Sentences with phrase «by a financial advisor with»

I've been helping someone close to me untangle a mess of 28 funds from many different fund companies in a portfolio that was managed by a financial advisor with a fiduciary responsibility.

Not exact matches

«By centralizing back office support and empowering CPAs and financial advisors with the tools they need to manage more complex tax, accounting, and wealth management strategies, top shelf financial and tax services become available to more people.»

Narrow your choices by considering financial advisors with the appropriate credentials.

About 90 percent of North Korea's trade is with China, and Chinese junket operators are well equipped to use the formal banking sector and informal financial networks created by the Chinese traders and small businessmen who've crisscrossed the world for 1,000 years, says Andrew Klebanow, a senior partner at Global Market Advisors LLC in Las Vegas.

The bank group led by Wilmington Trust has also hired restructuring attorneys and is working with financial advisors.

The Department of Labor passed a new rule earlier this year requiring that financial advisors who work with clients on retirement plans abide by a fiduciary standard.

Marianela Collado, CPA and CFP with Tobias Financial Advisors, warned retirees against creating more state taxable income by keeping municipal bonds from a former resident state that would become taxable in the new resident state.

The second suit was filed June 8 by the American Council of Life Insurers (ACLI) along with the National Association of Insurance and Financial Advisors (NAIFA), and the third suit was filed on June 9 by the Indexed Annuity Leadership Council.

If there are financial terms you're unfamiliar with, make sure they are explained so you can understand them by the lender or have a trusted advisor like your accountant or lawyer review the document and explain the terms to you before you sign it.

«Financial advisors must establish the relationship with recurring, proactive communication that shows value by providing advice relevant to the individuals» current needs and interests,» said Robert Roley, managing director at SS&C Advent in New York City.

Support the branch financial advisor by providing client service, assisting with projects, and performing office administration duties.

The Tool Kit is designed as a roadmap for Morgan Stanley Financial Advisors to use in empowering individual and institutional clients when selecting investments for a holistic portfolio consistent with financial objectives and guidelines put forward by the CatholiFinancial Advisors to use in empowering individual and institutional clients when selecting investments for a holistic portfolio consistent with financial objectives and guidelines put forward by the Catholifinancial objectives and guidelines put forward by the Catholic Church.

«We have identified a great firm in Sterne Agee to bolster our Global Wealth Management group with the addition of more than 700 financial advisors and independent representatives increasing advisor professionals by 35 %.

He will assist GSE in helping to provide insight to clients and Financial Advisors based on his first - hand experience with the financial opportunities and challenges encountered by professional Financial Advisors based on his first - hand experience with the financial opportunities and challenges encountered by professional financial opportunities and challenges encountered by professional athletes.

In this book, he teams up with Peter Mallouk, the only man in history to be ranked the # 1 financial advisor in the U.S. for three consecutive years by Barron's.

As for his own king - size national financial planning practice, with $ 16 billion in AUM, Edelman is vigorously recruiting advisors seeking to join a big RIA that has indeed successfully established itself as abiding by the fiduciary standard.

2017.03.29 Canadian financial advice reimagined: RBC introduces MyAdvisor to digitally connect clients with advisors for real - time advice A new digital experience for clients, using live video to connect them in real time with advisors, has been introduced by RBC...

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

Start by meeting with a financial advisor to discuss your retirement needs, plans, and financial goals.

Let's look at the costs of an actively managed portfolio designed by a financial advisor to provide higher returns with lower volatility than the corresponding benchmark.

A few days ago, I stumbled on a similar analysis by LPL Financial, a brokerage with over 14,000 financial advisors and a book of $ 500 billions, which appeared in a December 12 Weekly Market Commentary and which covered the past Financial, a brokerage with over 14,000 financial advisors and a book of $ 500 billions, which appeared in a December 12 Weekly Market Commentary and which covered the past financial advisors and a book of $ 500 billions, which appeared in a December 12 Weekly Market Commentary and which covered the past 55 years:

The ranks of traditional banks have been joined by a new generation of digital - only upstarts that promise all manner of exciting ways to manage your money or interact with financial advisors.

By working through the Edward Jones 5 - step Asset Management Process with you, your local financial advisor can:

They place greater value on the level of interest the advisor takes in providing them with appropriate advice — value is driven by the advisor taking the time to understand their needs and goals (45 % of women versus 36 % of men), being responsive to their questions (42 % versus 37 % of men) and being able to explain financial matters in an understandable way (44 % versus 33 % of men).

Camp Kotok («CK») is a «by invitation» event for individuals associated either directly with Cumberland Advisors or with the financial industry, generally.

Along with a dedicated branch office administrator, your financial advisor is supported by more than 5,500 associates in our headquarters.

«I know several advisors that had completely different careers and by just taking a brokerage license exam, they are now qualified to act as an advisor,» says Tracy St. John, a financial advisor with Kansas City - based Financial Avenfinancial advisor with Kansas City - based Financial AvenFinancial Avenues, LLC.

It is assumed and agreed upon by readers that they will consult with their own licensed / registered financial advisors before making investment decisions.

Morgan Stanley Smith Barney LLC («Morgan Stanley»), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not «fiduciaries» (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley.

He was also founder and CEO of NestEgg Wealth, a roboadvisor that pioneered online wealth management in partnership with financial advisors, acquired by AdvisorEngine.

By working closely with your financial advisor, you can help ensure that your portfolio is properly diversified and that your financial plan supports your long - term goals, time horizon and tolerance for risk.

Any investments recommended by Energy & Resources Digest should be made only after consulting with your investment advisor and only after reviewing the prospectus or financial statements of the company.

Any investments recommended by Wealthy Retirement should be made only after consulting with your investment advisor and only after reviewing the prospectus or financial statements of the company.

«All things considered, the economy still appears to be on a solid footing, supported by a confident consumer sector — one with an optimism that is fueled by growing income and a strong labor market and is well positioned to spend more in the coming quarters,» said Jim Baird, chief investment officer for Plante Moran Financial Advisors.

Wells Fargo Advisors is registered with the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority, but is not licensed or registered with any financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo Financial Industry Regulatory Authority, but is not licensed or registered with any financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo Advisors.

Some of the money was retained by Richardson, and some was given to a recruit named in documents as «Player - 5» with the intention for Richardson to steer Arizona players to retain Dawkins and Sood as a manager and financial advisor, respectively.

With less financial risk and more creative freedom, streaming platforms like Hulu are telling new stories like «Resident Advisors,» about dorm room rule enforcers in college, directed by «Friends» writer Ira Ungerleider.

Back in 2002 a group of educational travel companies came together and pioneered a robust verification scheme which featured an audit of all members every year by independent experts By measuring against a comprehensive code of practice that had been developed with, amongst others, health & safety experts, teachers» unions», head teachers» associations, outdoor advisors and top legal advice, the audit ensures all aspects of a company's business was examined, this includes worldwide health & safety management, financial security, consumer protection, fair terms and conditions and, for when it does go wrong, a commitment to independent arbitratioby independent experts By measuring against a comprehensive code of practice that had been developed with, amongst others, health & safety experts, teachers» unions», head teachers» associations, outdoor advisors and top legal advice, the audit ensures all aspects of a company's business was examined, this includes worldwide health & safety management, financial security, consumer protection, fair terms and conditions and, for when it does go wrong, a commitment to independent arbitratioBy measuring against a comprehensive code of practice that had been developed with, amongst others, health & safety experts, teachers» unions», head teachers» associations, outdoor advisors and top legal advice, the audit ensures all aspects of a company's business was examined, this includes worldwide health & safety management, financial security, consumer protection, fair terms and conditions and, for when it does go wrong, a commitment to independent arbitration.

The decision was made by the Board of Education with the advice of independent financial advisors.

After concluding its review of each Letter of Interest (including both the initial eligibility determination and an in - depth review of the creditworthiness of the project) and related information submitted by potential applicants, along with the independent financial analysis report from the DOT's independent financial advisor, and after the project sponsor's oral presentation, the DOT will invite sponsors of eligible projects to submit complete applications.

With new safeguards in place, these Federal Housing Administration1 (FHA) insured loans are now recommended by many financial advisors as a smart tool to use in your retirement portfolio.2 Despite the positive press that reverse mortgages have received, there are still many misconceptions surrounding them.

Most people start by speaking with financial advisors or wealth creation experts, or by taking a few courses.

Filed Under: Daily Investing Tip Tagged With: fee only financial advisors, financial advisors, how to pick a financial advisor, Investing Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

However, by working with a financial advisor you'll gain access to these institutional funds that you otherwise would not be able to invest in as an individual investor.

Feel confident with your investments by choosing Pure Financial Advisors.

Discover your options by meeting with a BancorpSouth Wealth Management financial advisor.

Here are some — by no means all — that you may be familiar with: financial planner, financial advisor, investment advisor, money coach, fund representative, portfolio manager, stockbroker, and on and on...

Let's look at the costs of an actively managed portfolio designed by a financial advisor to provide higher returns with lower volatility than the corresponding benchmark.

With many advisors, financial planning help is covered by the over-all investment fees that you pay, although the quality varies.

With so many changes that have taken place, those who are impacted by Windsor and Obergefell may wish to seek the counsel of a financial advisor.