Sentences with phrase «by investment companies»

The contributors were mainly represented by investment companies and private investors.

In particular, under the ESMA MoU, the requested authorities shall give access to documents of any persons, request information from any person, carry out on - site inspection or other investigation activities, provide records of telephone conversations or other communications held by investment companies, and provide data traffic records.

Indeed, a 2013 study by the Investment Company Institute found that three in four people under age 35 say they are not willing to take «above - average or substantial» investment risks.

It drew mutual fund managers with independent streaks who simply wanted to opt out of the regulatory constraints imposed by the Investment Company Act.

Section IV (c) of PTE 84 - 24 requires investment company Principal Underwriters to obtain approval from an independent fiduciary and furnish the independent fiduciary with a written disclosure in order to receive commissions in conjunction with the purchase by a plan of securities issued by an investment company Principal Underwriter.

According to fund tracker Morningstar: «A mutual fund is a basket of stocks, bonds or other types of assets that is professionally managed by an investment company on behalf of investors who don't have the time, know - how or resources to buy a diversified collection of individual securities (stocks, bonds etc.) on their own.

Using monthly fund data supplied by the Investment Company Institute, QAIB calculates investor returns as the change in assets after excluding sales, redemptions and exchanges.

The costs of offering and participating in a 401 (k) plan continue to fall, according to an analysis of Form 5500 data by the Investment Company Institute and BrightScope.

Industry net new cash flow data provided by Investment Company Institute © based on the approximately 4,600 US - domiciled equity (domestic and international) mutual funds reported on an aggregate level to the Investment Company Institute ©.

The assets held by the investment company can vary in quality and maturity based on the investment practices described in the prospectus.

It is supported by investment company Standard Life, and its academic partner is the Jubilee Centre at the University of Birmingham.

If you are a small investor, you can choose to invest in a hedge fund provided you meet certain criteria determined by the Investment Company Act in the United States of America according to which:

The plan assets are professionally managed by the investment company and typically invested based on the anticipated year the funds will be needed for higher education expenses.

If you own a bond mutual fund or ETF (exchange - traded fund), you'll need to calculate the amount of income you earned from the fund's government bond holdings (if any) in order to take advantage of this exemption when you file your taxes — it won't be reflected on the tax forms issued by your investment company.

Mutual funds are pools of money managed by an investment company.

Recent statistics provided by the Investment Company Institute show that at the end of August 2013, ETP assets reached the level of $ 1.47 trillion.

Your plan provider is going to show you investments available, usually mutual funds offered by their investment company.

Based on a research carried out by the Investment Company Institute, a Roth plan's assets skyrocketed to $ 178 billion as of December 2006.

Using monthly fund data supplied by the Investment Company Institute, QAIB calculates investor returns as the change in assets after excluding sales, redemptions and exchanges.

A recent study by the Investment Company Institute found that stock index funds like ETFs have an average annual expense ratio of 0.09 % vs. 0.82 % for the average actively managed fund.

Exchange - traded UITs are also governed by the Investment Company Act of 1940, but must attempt to fully replicate their specific indexes, limit investments in a single issue to 25 % or less, and set additional weighting limits for diversified and non-diversified funds.

A mutual fund is a collection of stocks, bonds, and other securities that is purchased and professionally managed by an investment company with the capital from a group of investors.

Now, I'm not the most knowledgeable person when it comes to U.S. mutual funds but a quick search revealed plenty of studies on fees paid by mutual fund investors in the U.S. Take this report titled 2010 Investment Company Fact Book put out by the Investment Company Institute — a fund industry association, which casts serious doubt on the validity of the assumption that U.S. investors pay an ~ 5 % front load.

All of your money will still be taken by an investment company and invested into the type of portfolio of your choosing.

Inflows into private - sector 401 (k) s have outpaced those into corporate pensions every year since 1987, according to 2014 figures, the latest available from Department of Labor data tabulated by the Investment Company Institute.

Created by the Investment Company Act of 1940, the boards have a clear mandate to monitor potential conflicts of interest, review and approve key fund documents such as prospectuses, and ensure that advisers provide satisfactory investment returns with reasonable fees.

If you have been phoned or emailed by an investment company or offer a loan by a company that is not on the list of unlicensed companies, you should search for their name on ASIC Connect's Professional Registers to see if they are licensed.

Using monthly fund data supplied by the Investment Company Institute, DALBAR's Quantitative Analysis of Investor Behavior (QAIB) calculates investor returns as the change in assets after excluding sales, redemptions, and exchanges.

Mutual funds are established by an investment company by pooling the monies of many different investors and then investing that money in a diversified portfolio of securities.

These funds are distributed directly by the investment company and therefore do not need to charge for brokerage services.

Shareholders can remove a Trustee to the extent provided by the Investment Company Act of 1940, as amended (the «1940 Act») and the rules and regulations promulgated thereunder.

This occurs because the shares are distributed directly by the investment company, instead of going through a secondary party.

All put options a fund writes will be covered, which means that a fund will earmark or segregate cash, U.S. government securities or other liquid securities with a value at least equal to the exercise price of the put option, or will otherwise «cover» its position as required by the Investment Company Act of 1940, as amended (the 1940 Act)(e.g., the fund will hold a put option on the same underlying security with the same or higher strike price).

All put options the fund writes will be covered, which means that the fund will earmark or segregate cash, U.S. government securities or other liquid securities with a value at least equal to the exercise price of the put option, or will otherwise «cover» its position as required by the Investment Company Act of 1940, as amended (the 1940 Act)(e.g., the fund will hold a put option on the same underlying security with the same or higher strike price).

This year we saw OnLive suddenly declare bankruptcy and be bought by an investment company, while Sony purchased competitive firm Gaikai, with many expecting it to be a crucial part of Sony's digital offerings on future platforms.

He doesn't own all of those shares directly: 25.5 million of them are owned by his investment company.

For example, not registering in the US as an «investment company», as defined by the Investment Company Act of 1940, and actively seeking investors while seeking to secure US - based financial securities - such as the «fund - of - funds» the company indicated it is interested in investing in - creates ambiguity that may doom the fund in the future.

Not exact matches

These power centers are starting to have an impact, both through their investments and by convincing others that companies led by women are an undervalued asset class — one that will deliver superior returns.

The facts: This 10 - year investment by Exxon, which focuses on 11 natural gas projects, began in 2013 and is expected to continue through 2022, the company said.

The company and its eponymous product, created by serial entrepreneur and technology expert David Gurle, is scarcely out of startup mode, but already it's making waves as a potentially disrupting new force on Wall Street, thanks in large part to support from some of the world's largest investment banks.

Moreover, additional rules lower small - company employment and investment by raising the cost of business activity.

NBCU invested $ 200 million in Vox in 2015, one of a flurry of investments into digital companies by the Comcast (cmcsa) unit, which has put $ 400 million into BuzzFeed and most recently invested $ 500 million as part of Snap Inc's initial public offering last week.

The government did pledge $ 47 billion to infrastructure spending over the next 10 years and extended the accelerated capital cost allowance for manufactures — a tax relief program for investments in new machinery and equipment — by two years, which means stock holders could get a boost if public companies are able to take advantage of this spending and savings.

Upworthy co-founder Eli Pariser described the cutbacks as being an «investment layoff» that was required by the company in order to concentrate on expanding its original video operations.

Metropolitan Bank Holding Corp, which is used by cryptocurrency companies and investment firms for wire transfers and deposits, has ceased all cryptocurrency - related international wires effective immediately, Fortune has learned.

Sold by San Francisco entrepreneur David Friedberg to Monsanto in 2013, the agricultural data company meshes old ideas into a new, valuable package that attracted $ 109 million in four investment rounds.

For all the hoopla surrounding the digital economy and virtual businesses, the success of many ventures still hinges on serious capital outlay; indeed, a recent benchmark report by the Business Development Bank of Canada identifies «significant» investment in fixed assets as a key variable that helps mid-size companies grow into large ones.

There's a new form of crowdfunding being led by companies such as GrowthFountain that has been made possible by changes in investment rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (Finra) enacted in May 2016.

A former health care investment analyst with a degree in biology from Yale University and current CEO of the company, Wojcicki is fascinated by the mysteries of the genome and what it can reveal about the human body.

In the first decade of the century, the large integrated oil companies traded at an average discount of between 11 % and 12 % compared to their pure - play competitors, according to a study conducted at the time by Citi Investment Research and Analysis.