Sentences with phrase «by enforcement action»

Some large countries are blocking initial coin offering, some are observing and others are creating rules by enforcement action, France wants to become «the first major financial center to propose an ad hoc legislative frame work that will allow companies initiating an ICO to demonstrate their seriousness to potential investors.»

Some large countries are blocking initial coin offering, some are observing and others are creating rules by enforcement action, France wants to become «the first major financial center to propose an ad hoc legislative frame work that will allow companies initiating an ICO to demonstrate their seriousness to potential... Read More

The continued presence of books and records cases on this list was driven largely by enforcement actions against three firms primarily for failing to preserve records in a «write once, read many» (WORM) format.

The new deadline, July 31, 2012, provides an additional three months for borrowers to request a review if they believe they suffered financial injury as a result of errors in foreclosure actions on their homes in 2009 or 2010 by one of the servicers covered by enforcement actions issued in April 2011.

Not exact matches

backpage.com and affiliated websites have been seized as part of an enforcement action by the Federal Bureau of Investigation, the U.S. Postal Inspection Service, and the Internal Revenue Service Criminal Investigation Division, with analytical assistance from the Joint Regional Intelligence Center.

Collectively and individually, state securities regulators enforce state securities laws by investigating suspected investment fraud, and, where warranted, pursuing enforcement actions.

The 9948 Coalition has requested a meeting with Finance Minister Jim Flaherty to discuss the concerns of Canadian importers about this unfair retroactive enforcement action by the CBSA.

He said licensees that want both a BitLicense and a traditional money - transmitter license won't have to duplicate the application process, and that there will be no need to file «suspicious activity reports,» or SARs, when these anti-money-laundering actions have already been handled by the U.S. Treasury Department's Financial Crimes Enforcement Network, or FinCEN.

Kashuv said he was interrogated by school security officials and law enforcement as a result, before they determined his actions weren't a safety threat.

In addition, it is possible that future orders issued by, or enforcement actions initiated by, regulatory authorities could cause us to incur substantial costs or require us to change our business practices in a way that could seriously harm our business.

By getting information about how exchanges operate out into the open, the Office of the Attorney General «seeks to increase transparency and accountability in the virtual currency marketplace — and better inform the actions of enforcement agencies, investors, and consumers in this space.»

The Enrollment Program also authorizes a superior court to have jurisdiction over enrollees by allowing it to «appoint a receiver, monitor, conservator, or other designated fiduciary or officer of the court for a defendant or the defendant's assets,» as well as authorizes the Commissioner of Business Oversight to «include in civil actions claims for ancillary relief, including restitution and disgorgement, on behalf of a person injured, as well as attorney's fees and costs, and civil penalties of up to $ 25,000» for up to four years after the purported violation occurred and «refer evidence regarding violations of the bill's provisions to the Attorney General, the Financial Crimes Enforcement Network of the United States Department of the Treasury, or the district attorney of the county in which the violation occurred, who would be authorized, with or without this type of a reference, to institute appropriate proceedings.»

This low bar exposes the publisher not just to enforcement by state agencies, but also to private causes of action.

Among other law enforcement actions, there is a recent proposed settlement by 12 state attorneys general and the Consumer Financial Protection Bureau.

The first article in this series discussed points made by Julie M. Riewe, Co-Chief of the SEC's Asset Management Unit, on enforcement trends, principal transactions, conflicts raised by side - by - side management, valuation, allocation of expenses and the potential deterrent value of smaller enforcement actions.

«The enforcement action we are taking today will ensure that Wells Fargo will not expand until it is able to do so safely and with the protections needed to manage all of its risks and protect its customers,» added Yellen, who will be succeeded by new Fed chair Jerome Powell on Monday.

Examples of these risks, uncertainties and other factors include, but are not limited to the impact of: adverse general economic and related factors, such as fluctuating or increasing levels of unemployment, underemployment and the volatility of fuel prices, declines in the securities and real estate markets, and perceptions of these conditions that decrease the level of disposable income of consumers or consumer confidence; adverse events impacting the security of travel, such as terrorist acts, armed conflict and threats thereof, acts of piracy, and other international events; the risks and increased costs associated with operating internationally; our expansion into and investments in new markets; breaches in data security or other disturbances to our information technology and other networks; the spread of epidemics and viral outbreaks; adverse incidents involving cruise ships; changes in fuel prices and / or other cruise operating costs; any impairment of our tradenames or goodwill; our hedging strategies; our inability to obtain adequate insurance coverage; our substantial indebtedness, including the ability to raise additional capital to fund our operations, and to generate the necessary amount of cash to service our existing debt; restrictions in the agreements governing our indebtedness that limit our flexibility in operating our business; the significant portion of our assets pledged as collateral under our existing debt agreements and the ability of our creditors to accelerate the repayment of our indebtedness; volatility and disruptions in the global credit and financial markets, which may adversely affect our ability to borrow and could increase our counterparty credit risks, including those under our credit facilities, derivatives, contingent obligations, insurance contracts and new ship progress payment guarantees; fluctuations in foreign currency exchange rates; overcapacity in key markets or globally; our inability to recruit or retain qualified personnel or the loss of key personnel; future changes relating to how external distribution channels sell and market our cruises; our reliance on third parties to provide hotel management services to certain ships and certain other services; delays in our shipbuilding program and ship repairs, maintenance and refurbishments; future increases in the price of, or major changes or reduction in, commercial airline services; seasonal variations in passenger fare rates and occupancy levels at different times of the year; our ability to keep pace with developments in technology; amendments to our collective bargaining agreements for crew members and other employee relation issues; the continued availability of attractive port destinations; pending or threatened litigation, investigations and enforcement actions; changes involving the tax and environmental regulatory regimes in which we operate; and other factors set forth under «Risk Factors» in our most recently filed Annual Report on Form 10 - K and subsequent filings by the Company with the Securities and Exchange Commission.

Most of the action has been on the for - profit side (43 cases and counting), where — out of the 38 lawsuits decided on the merits of their complaints — 32 have secured temporary bans against the mandate's enforcement and 6 have been denied, according to a helpful scorecard kept by the Becket Fund for Religious Liberty.

in support of the Deferred Action for Childhood Arrivals immigration policy (DACA) was interrupted by law enforcement.

On December 5, a peaceful demonstration, organized by different faith groups including the Christian Community Development Association (CCDA), in support of the Deferred Action for Childhood Arrivals immigration policy (DACA) was interrupted by law enforcement.

The former requires no court action, just a bureaucratic procedure, usually initiated by law enforcement agencies.

Guidance published by the Electoral Commission for non-party campaigners in relation to the UK general election states: «We are unlikely to consider enforcement action against non-party campaigners that have taken prompt steps to register, even if their regulated spending is already in excess of the registration threshold».

Following the recent arrest of 225 people across New York, Governor Andrew Cuomo is warning that the state will take legal action to stop the raids by Immigration and Customs Enforcement.

With law enforcement officials aggressively pursuing gang members on Long Island after a recent spate of homicides by the transnational gang MS - 13, the American Civil Liberties Union said in a class - action lawsuit on Friday that federal authorities had gone too far.

Red Flag laws empower loved ones and law enforcement to take immediate legal action to protect public safety if they notice dangerous behaviors by someone in their community who may be in crisis.

The aim of the Repositioning Osun for Prosperity (ROPE) initiative is to achieve increased IGR by employing creative means to widen taxpayers base and supporting enforcement action,» The communique stated.

During that time, JCOPE's significant enforcement actions against legislators have been limited to a fine against former assemblyman Dennis Gabryszak for sexual harassment that was issued two years after he resigned and a critical examination of former assemblyman Vito Lopez's own sexual harassment violations that was released nine months after he was censured by the Assembly.

Under legislation sponsored by Brooklyn Councilman Stephen Levin, Police Commissioner James O'Neill would be required to submit a report on the number of marijuana possession enforcement actions within 25 days of the end of each quarter to the Council and post it to the NYPD's website five days after that time.

Since the NPP's election victory, the escalation of such acts of lawlessness by irate NPP youth has prompted renewed scrutiny, but has been met with little restraint from the party's supporters or increased action from law enforcement.

On law enforcement, she rapped his administration's increased focus on community policing as «stop - and - frisk by another name,» blasted the NYPD's decision to stop publicly disclosing disciplinary action against cops and criticized de Blasio's decision to appoint Bill Bratton's personal choice, James O'Neill, as police commissioner without conducting a national search.

Those hoping for swift action from the new independent enforcement counsel at the state Board of Elections will have to be patient: Although she was approved by the Assembly and Senate last month, Risa Sugarman won't be able to officially start work until Sept. 1.

A joint probe by Schneiderman and Connecticut AG George Jepsen into whether their states incurred losses as a result of interest - rate manipulation by banks in the LIBOR scandal could lead to civil enforcement action, including possible breaches of antitrust and fraud laws.

Enforcement of EU fines issued under GDPR would be by the use of international law - essentially the US courts would recognise the legitimacy of the EU fine and enforce it (this may require a secondary action to be brought in the US court.

State Police said the agency would not «take criminal enforcement action» against gun owners who unknowingly fail to recertify their pistol permits by the Jan. 31 deadline.

The exemption language in the Governor's bill does not rule out enforcement actions by regulatory agencies (POINT: Examples include denial of licenses to provide services).

He cautioned that the state will abide by guidance from the U.S. Justice Department to ensure that New York's program does not trigger enforcement actions by the federal government.

Schneiderman in a statement on Monday afternoon blasted the claim by the U.S. attorney general, Jeff Sessions, that states and local governments do not have the authority to refused participation in immigration enforcement actions with the federal government.

«This legislation empowers loved ones and law enforcement to take immediate legal action to protect public safety if they notice dangerous behavior by people who may be at risk,» Pleu said.

Get Tips: AGScamHelp.com offers details on how to recognize signs of a foreclosure rescue scam, including samples of scam letters and other materials utilized by fraudsters to target homeowners, and provides information about recent foreclosure scams that have been the subject of enforcement actions brought by the Attorney General's Office and other law enforcement agencies.

ICE's actions made our communities less safe by increasing suspicion about cooperation with law enforcement agencies.

Other actions by Whitehead — who speaks publicly about his prison stint but maintains that law - enforcement officials railroaded him — have also led to questions.

«It was a planned action assisted by law enforcement agents.

The joint probe by New York Attorney General Eric Schneiderman and Connecticut Attorney General George Jepsen could lead to civil enforcement action, including possible breaches of antitrust and fraud laws, the officials said.

The New York State Unified Court System (UCS) has issued a statement that read, «Court officers are not complicit, do not coordinate with, facilitate or impede actions by outside law enforcement, including ICE agents, when they effect an arrest inside New York State courthouses.»

The agreement that created the position of enforcement counsel called for the assignment of these hearing officers to oversee actions taken against individuals who fail to correct problems flagged by the board.

Political committees that fail to comply by amending their filings to include employee names could be referred to the Board of Elections» enforcement division for potential legal action, Conklin said.

Two days later, State Attorney Eric Schneiderman, flanked by the National Action Network's Kirsten John Foy and civil rights leaders, issued a bulletin to law enforcement agencies and district attorney's offices statewide that identifies hate crimes statutes and stresses that law enforcement has to properly identify incidents as possible hate crimes promptly.

According to an executive action Trump signed Wednesday, cities that don't comply with federal immigration enforcement agents «are not eligible to receive federal grants, except as deemed necessary for law enforcement purposes by the Attorney General or the Secretary.»

Other police have also told the Rockland County Times that jobs guarding Journal News editors should not be accepted by off - duty or retired police due to their unfriendly action of publishing law enforcement members» addresses.

He says the bill would replace the state Committee on Open Government with a commission that has the power to bring enforcement actions, to fine elected officials who abuse the Open Meetings Law and compel the release of records of municipalities that do not abide by the Freedom of Information law.