Sentences with phrase «by a broker who»

Finally, they are aided by brokers who help find common ground among their different viewpoints.

The 63 - year - old was rung every day by a broker who eventually convinced him to bet against the gold price, which is something he thought would be safe.

Annuities are sold by brokers who charge high fees that will eat at your nest egg, sometimes as much as 10 percent.

An individual licensed in the state within which the board is located or within the state in which the real estate firm of the REALTOR ® is located shall be deemed to be licensed with a REALTOR ® if the license of the individual is held by a REALTOR ® or by any broker who is licensed with the REALTOR ®, provided that such licensee is not otherwise included in the computation of dues payable by a sole proprietor, partner, corporate officer or individual in a position of management control of the entity.

The meeting went well, in a general sense over a couple of hours, hosted by a broker who sat on many committees, both local and TREB.

He lived in Oregon and was referred to me by a broker who had recommended me for a fast sale.

Quick manages transactions in a team environment, led by a broker who generates most of the business, a listing manager, and four buyer specialists.

Most performas were created by brokers who didn't consult with the sellers on the actual numbers.

This is comprised of a group of agents selected by each broker who they believe are team players and who have been loyal and demonstrated that they really care about the office and their peers.

In Century 21 J. E. M. Realty v. Bona Vista Farm, the Alberta Court of Appeal addressed an alleged breach of fiduciary duty by a broker who sought to put pressure on a seller / principal by finding alternative and cheaper land to offer a buyer.

Impedes referral of customers whose identities are obtained from a VOW by a broker who uses a VOW to other persons

It is one of the Free services provided by the brokers who support the service.

While it would include the basics that probably apply to everyone, it would also allow itself to be customized by the broker who could add their custom content via presentation, video, or other medium to meld the unique aspects of the company with the tried - and - true training recommendations.

Not exact matches

Such is the desperation that some mortgage brokers will help disqualified buyers bolster their prospects by offering to connect them with people who will create phony salary documents.

By some estimates, up to 30 % of loans come from mortgage brokers, who are paid a commission by the lenderBy some estimates, up to 30 % of loans come from mortgage brokers, who are paid a commission by the lenderby the lenders.

Last year, a whistleblower shared information that the company had been approving loans sourced by mortgage brokers who had submitted falsified salary documents for borrowers.

The process is abetted by law firms, brokers, and accountants who pocket millions in fees.»

However, you're apt to save time and trouble by using an insurance agent or broker who can advise you about types and amounts of coverage and develop a package that meets your needs.

Schmitt produced a white paper that raised concerns about high - frequency trading, the lack of competition in the market and the «disappearance» of market makers, the banks and broker - dealers who traditionally stand by as passive buyers and sellers of stock to ensure other investors have a counterparty.

Tal says his unscientific research into the subject — consisting mainly of a recent dinner with over 20 real estate brokers and agents who deal exclusively with foreign buyers — led him to believe the number of «pure» foreign purchasers in the Canadian real - estate market is «probably much smaller than perceived by many.»

That claim and myriad variations are all over the internet, from business articles written by people who should know better to puffery put out by franchise brokers and consultants.

The data used to serve the ads was gleaned from user behavior on apps and via IP addresses, information that is regularly harvested by data brokers who repackage it to marketing firms who use it to serve ads with laser - like precision based on interest, location, age and many other markers.

NEW YORK (Reuters)- Wary of brokers who make their money by «riding the calendar» of new stock and bond issues rather than patiently building the firm's wealth management business, Morgan Stanley is cracking down where it hurts the most: compensation.

What about the small broker - dealers themselves who were «picked off» to the tune of anywhere from $ 180 - 370 million by FINRA's own execs and the large broker - dealers in the merger of the NASD and NYSE Regulation to form FINRA?

It was once «controlled and regulated by scalpers and brokers, who either gouged consumers on «hot» tickets or withheld excess inventory for fear that selling low would distort pricing,» wrote Sports Illustrated's Jon Wertheim last year.

Subsequent investigations by BI revealed that the FCA was likely tipped off by rival CFD brokers who distrusted Plus500's technology - heavy approach to onboarding and regulation.

After all, despite being led by respected corporate lawyer Purdy Crawford, the market restructuring committee in question was put together to find a solution acceptable to institutional investors and the financial community, including the power brokers who built the ABCP house of cards in the first place.

'' [The owners] were so inspired by their trip to the Four Seasons in Bali, that they wanted to recreate the Balinese serenity and tranquility right here at home,» says Douglas Elliman broker Senada Adzem, who represents the property.

But if the story told by the film - makers is even close to accurate, the world the workers live in is anything but sane, and they're struggling, after all, to feed their families without the help of the power - brokers who see them as mere pawns in a very high - stakes game.

The value is reduced by 15 percent to account for typical discounts that shares in startups attract on the secondary market, according to two brokers who asked not to be identified because the information is private.

Attorney Jason Roberts, CEO of the Pension Resource Institute, a compliance consulting firm, says his large broker - dealer clients tend to manage retirement plans by teaming advisors who are not specialists in retirement plans with those who are.

If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.

«This is a better long - term strategy, as it ensures that the listings of brokers who do not approve are not accessed by the portals,» he said.

The people who invest in those funds could improve their performance by about 1 percentage point a year by switching to other funds that don't pay brokers.»

National Real Estate Insurance Group has been designed to meet the unique needs of residential real estate investors who are underserved by traditional insurance agencies and brokers.

Tal says his unscientific research into the subject — consisting mainly of a recent dinner with over 20 real estate brokers and agents who deal exclusively with foreign buyers — led him to believe the number of «pure» foreign purchasers in the Canadian real estate market is «probably much smaller than perceived by many.»

The following month, at an ostensibly off - the - record dinner with media power brokers, an Uber business - development lead suggested that Uber should fight back against bad press by investigating the personal lives of those who criticized the company.

He is part of a growing group of brokers who are increasingly tech savvy, turning to online applications to serve businesses run by younger and high - tech CEOs.

Since EBSA's attempts to secure data from the industry about the impact on IRA investors of conflicts of interest faced by brokers and advisors who advise on IRAs have failed, Borzi said the department is using «a wide variety of data sources» to compile its cost / benefit analysis on IRAs.

If shares of our common stock are held on your behalf in a brokerage account or by a bank or other nominee, you are considered to be the beneficial owner of shares that are held in «street name,» and the Notice was forwarded to you by your broker or nominee, who is considered the stockholder of record with respect to those shares.

Most outside experts who examined the posts, by a group calling itself the Shadow Brokers, said they contained what appeared to be genuine samples of the code — though somewhat outdated — used in the production of the N.S.A.'s custom - built malware.

People who act as commercial finance brokers benefit greatly because they make money by bringing all the parties to the table in order to reach a solution.

«Given this conclusion, we ask what benefit a borrower who shopped from only two brokers passed up by not shopping from three or four.

Everyone who registers with Binary.com will receive the equal chance to be able to receive the bonuses offered by this broker.

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The protocol was designed to put a stop to expensive lawsuits filed by brokers that had lost top advisers who took their roster of clients to rival firms.

According to U.S. Securities and Exchange Commission (SEC), Stewart avoided a loss of $ 45,673 by selling all 3,928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

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You can quickly make a name for yourself as a loan broker by knowing who the lenders are.

Regulation is an important tool that allows government agencies to protect their citizens from being cheated by vague brokers who exist only to benefit from the ignorance of the people.