Sentences with phrase «business investment company through»

PENSCO is indirectly affiliated with a registered broker dealer and with a licensed small business investment company through Opus Bank («Opus Affiliates»).

Not exact matches

So when a potential acquirer looks at a business that is clearly doing its best just to keep the status quo and not making the right moves and investments, they will see right through that and wonder if the company is now too risky to invest in.
Cowen Inc. is a diversified financial services firm and, together with its consolidated subsidiaries, provides alternative asset management, investment banking, research, sales and trading, prime brokerage, global clearing and commission management services through its two business segments: Cowen Investment Management and its affiliates make up the Company's alternative investment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment baninvestment banking, research, sales and trading, prime brokerage, global clearing and commission management services through its two business segments: Cowen Investment Management and its affiliates make up the Company's alternative investment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment banInvestment Management and its affiliates make up the Company's alternative investment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment baninvestment segment, while Cowen and Company, a member of FINRA and SIPC, and its affiliates make up the Company's investment baninvestment bank segment.
That's why Kaplan suggests that business owners looking for appreciation beyond the growing value of their companies speak to an investment advisor about assembling a portfolio composed of a combination of equities, real estate and hard assets and generating current income through bonds and dividend - paying stocks.
And while the bank grew through mergers and by adding new business lines throughout the 2000s — acquiring Canadian Direct Insurance and Valiant Trust Company in 2004, Adroit Investment Management in 2008 and National Leasing Group Inc. in 2010 — «these initiatives are still in early stages,» Chan notes.
While Riot says on its website that it maintains its Bioptix business, the company intends to «gain exposure to the blockchain ecosystem through targeted investments in the sector, with a primary focus on the Bitcoin and Ethereum blockchains.»
Larger, more established companies will continue to utilize Regulation A + to raise $ 5 - $ 50 million through small investments from lots of people, but today the door opens for earlier - stage startups and small businesses.
The group was created initially through the spin - out of seven window and door trade counters into a standalone company following Cairngorm Capital's investment in the Polyframe manufacturing business in July 2016.
A graduate of Thunderbird, Tom's accomplishments include managing a diverse portfolio of investments through the financial crisis, making investments in several global payments companies that led to acquisitions, and building new business units in Mexico City, São Paulo, and Rio de Janeiro.
As one of the pioneers and leading company in this domain, the objectives of JAFCO Asia are clear: to add value through our experience, professionalism and business development, to build successful businesses together with our entrepreneurs and to obtain excellent return on investment for our investors.
Within the business cuts, the legislation would reduce the corporate tax rate from 35 to 20 percent ($ 1.5 trillion), allow companies to fully deduct the cost of business investments in the year they are made through 2022 ($ 25 billion), and limit the top rate on certain pass - through business income paid on the individual side to 25 percent ($ 448 billion).
The law contains several provisions favorable to businesses, including a cut in the corporate income - tax rate to 21 %, down from 35 %; the ability to write off qualified investments in new facilities right away, rather than over several years; and the potential for a 20 % income deduction for small - business owners who own companies via pass - through entities.
The general partner is an entity through which the fund managers make management, disposition and other decisions related to the fund's investments and business affairs, and the limited partners are passive investors, such as pension funds, foundations, insurance companies and high net worth individuals.
The capital angel investors provide may be a one - time investment to help the business propel or an ongoing injection of money to support and carry the company through its difficult early stages.
Business owners who raise funds through equity crowdfunding provide investors with company shares in return for their investment.
The Company operates through two business segments: Investment Banking and Investment Management.
Earlier this year, California regulators alleged that from June 2007 through September 2015, Mata had managed and controlled seven entities «while using investors» funds to pay for his,... Kayatta's and [another associate's] personal living expenses, fund startup companies he owned and controlled, and expand his unlicensed investment advisory business,» according to FINRA BrokerCheck.
Under existing security laws in Canada, it is illegal for a company to sell equity through Crowd - funding, thereby preventing Canadian businesses from utilizing the investment model.
AX Ventures investment opportunities will be identified through a corporate accelerator program called Xcelerate, which will be run by Mr Sullivan's team and start - up accelerator BlueChilli and which will seek applications from entrepreneurs and early - stage companies to build a pipeline of investable businesses.
The Kentucky Economic Development Finance Authority (KEDFA) announced tax incentives of up to $ 1.5 m based on the company's investment of at least $ 12.9 m, through its business investment programme.
B Lab drives systemic change through three interrelated initiatives: 1) building a community of Certified B Corporations to make it easier for all of us to tell the difference between «good companies» and just good marketing; 2) accelerating the growth of the impact investing asset class through use of B Lab's GIIRS impact rating system by institutional investors; and 3) promoting supportive public policies, including creation of a new corporate form and tax, procurement, and investment incentives for sustainable business.
4.10 If we go through a business transition, such as a merger, acquisition by another company or a financing, investment, support or funding, sharing or sale of all or a portion of our assets, your information may be among the assets shared or transferred.
A great deal of investment has been allocated through the Science, Technology and Innovation Policy to boost the amount of scientific research and entrepreneurial activities in businesses, and partnerships between companies and educational institutions have been encouraged to establish expertise in unique areas.
Disclosure: Jeff Bezos is an investor in Business Insider through his personal investment company Bezos Expeditions.
Five funds use Schroders» business cycle approach, which combines a clear macro view with bottom - up stock selection, which helps fund managers capture investment opportunities by identifying the companies that are most likely to outperform as the economy moves through each stage of the cycle.
Rooted Capital Companies is in the business of creating wealth for our clients through passive investments and building relationships for life.
The company through its subsidiaries offers personal and business banking services, consumer and commercial loans, equipment leasing, mortgages, insurance and wealth management services, including investment management, trust and estate administration, retirement planning, custody services, and tax planning and preparation.
There are also other — less traditional — funding options, such as crowdfunding (think companies like Kickstarter) and peer - to - peer lending, which allows small business owners to raise capital through user investment.
It endeavors to identify relative value investments across all locations, industries and tenants among these properties through the principled application of company proprietary risk assessment model, operate properties in an institutional manner, and capitalize business appropriately given the characteristics of assets.
Thomas Sarkany is qualified to serve as a Trustee based on his experience in various business and consulting positions, and through his experience from service as a board member of the Trust and other investment companies.
Reporting through TCFD recommendations allows companies to measure the risks and business opportunities related to climate change, protect themselves against potential physical impacts and identify sustainable investment opportunities.
Whether the business is at an early stage and requires start up funding and investment, or is a multinational public company looking to grow through merger or acquisition, our international corporate group is ideally placed to advise you.
Whether you are an investment company seeking help responding to the ever - changing regulations, a financial institution recently contacted by the SEC or FINRA, a public or private company interested in growth through acquisitions, or an organization concerned about protecting its intellectual property or contract rights, Stradley Ronon lawyers bring both legal ability and business acumen to bear in addressing the challenges you face.
Our clients range from directors of larger companies, managers of investment funds, those running complex capital market projects, AIM or smaller quoted companies, through to family businesses and professional practices.
The Firm, through an investment holding company, is a partial owner of iDisclose, a legal technology company, available at www.iDisclose.com, which may be deemed to be an ancillary business of the Firm.
As Bloomberg News reports, the Tax Reform Act will be very good for rental property owners and landlords if they do business via pass - through entities — real estate investment trusts, partnerships, limited liability companies, and S corporations — all of which are set to get big tax breaks in the Act.
We assist our minority investor clients from the time that they first consider an investment in a privately - held company all the way through their exit from the business.
New legislation could make it possible for small businesses to not only accept donations through crowdfunding, but to accept investments in exchange for stock in the company.
Entrepreneurs can be trying to source investment, trying to build the right team for their company, and trying market their product all at the same time, so it is important that Morton Fraser provides as much support as possible, like advising businesses through our free monthly legal «clinic» held at our Edinburgh office.
One of the best ways to protect the investment you have made in your company is through a Jackson business insurance policy.
These same executives... who developed long - term business plans, anticipated market changes, and transitioned company's through major mergers and acquisitions didn't make the same strategic investment in their own career.
Top 5 salesperson, Coldwell Banker Commercial NRT Vice President, Development and Investment Group — Trammell Crow Company, Phoenix, AZ 1997 — 2002 Successfully identified and source developed opportunities through business and community networking and focused market analyses.
Professional Duties & Responsibilities Managed daily banking operations and financial product sales for multinational banking institutions Generated significant revenue through successful leveraging of bank products and services Consistently recognized for excellence in sales, marketing, and team management Hired, trained, and reviewed financial sales associates, tellers, and support staff Offered career development services to build employee value, efficacy, and dedication Interfaced with business, insurance, and investment partners to provide holistic client service Built long - term relationships with customers, partners, and industry contacts Monitored compliance with legal and corporate policies protecting company and client assets Responsible for personal, home mortgage, automotive, and business loans Opened, updated, and settled personal and business accounts Oversaw teller transactions including deposits, withdrawals, cashier's checks, and vault access Resolved customer service inquiries resulting in client satisfaction and repeat business
Operations Manager — Duties & Responsibilities Prepare complex technical standard operating procedures for organizational implementation Oversee organizational ethics and compliance training administration at facility level Develop and implement training to ensure workforce peak performance Perform safety management studies and approve / disapprove proposed procedures Administer employee appraisals and increase employee motivation and organizational citizenship Manage multi-million dollar air traffic control contracts Effectively lead culturally diverse workforce in domestic and international settings Develop and implement air traffic control flow procedures saving cliental thousands of dollars on a daily basis Serve as liaison with cliental customers and mediate solutions resulting in increased customer investments Develop and administer varied software solutions for clients including KPMG, USAF, and the Chicago Board of Trade Oversee software projects through the various facets of developmental lifecycle Develop software applications using Visual Basic and SQL Server increasing business operation efficiency Create safety management systems which track aircraft incidents and trends Network and manage numerous air traffic control systems decreasing system downtime Develop an employee management system increasing operational efficiency Represent company brand with poise, integrity, and positivity
Professional Duties & Responsibilities Managed all aspects of branch location including personnel and daily operations Oversaw employee hiring, training, performance reviews, compensation, and termination Interfaced with business, insurance, and investment partners to provide holistic client service Analyzed local, niche, and national markets to identify potential sales opportunities for clients Generated significant revenue through successful leveraging of bank products and services Built long - term relationships with key industry contacts to expand company reach and sales Conducted Management Self Assessments, audits, and compliance activities Monitored adherence to legal and corporate procedures protecting company and client assets Resolved escalated customer service issues promptly, professionally, and effectively Implemented measures to significantly increase operational efficacy and efficiency Identified and developed high potential employees increasing their value to the company Designed and implemented employee recognition program elevating corporate morale Performed teller services including cash handling and bank vault oversight Tracked sales referrals guaranteeing observance of proper procedures and policies Reviewed ledgers, branch audit logs, and closeout, balance, and M&D reports Provided excellent customer service resulting in client satisfaction and repeat business
He says Cambridge has three distinctive business units: FHA - insured HUD loans, conventional financing and investments, and acquisitions through the company's Cambridge Investment and Finance Co. subsidiary.
Over the last decade, limited liability companies (LLCs) have become one of the most preferred forms of business entities through which to hold title to investment real estate properties.
The company's principal investment strategy includes direct property acquisitions and joint ventures, sale / leasebacks and the acquisition of distressed debt through its Cambridge Investment and Finance Co. busiinvestment strategy includes direct property acquisitions and joint ventures, sale / leasebacks and the acquisition of distressed debt through its Cambridge Investment and Finance Co. busiInvestment and Finance Co. business unit.
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