Sentences with phrase «by brokerages as»

Social media is often overlooked by brokerages as a recruiting and retaining tool because of the unknown factor.

REBBA 2002 Funding educational courses (10) The brokerage shall fund the educational courses for brokers and salespersons employed by the brokerage as required under subsection (4),

1) REBBA 2002 still has all listings owned by the Brokerage as does the Listing Contract.

(2) Money withdrawn from a brokerage trust account under subsection (1) must be paid by the brokerage as follows:

(i) for money held by the brokerage as a stakeholder under section 28 [circumstances in which brokerage holds money as stakeholder] of the Act, listing each trade in real estate in relation to which the brokerage holds the trust money, and the amount being held in relation to each trade,

Not exact matches

Further, if spouses own a house or a brokerage account as «tenants by the entirety» as opposed to owning them jointly, they may have some creditor protection depending on the state in which they reside.

For investors worried that the market is pinning too much on tax - reform prospects — especially as the GOP announced it had to delay by at least one day the release of its plan, which had been scheduled for Wednesday — sectors bets being placed by those with $ 1 million or more in brokerage accounts don't show an overreliance on any single factor.

The issuers chose to be available on the ImpactUs website and went through a similar financial due diligence to those required by most brokerage firms, as well as a review of their intent to make a societal difference.

By mid-February 2016, as a result of CASPERSEN's trading activity, his brokerage account contained approximately $ 112.8 million in cash, an amount which would have been more than sufficient for CASPSERSEN to repay all of his investors.

Once dubbed «the world's most interesting billionaire» by Bloomberg, Jorge Lemann had previous lives as a journalist and professional tennis champion before turning to finance in 1971 with the purchase of a small Brazilian brokerage firm.

As a gesture of goodwill, Uber recently applied for a taxi brokerage licence, which is being reviewed by the city.

Part of this underperformance was due to selling during crashes and buying during booms, part of it had to do with frictional expenses such as brokerage commissions, capital gains taxes, and spreads, and part of it was the result of taking on too much risk by investing in assets that weren't understood.

Piper is a licensed international luxury REALTOR ® at First Team Christie's International Luxury Real Estate, one of the world's largest luxury real estate brokerages as well as a Certified International Property Specialist, the only international designation recognized by the National Association of REALTORS ®.

If you plan on transferring a brokerage account from one online brokerage service to another, beware the account transfer fees charged by some providers, which can be as high as $ 125.

By transferring my money to a couple brokerage accounts and two other banks as soon as it hits my main bank I no longer have temptation to spend on frivolous things.

If you would like to revoke your consent to householding and in the future receive your own Notice of Internet Availability of Proxy Materials (or your own set of proxy materials, as applicable), or if your household is currently receiving multiple copies of the same items and you would like in the future to receive only a single copy at your address, please contact Householding Department by mail at 51 Mercedes Way, Edgewood, New York 11717, or by calling 1-800-542-1061, and indicate your name, the name of each of your brokerage firms or banks where your shares are held, and your account numbers.

Provided by the Financial Industry Regulatory Authority (FINRA), BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA - registered brokerage firms and brokers, as well as investment adviser firms and representatives.

Eligible Fidelity retail accounts generally include those maintained by Fidelity Brokerage Services or held in Portfolio Advisory Services accounts [excluding assets maintained through Fidelity - recordkept retirement saving plans, such as 401 (k) and 403 (b) plan assets].

Dividend Reinvestment Plan - a dividend reinvestment plan is offered by some corporations as a way to reinvest capital gains, and cash dividends without paying fees to a broker or a brokerage firm.

As it approaches, Phyllis Borzi says DOL will not be granting the brokerage industry's wish of releasing a rule that mirrors the fiduciary rule being crafted by the Securities and Exchange Commission.

Additionally, if you interact with Fidelity directly as an individual investor (including joint account holders) or if Fidelity provides services to your employer or plan sponsor, we may exchange certain information about you with Fidelity financial services affiliates, such as our brokerage and insurance companies, for their use in marketing products and services as allowed by law.

One, it demonstrates a brokerage comparison opportunity from a different angle, and, two, supplemented by further analysis and estimation it can serve as a guide in selecting a brokerage as an investment opportunity.

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

Pacific Crest starts coverage of Cyberark Software Ltd (NASDAQ: CYBR) with a Sector Weight rating as valuation keeps the brokerage at sidelines, despite the company's «promising opportunity» in privileged access management space, which is the basis of exploitation by today's hackers.

For the third consecutive year, Qtrade Investor is the leader in customer service amongst Canadian self - directed brokerage firms, as measured by the 2017 Surviscor Service Level Assessment review.

As the first ever public crypto brokerage desk by an exchange, this deal represents the true institutionalization of cryptocurrencies as an asset class.&raquAs the first ever public crypto brokerage desk by an exchange, this deal represents the true institutionalization of cryptocurrencies as an asset class.&raquas an asset class.»

The firm is consistently ranked as one of the top Brooklyn Commercial Brokerage Firm Ranking by CoStar.

However, if you do have a live brokerage account at a compatible broker (such as Interactive Brokers, OptionsHouse, Gain Capital, or others), you can use our BrokerTransmit technology to «run your strategy» (submit buy and sell signals) by simply trading in your broker account, as you normally do.

Business loan brokers can work for a brokerage firm, or they can strike out on their own and act as independent agents — getting hired by businesses that require specialized types of financing.

As the largest independent luxury real estate brokerage in Baja, the Snell Real Estate brokerage was founded in 1997 by Chris Snell.

This time, Lightspeed Institutional, as the new division is called, is headed up by a series of exchange - listed derivatives veterans including Craig Aronoff as Executive Vice President of Prime Brokerage Services.

Many brokerages offer funds, often called «lifecycle funds» or «target date funds,» designed to help you meet a specific goal, such as retirement, by a certain date.

It was founded as a brokerage firm in 1992, under the name Midas Fondsmæglerselskab, by Lars Seier Christensen,...

«I know several advisors that had completely different careers and by just taking a brokerage license exam, they are now qualified to act as an advisor,» says Tracy St. John, a financial advisor with Kansas City - based Financial Avenues, LLC.

Office broker Tom Farmer joined Colliers International South Florida as a vice president of the brokerage's office team, led by Jonathan Kingsley and Stephen...

We reserve the right to share your Personal Information with our affiliated companies and marketing partners, as permitted by law, in order to fulfill our commitment of providing you with full service real estate brokerage services.

For more than 50 years as a full - service brokerage firm, Carlin Group has built a solid reputation in the industry by developing a foundation based on trust and action.

The syndication platform takes a welter of listings submitted by hundreds of brokerages and consolidates them into clean data pools that get sent to popular consumer websites such as Realtor.com and Homes.com.

Adapted from the best - selling memoir by Jordan Belfort, the Bronx - born trader whose «pump - and - dump» schemes and penny - stock frauds made him millions - leaving duped investors with busted bank accounts - The Wolf of Wall Street tracks the rise and fall of its merrily debauched antihero, from his brief stint at an old - money brokerage house to his drug - fueled glory days as the CEO of an epic con.

So the more the brokerage firm or bank helps by reducing trivial fee's increases the gain to me as a customer and ultimately to the brokerage firm or bank.

I have no problem with people doing this which is why I leave the comments as is, but the downside to this situation is that people who are looking for a discount brokerage might get swayed by all the negative comments, even thought they might not be reflective of the majority of customers.

Here we'll cover the types of fees charged by online brokerages for services besides trading, including what are sometimes referred to as ``... Read More

(As is common in the fund industry, but not well publicized, Whitebox pays these brokerages to do so — an expensive borne by the Advisor and not fund shareholders.)

As shown above, there are multiple brokerage plans offered by this discount stock broker.

This past week in the Canadian discount brokerage space seemed about as quiet as the US Women's Olympic hockey team dressing room after that most spectacular win by Team Canada.

Give - Up: A procedure whereby a trade / transaction is executed by one party (i.e., a broker, brokerage or clearing house) on behalf of another party and the executed trade / transaction is recorded as having been executed by that other party.

As the calendar rolled over into a new month, there was the usual hubbub with new deals being offered and updated by some major discount brokerages.

As it rounds out though, there seemed to be a spike in the interest by self - directed investors in asking about discount brokerages.

If you plan on transferring a brokerage account from one online brokerage service to another, beware the account transfer fees charged by some providers, which can be as high as $ 125.

While Canadian discount brokerages commission pricing still has plenty of room to fall when compared to brokerages in the US (such as Robinhood which doesn't charge any commissions on a trade) the recent moves by bank - owned online brokerages are continuing to make waves with investors.