Sentences with phrase «buy securities in any state»

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state, jurisdiction, or to any person to whom it is not lawful to make such an offer.
This Statement of Additional Information is not an offer to sell these securities and is not soliciting an offer to buy these securities in any state where the offer or sale is not permitted.

Not exact matches

This press release shall not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.
The settlement was announced on Wednesday by state securities regulators in Massachusetts and Alabama, who said the deal will also ensure that LPL buys back securities that were illegally sold to investors.
This press release is not an offer to sell, nor a solicitation of an offer to buy, any securities, nor shall there be any sale of these securities in any state or jurisdiction in which the offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.
When people see banks browbeating the bond rating agencies and accounting firms to whitewash the quality of what they're pawning off on their customers, when they see bank lobbyists getting Washington to block state prosecutions of financial fraud so as to clear the way for more predatory lending and false packaging of the junk securities they're selling and to win the right not to reveal their true financial position, there's a good reason not to buy what's in these black boxes.
Conditional Call - A conditional call is an arrangement in a security, which is convertible security that indicates all the circumstance that the company, or corporation, issuing the security can call in securities or buy back securities earlier than was originally stated in the buy - sell agreement or option.
This press release shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of the Debentures in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
This press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.
This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.
Supporters say the buy - local program keeps Alaska money in state, gives kids healthier choices than heat - to - eat processed meals, and helps create food security for a state that imports nearly all its groceries.
«Sequel to the recommendation of security experts, the Rivers State Government bought the two Bell 412 security surveillance helicopters during the administration of Amaechi, in collaboration with the federal government through the office of the National Security Advisersecurity experts, the Rivers State Government bought the two Bell 412 security surveillance helicopters during the administration of Amaechi, in collaboration with the federal government through the office of the National Security Advisersecurity surveillance helicopters during the administration of Amaechi, in collaboration with the federal government through the office of the National Security AdviserSecurity Adviser.»
Meanwhile, the heavy security presence and restriction of movement in Maiduguri, the Borno state capital, following the visit of Mr. President is beginning to scare many residents, who are seen buying food stuff to keep in their homes, in case of any eventuality, as the heavy security presence is becoming alarming and scary.
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If Gov. Roy Cooper has his way, the average teacher will get an 8 percent raise next year, other state employees will get their biggest raise in a decade, and schools will get millions of dollars to upgrade security, buy supplies and hire new resource officers, nurses, counselors, social workers and psychologists.
The AMC hires a professional money manager, who buys and sells securities in line with the fund's stated objective.
This communication shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sales of the Fund's shares in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under securities laws of any such state as noted in the filings.
In particular, the information contained on this website or in any email is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities or services in the United States to or for the benefit of any person in the United StateIn particular, the information contained on this website or in any email is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities or services in the United States to or for the benefit of any person in the United Statein any email is not for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities or services in the United States to or for the benefit of any person in the United Statein the United States to or for the benefit of any person in the United Statein the United States.
A document used by securities dealers and banks to state in writing the terms and execution of a verbal arrangement to buy or sell a security.
The information in this website is not intended for distribution and does not constitute an offer to sell or the solicitation of any offer to buy any securities in any jurisdiction in which such offer, solicitation or distribution would be unlawful including but not limited to the United States of America or for the benefit of any United States persons.
A foreign exchange trader is a person or a company that trades in Forex market using the strategies, indicators and multitude analysis of states of fluctuations in currency values, afterwards making decisions about selling or buying currencies securities or investments.
We urged the bright line rule that the Court adopted in its holding today — «Amici respectfully submit that the Court should affirm the result reached by the Second Circuit and establish a bright line rule limiting the application of rule 10 (b) to securities bought or sold in the United States
However, in November the U.S. Securities and Exchange Commission (SEC) stated that celebrities use of social media to encourage the public to buy stocks and other investments may be unlawful if they don't disclose the nature, source, and amount of any compensation paid, directly or indirectly, in exchange for endorsement.
By clicking the link below, the viewer understands this communication does not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful.
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