Sentences with phrase «by an investment company»

A mutual fund is a collection of stocks, bonds, and other securities that is purchased and professionally managed by an investment company with the capital from a group of investors.

The assets held by the investment company can vary in quality and maturity based on the investment practices described in the prospectus.

Your plan provider is going to show you investments available, usually mutual funds offered by their investment company.

These funds are distributed directly by the investment company and therefore do not need to charge for brokerage services.

It's like an off - the - shelf portfolio designed by an investment company.

Like a mutual fund, an ETF is a portfolio of securities assembled by an investment company.

All of your money will still be taken by an investment company and invested into the type of portfolio of your choosing.

The contributors were mainly represented by investment companies and private investors.

The plan assets are professionally managed by the investment company and typically invested based on the anticipated year the funds will be needed for higher education expenses.

This occurs because the shares are distributed directly by the investment company, instead of going through a secondary party.

Industry net new cash flow data provided by Investment Company Institute © based on the approximately 4,600 US - domiciled equity (domestic and international) mutual funds reported on an aggregate level to the Investment Company Institute ©.

A recent study by the Investment Company Institute found that stock index funds like ETFs have an average annual expense ratio of 0.09 % vs. 0.82 % for the average actively managed fund.

Eating Stock - Eating stock is a term used by investment companies and underwriters.

It drew mutual fund managers with independent streaks who simply wanted to opt out of the regulatory constraints imposed by the Investment Company Act.

According to fund tracker Morningstar: «A mutual fund is a basket of stocks, bonds or other types of assets that is professionally managed by an investment company on behalf of investors who don't have the time, know - how or resources to buy a diversified collection of individual securities (stocks, bonds etc.) on their own.

It is supported by investment company Standard Life, and its academic partner is the Jubilee Centre at the University of Birmingham.

If you are a small investor, you can choose to invest in a hedge fund provided you meet certain criteria determined by the Investment Company Act in the United States of America according to which:

But according to an analysis by the Investment Company Institute (ICI), «sales loads are often waved for mutual funds purchased through 401 (k) plans.»

Exchange - traded UITs are also governed by the Investment Company Act of 1940, but must attempt to fully replicate their specific indexes, limit investments in a single issue to 25 % or less, and set additional weighting limits for diversified and non-diversified funds.

Exchange - traded fund assets continue to rise in the bear market, topping $ 110 billion in April, according to the latest figures released by the Investment Company Institute, the trade group for the mutual fund industry.

Inflows into private - sector 401 (k) s have outpaced those into corporate pensions every year since 1987, according to 2014 figures, the latest available from Department of Labor data tabulated by the Investment Company Institute.

Created by the Investment Company Act of 1940, the boards have a clear mandate to monitor potential conflicts of interest, review and approve key fund documents such as prospectuses, and ensure that advisers provide satisfactory investment returns with reasonable fees.

If you have been phoned or emailed by an investment company or offer a loan by a company that is not on the list of unlicensed companies, you should search for their name on ASIC Connect's Professional Registers to see if they are licensed.

Mutual funds are established by an investment company by pooling the monies of many different investors and then investing that money in a diversified portfolio of securities.

If you had a large gain that wasn't covered by your employment withholding, or by the investment company withholding funds, you would only have to pay an underpayment penalty if you didn't meet specific safe harbor limits.

This year we saw OnLive suddenly declare bankruptcy and be bought by an investment company, while Sony purchased competitive firm Gaikai, with many expecting it to be a crucial part of Sony's digital offerings on future platforms.

The project won initial financial backing through a Duke University program incubating promising startups launched by students and also won $ 20,000 in seed funding through a competition for promising environmental technologies run by the investment company Cherokee Investment Partners.

He doesn't own all of those shares directly: 25.5 million of them are owned by his investment company.

For example, not registering in the US as an «investment company», as defined by the Investment Company Act of 1940, and actively seeking investors while seeking to secure US - based financial securities - such as the «fund - of - funds» the company indicated it is interested in investing in - creates ambiguity that may doom the fund in the future.

Using monthly fund data supplied by the Investment Company Institute, DALBAR's Quantitative Analysis of Investor Behavior (QAIB) calculates investor returns as the change in assets after excluding sales, redemptions, and exchanges.

If you own a bond mutual fund or ETF (exchange - traded fund), you'll need to calculate the amount of income you earned from the fund's government bond holdings (if any) in order to take advantage of this exemption when you file your taxes — it won't be reflected on the tax forms issued by your investment company.

Plan Rules - Each retirement plan has predefined rules that are set by the employer (benefits department) based on the options offered by the investment company that holds the plan.

Mutual funds are pools of money managed by an investment company.

Recent statistics provided by the Investment Company Institute show that at the end of August 2013, ETP assets reached the level of $ 1.47 trillion.

The costs of offering and participating in a 401 (k) plan continue to fall, according to an analysis of Form 5500 data by the Investment Company Institute and BrightScope.

Mutual Fund — A fund that is managed by an investment company that raises money for their clients and invests in stocks, bonds, options, or other assets.

By investing in open - end or closed - end investment companies and ETFs, the fund is indirectly exposed to the risks associated with direct ownership of the securities held by those investment companies or ETFs.

Based on a research carried out by the Investment Company Institute, a Roth plan's assets skyrocketed to $ 178 billion as of December 2006.

For «average investor behavior,» QAIB quantitatively measures sales, redemptions, and exchanges provided by the Investment Company Institute (ICI) and describes these measures as investor behaviors.