Facebook: The social media giant, while admitting that it has allowed direct access to user data for academic purposes, claims to prohibit the sale of these data «to any ad network, data broker or other advertising or monetization - related service.»

It allows businesses to interact with Africa as a single addressable market from a logistics perspective by acting as a digital broker for logistics services.

Blake counsels asset managers and broker - dealers on all aspects of the development and distribution of alternative investment products, including registered investment companies, business development companies, and other permanent or long - term capital structures, as well as hedge funds and private equity funds.

Some brokers are absolutely better than others, just the same as any type of business.

Once you have completed your training, you will know everything you need to know about Transworld, owning a business, and working as a business broker and advisor.

They all did a very great job and are now ready to move on with their newfound careers as business loan brokers and provide capital to business owners in need.

During this stage, the business loan broker will go over the specifics of the financial agreement to ensure that the client fully understands what they are signing, how much funding they are receiving, as well as the payment terms and interest rates.

Securing a job as a business loan broker is easier if you have experience working in sales, lending, banking, or customer service.

Instead of going to lenders directly, businesses with hire business loan brokers to seek out lenders with the cash reserves and loan programs to fulfill their needs, and act as liaisons in negotiating the entire deal.

Business loan brokers who prefer to work on their own might want to consider opening their own businesses and start making inroads with commercial lenders, as well as bringing over previous clients to help build their own portfolio without the lion's share going to the brokerage firm.

Business loan brokers can work for a brokerage firm, or they can strike out on their own and act as independent agents — getting hired by businesses that require specialized types of financing.

Working with a seasoned business broker like Springtree Group (STG) can help you find a qualified buyer or seller whose interests match your own, and navigate the complexities of the due diligence process, as well as line up appropriate financing solutions to keep the deal on track.