Sentences with phrase «by disclosure statement»

This is not an offering for sale as an offering can only be made by disclosure statement.

NFA Compliance Rule 2 - 30 (j)(1) requires these Members and Associates to make a record of when the disclosure statement was provided, and Compliance Rule 2 - 29 (j)(12) prohibits them from including anything other than basic information in promotional material unless the promotional material is preceded or accompanied by the disclosure statement.2 The disclosure statement for security futures products referred to in these Rules is a uniform statement that has been jointly developed by NFA, the Financial Industry Regulatory Authority, and a number of securities and futures exchanges.

Not exact matches

Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.

«All Americans should be alarmed by Russia's actions,» Obama said in a statement, noting that Russia's «data theft and disclosure activities could only have been directed by the highest levels of the Russian government.»

An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation.

An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation.

Factors that could cause actual results to differ materially from those expressed or implied in any forward - looking statements include, but are not limited to: changes in consumer discretionary spending; our eCommerce platform not producing the anticipated benefits within the expected time - frame or at all; the streamlining of the Company's vendor base and execution of the Company's new merchandising strategy not producing the anticipated benefits within the expected time - frame or at all; the amount that we invest in strategic transactions and the timing and success of those investments; the integration of strategic acquisitions being more difficult, time - consuming, or costly than expected; inventory turn; changes in the competitive market and competition amongst retailers; changes in consumer demand or shopping patterns and our ability to identify new trends and have the right trending products in our stores and on our website; changes in existing tax, labor and other laws and regulations, including those changing tax rates and imposing new taxes and surcharges; limitations on the availability of attractive retail store sites; omni - channel growth; unauthorized disclosure of sensitive or confidential customer information; risks relating to our private brand offerings and new retail concepts; disruptions with our eCommerce platform, including issues caused by high volumes of users or transactions, or our information systems; factors affecting our vendors, including supply chain and currency risks; talent needs and the loss of Edward W. Stack, our Chairman and Chief Executive Officer; developments with sports leagues, professional athletes or sports superstars; weather - related disruptions and seasonality of our business; and risks associated with being a controlled company.

The first part of each document includes the disclosure statement required by the Internal Revenue Service.

Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry (R) World (TM); risks related to the collection, storage, transmission, use and disclosure of confidential and personal information;

Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry ® World ™; risks related to the collection, storage, transmission, use and disclosure of confidential and personal information; BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice of providing forward - looking guidance; potential charges relating to the impairment of intangible assets recorded on BlackBerry's balance sheet; risks as a result of actions of activist shareholders; government regulation of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties in forecasting BlackBerry's financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry.

An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the consolidated financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall consolidated financial statement presentation.

a valid court order of protection issued by a New York State Court and / or a statement that disclosure of claim - related information could endanger the person seeking confidentiality.

It seems like an invitation for US companies to be sued by the US Securities & Exchange Commission for violating Regulation FD,» says Jonathan Macey, a professor of corporate law at Yale University, referring to an SEC rule that requires public corporations to inform the market of material statements — and forbids selective disclosure.

«That's why today's announcement by Facebook is so important, and I would encourage all of the platform companies to follow suit as we work toward making the Honest Ads Act the law of the land, ensuring that political ads sold online abide by the same disclosure rules as TV and radio ads,» Warner said in a statement Friday.

Cautionary Note Regarding Forward Looking Statements: Certain disclosure in this release, including statements regarding the acquisition by the Company of the NODE40 Business and GCPA (the «Transactions»), including the anticipated benefits to the Company of the Transactions, the performance of 5,000 Rigs ordered by the Company, the expected timing of delivery and installation of 770 Rigs and expectations regarding future operations may constitute forward - looking sStatements: Certain disclosure in this release, including statements regarding the acquisition by the Company of the NODE40 Business and GCPA (the «Transactions»), including the anticipated benefits to the Company of the Transactions, the performance of 5,000 Rigs ordered by the Company, the expected timing of delivery and installation of 770 Rigs and expectations regarding future operations may constitute forward - looking sstatements regarding the acquisition by the Company of the NODE40 Business and GCPA (the «Transactions»), including the anticipated benefits to the Company of the Transactions, the performance of 5,000 Rigs ordered by the Company, the expected timing of delivery and installation of 770 Rigs and expectations regarding future operations may constitute forward - looking statementsstatements.

There are a number of important factors that could cause actual results or events to differ materially from those indicated by such forward - looking statements, including, but not limited to: uncertainties involving interpretation of drilling results, environmental matters, lack of ability to obtain required permitting, equipment breakdown or disruptions, and the other factors described in Paramount's disclosures as filed with the SEC.

, That Rylaarsdam's criticism is in part, at least, based on a misunderstanding of Buber's position and a difference in Rylaarsdam's own a priori assumptions is shown by his further statements that «Because of his individual and personal emphasis the notion of an objective revelation of God in nature and history involving the whole community of Israel in the real event of the Exodus does not fit well for him,» that Buber's view of revelation is «essentially mystical and nonhistorical,» and that «the realistic disclosure of Yahweh as the Lord of nature and of history recedes into the background because of an overconcern with the experience of personal relation» — criticisms which are all far wide of the mark, as is shown by the present chapter.)

But the clause, on page 140 of the MG Unit Trust product disclosure statement, shows the board has the right to prop up the milk price — if recommended by an independent expert and approved by a majority of the board — at the expense of investors, breaking the «profit - sharing mechanism».

This statement explains our policies and practices regarding the use and disclosure of your personal information by Atlantic Coca - Cola Bottling Company.

(Washington, DC) The Grocery Manufacturers Association (GMA) today issued the following statement from Pamela G. Bailey, president and CEO, on passage by the House of Representatives of bipartisan national legislation on disclosure of genetically engineered ingredients.

«While my policy as leader is not to sign the many pledges that are presented to me, I want you to know my position on the three issues that you have raised with the members of the State Legislature: I support the concepts of applying generally accepted accounting principles to our state budget, requiring disclosure of lawmakers» non-government income and appointing an independent commission to redraw legislative district lines,» Sampson said in a statement released by NY Uprising.

On the facts of this case disclosure might have corrected a false impression, derived from official government statements by revealing the very considerable difficulties that were beginning to develop around the time when the information requests were submitted.»

Republican NYC mayoral candidate Nicole Malliotakis, a Staten Island assemblywoman, who blasted de Blasio for his trip to Germany earlier this month, took three trips in 2016 that were at least partially paid for by somebody else, according to her recently revealed financial disclosure statement.

Most recently, Kolb has been silent on the revelations now being examined by Bharara that Silver has apparently been receiving substantial income from a little - known Manhattan law firm, Goldberg & Iryami, but failed to disclose the information as legally required on his state financial - disclosure statement.»

This disclosure was made in a statement by the Senior Special Assistant to the Vice President on Media and Publicity, Mr Laolu Akande, on Sunday.

The disclosure came through a statement by the office of the Governor, Akinwumi Ambode which was signed by his Media Aide, Habib Haruna.

The new disclaimer is far more specific: «Under Executive Order 7, (1) New York State at - will employees, and (2) board or commission members appointed by and serving at the pleasure of the governor on a policymaking board or commission (i.e. members must file financial disclosure statements), may not contribute to and / or fund - raise for Andrew Cuomo 2018.»

A statement signed by the Think Tank's Executive Director, Franklin Cudjoe said the EC's disclosure will promote transparency.

In a statement by its spokesperson, Tony Opuiyo, he said the disclosure has become necessary following the arrests of the sect's members who migrated from various conflict theaters in the North East to the FCT in order to enable them capitalize on the excitement of the yuletide season to launch attacks in the city.

«Rick received a letter from the New York State Commission on Public Integrity informing him that he must file a financial disclosure statement «within seven days after the last day allowed by law for the filing of independent nominating petitions.»»

The bill would require financial disclosure statements to «include information on any person they reside with, rather than just their spouse and unemancipated children; requires timely compliance with requirements of this act by members of advisory entities prior to such entities being authorized to provide advice.»

Yesterday, state officials released a disclosure form on which Percoco declared between $ 50,000 and $ 75,000 in income from the firm, but COR officials stood by their initial statement.

An investigation further revealed that Thomas allegedly lied on his 2016 annual statement of financial disclosure with the City of Mount Vernon when he did not reveal that businesses controlled by an individual referred to in the felony complaint as «Individual 1,» as well as RTIC, paid Thomas» personal American Express («Amex») bills.

SERAP in a statement today by its deputy director Timothy Adewale said, «While we welcome the reported disclosure of fraud and corruption in the SIP and the request to the EFCC to probe the allegations, we are concerned that sufficient details about the allegations have not been disclosed.

It has also posted financial disclosure statements by New York's four statewide elected officials and state legislators, including the values of their investments and outside incomes.

A statement making the disclosure and signed by Colonel Sani Usman, Acting Director, Army Public Relations said, «Another catastrophe was averted in Kaduna State and other contiguous areas when troops of the Nigerian Army arrested 7 suspected Boko Haram terrorist's bomb and Improvised Explosive making Devices (IEDs) specialists.

One led to the arrest of former state Assembly candidate Michele Adolphe of Brooklyn, who was charged by Attorney General Eric Schneiderman's office of failing to file campaign financial disclosure statements during her losing Democratic primary to Assemblywoman Rodneyse Bichotte.

The following Town of Amherst boards & committees members failed to file financial disclosure statements, as required by town law, as of Friday, May 19.

The party which insisted that the reverse is the case made the disclosure in a statement by its Chairman, Dr. Davies Ibiamu Ikanya, said in a statement issued Sunday in Port Harcourt.

Capel's statement ends by saying the report ignores Cuomo's achievements in pushing for greater disclosure of financial activities by elected officials as well as «independent expenditure» and nonprofit organizations, the establishment of web portals allowing greater online access to public documents, and the more recent formation of a Moreland Commission panel to examine public corruption.

This disclosure was made by the Osun state government through the Director of Bureau of Communication and Strategy, Semiu Okanlawon in a statement released on Sunday.

In a statement, Barb Bartoletti, legislative director for the League of Women Voters said, «the legislature has left Albany following its «Watergate moment» by avoiding the most critical reforms such as closure of the LLC loophole, increased disclosure of discretionary funding and removing the pay to play culture by lowering contribution limits.

A statement by the Secretary to the State Government, Osarodion Ogie which made the disclosure, also named Chief Osaro Idah as Special Adviser on Political and Community Matters and Mr. Crusoe Osagie as Special Adviser, Media and Communication Strategy to the governor.

The Legislature want to require council members to file annual financial disclosure statements, adhere to the Code of Ethics and FOIL requirements in the Public Officers Law, and abide by the open meetings law.

A statement by the Secretary to the State Government, Osarodion Ogie which made the disclosure, also named Chief Osaro Idah as Special Adviser on Political and Community Matters and Mr. Crusoe Osagie as Special -LSB-...]

One such law noted that when congress requested scientific information «prepared by government researchers and scientists shall be transmitted uncensored to congress and without delay,» but the president's signing statement read «the President can tell researchers to withhold any information from congress if he decides its disclosure could impair foreign relations, national security, or the workings of the executive branch.»

Specifically, Fattah is alleged to have misused $ 600,000 of a $ 1 million campaign loan by creating what the department describes as «sham contracts and false entries in accounting records, tax returns, and campaign finance disclosure statements.»

Provided disclosure statement: This post is sponsored by the Beef Checkoff in conjunction with a social media campaign through Sunday Supper LLC.

The occupation also involves determining the boundaries of an accounting entity; recognizing and measuring revenues; matching revenues and expenses by applying methodologies such as accrual accounting and depreciation; defining and measuring costs by application of methodologies such as standard, process, job - order, and activity - based costing; and full disclosure on financial statements.

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