Sentences with phrase «by federal securities»

Even more, many platforms for swapping digital currencies for cash or other cryptocurrencies fall under the «exchange» umbrella as defined by federal securities laws.

3 / SEC: «If a platform offers trading of digital assets that are securities and operates as an «exchange,» as defined by the federal securities laws, then the platform must register with the SEC as a national securities exchange or be exempt from registration.»

Such a designation would make them bound by federal securities laws, something most ICO projects want to avoid entirely.

The statement from SEC, said, «If a platform offers trading of digital assets that are securities and operates as an «exchange,» as defined by the federal securities laws, then the platform must register with the SEC as a national securities exchange or be exempt from registration.»

The Hearing expects to examine the economic efficiencies and potential capital formation opportunities that cryptocurrencies and ICOs potentially offer to businesses and investors, and review the adherence to applicable laws so that investors receive the full protections afforded by the federal securities laws.

«If a platform offers trading of digital assets that are securities and operates as an «exchange,» as defined by the federal securities laws, then the platform must register with the SEC as a national securities exchange or be exempt from registration,» the commission said in its «Statement on Potentially Unlawful Online Platforms for Trading Digital Assets.»

The US Securities and Exchange Commission (SEC) is currently debating whether token sales should be bound by federal securities laws, as coins may represent company shares or voting rights.

All VUL products are then regulated by the Federal securities laws and SEC, therefore it must be sold with a prospectus.

Because some of the investment options that are included in variable policies are securities, these types of life insurance policies are regulated by the federal securities laws.

Variable annuities are considered securities contracts and are regulated by federal securities laws and must be sold with a prospectus.

Therefore, they are regulated by federal securities laws.

We also advise on operational requirements imposed by the federal securities laws.

They make a strong case for greater government regulation, especially by the federal Securities and Exchange Commission, as well as more stringent oversight on the part of corporate boards of directors.

Except to the extent otherwise required by federal securities law, EMC Corporation disclaims any obligation to update any such forward - looking statements after the date of this communication.

Such a designation would make them bound by federal securities laws, something most ICO projects want to avoid entirely.

On 6 August 2013, Federal Judge Amos Mazzant of the Eastern District of Texas of the Fifth Circuit ruled that bitcoins are «a currency or a form of money» (specifically securities as defined by Federal Securities Laws), and as such were subject to the court's jurisdiction, [274][274] and Germany's Finance Ministry subsumed bitcoins under the term «unit of account» — a financial instrument — though not as e-money or a functional currency, a classification nonetheless having legal and tax implications.

Each state has its own intrastate offering regulations, and exemptions for crowdfunding proposals must generally fall under this exemption or they are preempted by federal securities laws.

Except as required by the federal securities laws, NHF does not undertake any obligation to publicly update or revise any forward - looking statements, whether as a result of new information, future events, changing circumstances or any other reason after the date of this press release, except as required by law.

If your advisor is an investment advisor and governed by the federal Securities and Exchange Commission, the advisor serves as fiduciary to you and must put your interests above his own and act in your best interest.

If your adviser is an investment adviser and governed by the federal Securities and Exchange Commission, the adviser serves as fiduciary to you and must put your interests above his own and act in your best interest.

«Note that the said helicopters were partly funded by the Federal Government and that would be operated and managed by federal security agencies in collaboration with the Rivers State government.

Designated by the Federal Security Director as the Lost Cash Control Officer, ensuring daily collection of money left at checkpoints and quarterly reconciling of cash and forwarding the deposit to the United States Treasury.

Not exact matches

Stengel is joined on stage by Doug Ellenoff, a corporate and securities attorney with a specialty in business transactions and corporate financing who has been actively involved in working with federal government agencies as the rules are being rewritten, and Pelli Wang (on the right end of the couch), the venture director at SeedInvest, a leading equity crowdfunding platform and early - stage VC fund.

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

U.S. authorities could have prevented the bombings by acting on these warnings, senior members of the Russian Federal Security Service told U.S. Representative William R. Keating of Massachusetts.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

We aim to create 25 million new jobs over the next 10 years, secure Social Security and Medicare for the next 75 years, balance the federal budget by 2030, and make America energy - secure by 2024.

The Internet service providers serving these organizations were also targeted, according to a joint statement by the U.S.'s Federal Bureau of Investigation (FBI) and Department of Homeland Security, and the National Cyber Security Centre division of the U.K.'s GCHQ intelligence agency.

The criminal case follows a Sept. 18 order by a federal judge in Texas that Shavers and his company pay a total of $ 40.7 million comprising illegal profit, interest and fines in a related U.S. Securities and Exchange Commission civil lawsuit.

«The risk that the Russian government, whether acting on its own or in collaboration with Kaspersky, could capitalize on access provided by Kaspersky products to compromise federal information and information systems directly implicates U.S. national security.»

There are a host of last - minute disputes, but the Democratic Party has filed at least seven federal lawsuits in an effort to stop so - called «ballot security» campaigns by either the Republican National Committee, local Republican parties, the Trump Campaign, or Stop the Steal.

His information is believed by the government to be credible and has been corroborated upon further investigation, according to one senior federal security official.

Painter recommends that Congress pass a law right now that would require that when a President or his businesses have specific matters pending before a federal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appfederal agency — like, say, an Internal Revenue Service audit, or a case before the National Labor Relations Board or the Securities and Exchange Commission, or a licensing issue before the Federal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appFederal Communications Commission — that the matter must be decided by a career civil servant, rather than by a political appointee.

By late 2013, El Marro's outfit faced incursions by others, Juan and federal security officials saBy late 2013, El Marro's outfit faced incursions by others, Juan and federal security officials saby others, Juan and federal security officials say.

OTTAWA — Finance Minister Joe Oliver welcomed the addition of Saskatchewan and New Brunswick to the federal drive to create a national securities regulator, setting up a timetable to have the new office in operation by the fall of 2015.

If enacted, the legislation would expand foreign investment review procedures overseen by the Committee on Foreign Investment in the United States (CFIUS), which is chaired by the treasury secretary and seeks input from the departments of defence and homeland security, among other federal bodies.

THURSDAY, JANUARY 11 NEW YORK - Federal Reserve Bank of New York President William Dudley gives keynote before event «U.S. Economic Outlook: What's In Store For 2018» organized by the Securities Industry and Financial Markets Association 2030 GMT.

Even before being hit with a federal securities fraud lawsuit by the SEC and independent perjury charges by the DOJ last month, the founder of a now - defunct cryptocurrency exchange had left a trail of lawsuits.

Mozilla's brief came amid renewed attention to the process for disclosing computer security flaws discovered by federal agencies.

Plaintiff seeks to recover compensable damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated tsecurities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated tSecurities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder.

In 2005 - 2006, he headed an Ontario government panel of corporate leaders that recommended that Canada adopt a single, national securities regulator — an idea that was later supported by the late Jim Flaherty while he was federal finance minister.

The Department of Homeland Security's communications with state election officials were «impeded by state officials» mistrust of federal government overreach coupled with an unprecedented level of Russian cyber intrusions.»

According to Congressional Budget Office estimates, enacting the bill would shrink the federal budget deficit by $ 175 billion by 2020, lift GDP by 5.4 % over the next 20 years, increase national productivity, balloon the workforce by about 5 % by 2033, raise the return on capital, and (although the CBO didn't put it this way) create a $ 46 billion windfall for entrepreneurs supplying security operations along the U.S. southern border.

Blood - testing firm Theranos Inc confirmed on Monday it is under investigation by federal prosecutors and the U.S. Securities and Exchange Commission.

This memo followed the release of a U.S. Justice Department report in August concluding that privately - operated prisons experienced more safety and security incidents than facilities operated by the Federal Bureau of Prisons did.

Cummings said in the letter, which he wrote with the top Democrat on the House Foreign Affairs Committee, Rep. Eliot Engel, that «it appears that General Flynn violated federal law by omitting this trip and these foreign contacts from his security clearance renewal application in 2016 and concealing them from security clearance investigators who interviewed him as part of the background check process.»

Mozilla's brief came amid renewed attention to the process for disclosing computer security flaws discovered by federal agencies, following a recent standoff between Apple and the FBI over a locked iPhone linked to a shooter involved in a terrorist attack in San Bernardino, Calif., in which 14 people were killed.

The shutdown of the Andromeda botnet, announced on Monday, was engineered by a taskforce coordinated by Europol which included several European law enforcement agencies, the FBI, the German Federal Office for Information Security and agencies from Australia, Belarus, Canada, Montenegro, Singapore and Taiwan.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

«These and other services offered by platforms may trigger other registration requirements under the federal securities laws, including broker - dealer, transfer agent, or clearing agency registration, among other things,» the statement said.