Sentences with phrase «by issuers of securities»

Legal basis: § 5 (1)(5) and § 11 of the regulation of Minster of Finance of 19 February 2009 on current and periodic information to be submitted by issuers of securities and on conditions for recognizing as equivalent information required by the laws of a non-Member State.

1 The estimate is as of the close of the prior business day and is based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio.

Not exact matches

«We appear to be seeing a coalescing of opinion by international regulators on the securities implications for certain digital token issuers and the intermediaries for token offerings.

The municipal market can be affected by adverse tax, legislative or political changes and the financial condition of the issuers of municipal securities.

Greylock, a $ 990 million hedge fund run by Willem J. «Hans» Humes, says in a filing with the Securities and Exchange Commission that international junk bonds are «generally considered to be predominantly speculative with respect to the issuer's capacity to pay,» and that defaulters sometimes end up shielded by «principles of sovereign immunity.»

SSGA International Stock Selection Fund (the «Fund») seeks to provide long - term capital growth by investing primarily in securities of foreign issuers.

It pursues this objective by investing principally in equity securities of non-U.S. issuers and using hedging strategies to vary the exposure of the Fund to general market fluctuations.

The U.S. Treasury is the largest issuer for these types of securities, although they can be issued by any organization.

The municipal market can be adversely affected by tax, legislative, or political changes and the financial condition of the issuers of municipal securities.

Neither the Sites nor the Information constitute an offer or solicitation by the Company to buy or sell any products or services of any kind whatsoever including, without limitation, securities or any other financial instrument of any issuer.

All securities listed here are being offered by, and all information included on this site is the responsibility of, the applicable issuer of such securities.

Royal Bank of Canada (RBC)(«RY» on TSX and NYSE) today announced the completion of its share repurchase program (the «Program»), as required by the conditions of the issuer bid exemption order issued to RBC by the Ontario Securities Commission on January 10, 2018...

The municipal market can be adversely affected by tax, legislative, or political changes, and by the financial condition of the issuers of municipal securities.

Changes in the financial condition of an issuer or counterparty, changes in specific economic or political conditions that affect a particular type of issuer, and changes in general economic or political conditions can increase the risk of default by an issuer or counterparty, which can affect a security's or instrument's credit quality or value.

Funds — and issuers — can make extra cash by lending securities to borrowers, usually short - sellers looking to profit from a decline in the value of those stocks.

In a bid to improve the market's accessibility for foreign investors, the Brazilian Securities and Exchange Commission («CVM») is holding a public hearing for Brazilian issuers with the purpose of improving the regulations set through the recently implemented Instruction 561 and more specifically, those related to proxy disclosure, regulated by Instruction 481.

This collateral (i.e., permissible vehicles investments) may include: (i) match - funded assets, and, (ii) debt securities, equity securities and other financial instruments issued or guaranteed by the US government or its agencies, sovereign governments, supra - national entities, corporations, financial institutions and asset - backed or mortgage - backed issuers that are the subject of credit support agreements.

By extension, simply because a coin is issued in an ICO and subsequently traded on the blockchain does not necessarily mean the issuer of the coin is in the business of dealing in securities.

Securities ratings provided by independent nationally recognized statistical organizations, also called Ratings Agencies, are appraisals of the financial stability of a particular issuer and its ability to pay income and return principal on your investment.

Despite the exemptive relief from dealer registration requirements provided by the securities regulators in these decisions, issuers should bear in mind that under applicable Canadian securities laws a person is only required to register as a dealer if they are engaging in or holding themselves out as engaging in the business of dealing in securities.

«By accelerating our growth in this segment, Canadian exempt securities market participants across the country - issuers, dealers and investors - are assured of a committed industry - leading partner with the long - term vision and resources critical to providing the expertise, solutions and technology investment that will satisfy their needs today, and well into the future.»

Regulation A + will more than likely produce an increased number of securities subject to Rule 15c2 - 11, and without changes to the piggyback exception, could lead to a substantial increase in the number of microcap securities manipulated by nefarious issuers and market makers.

To provide investors with a source of monthly income, with the potential for long - term growth through capital appreciation and growth in dividends by investing primarily in common shares, convertible debentures and other equity related securities of U.S. issuers.

Certain issuers of U.S. government securities (e.g., «Government - Sponsored Enterprises» such as Fannie Mae, Freddie Mac, and the Federal Home Loan Banks) are sponsored or chartered by Congress, but their securities are neither issued by nor guaranteed by the U.S. Treasury.

Assets are invested in any eligible U.S. dollar - denominated money market instruments as defined by applicable U.S. Securities and Exchange Commission regulations (Rule 2a - 7 of the Investment Company Act of 1940), including all types listed above as well as commercial paper, certificates of deposit, corporate notes, and other private instruments from domestic and foreign issuers, as well as repurchase and potentially reverse repurchase agreements.

In January and February of 2013, NCFA Canada partnered with the Exempt Market Association of Canada (EMDA) to host the National Crowdfunding Survey in Canada to gain a better understanding of the various stakeholder opinions on legalizing Equity Crowdfunding in Canada and provide Canadian securities regulators with feedback on many of the challenges and issuers put forth by the equity crowdfunding frameworks proposed by the OSC and CSA.

The publicly filed offering circulars of the issuers sponsored by Rise Companies Corp., not all of which may be currently qualified by the Securities and Exchange Commission, may be found at fundrise.com/oc.

Tracking Rep. John Faso in the Age of Trump from fivethirtyeight.com Disapprove Disclosure of Payments by Resource Extraction Issuers Rule — Vote Passed (235 - 187, 10 Not Voting) The measure would disapprove of the Securities and Exchange Commission (SEC) rule issued in July 2016 that requires resource extraction issuers (companies that extract oil, natural gas or -LIssuers Rule — Vote Passed (235 - 187, 10 Not Voting) The measure would disapprove of the Securities and Exchange Commission (SEC) rule issued in July 2016 that requires resource extraction issuers (companies that extract oil, natural gas or -Lissuers (companies that extract oil, natural gas or -LSB-...]

The fund seeks high current income by investing principally in debt securities of sovereign and private issuers worldwide, including supranational issuers.

You should also try to diversify among individual bonds, perhaps by holding a number of securities from different issuers.

● Municipal securities may be adversely impacted by state / local, political, economic, or market conditions; these risks may be magnified if the fund focuses its assets in municipal securities of issuers in a few select states.

Public float value: The aggregate market value of common equity securities held by persons who are not affiliated with the issuer.

Federal covered security: A security that is exempt from state registration because either it must be registered with the Federal government under the Securities Act of 1933 or it is exempt from federal registration under the 1933 Act (except that municipal securities may be regulated by the state of which the issuer iSecurities Act of 1933 or it is exempt from federal registration under the 1933 Act (except that municipal securities may be regulated by the state of which the issuer isecurities may be regulated by the state of which the issuer is a part).

The municipal market can be affected by adverse tax, legislative or political changes and the financial condition of the issuers of municipal securities.

Panther Small Cap Fund will seek long - term capital appreciation by investing 80 % in small cap stocks, though they allow that the other 20 % might go to «micro, mid or large capitalization stocks, stocks of foreign issuers, American depository receipts («ADRs»), U.S. government securities and exchange - traded funds.»

«Reliable sources of statistical information do not exist with respect to the default rates for many of the types of collateral debt securities eligible to be purchased by the Issuer,» say both the 2005 and 2006 CDO prospectuses backing commercial paper held in the funds.

Answer: Although you may receive a credit line of just $ 100, consider a store credit card or, as already mentioned, a secured credit card (where you make a security deposit that is typically equal to the credit limit you will be extended by the card issuer) these options are the best opportunity to get a credit card for people who have no credit.

Debt securities issued by GSEs are solely the obligation of their issuer and are considered to carry greater credit risk than securities issued by the U.S. Treasury and certain government agencies (e.g., Ginnie Mae) whose securities have the guarantee of the U.S. government.

a bond or other security that may be redeemed by the issuer before the scheduled maturity; terms of this feature can be found in the bond's call schedule

the list of dates on which a fixed - income security can be redeemed prior to maturity by the issuer; also includes the corresponding call prices

a feature of a bond or other security that determines the terms under which it can be redeemed by the issuer before the scheduled maturity

As per the index methodology, issuers must first be investment - grade rated by at least one of the international rating agencies, and then securities must be rated «AAA» by at least one of the local Chinese rating agencies.

OANDA Australia Pty Ltd is regulated by the Australian Securities and Investments Commission ASIC (ABN 26 152 088 349, AFSL No. 412981) and provides and is the issuer of the products and / or services on this website.

A security (with the minor exception of hybrids such as convertibles) has to represent either a promise by the issuer to pay a holder cash, sooner or later; or ownership.

The municipal market is volatile and can be significantly affected by adverse tax, legislative or political changes and the financial condition of the issuers of municipal securities.

For example, an adverse event, such as an unfavorable earnings report, may depress the value of equity securities of an issuer held by the Fund; the price of common stock of an issuer may be particularly sensitive to general movements in the stock market; or a drop in the stock market may depress the price of most or all of the common stocks and other equity securities held by the Fund.

Equity risk is the risk that the value of the equity securities, of U.S. or non-U.S. issuers, held by the Fund will fall due to general market and economic conditions, perceptions regarding the industries in which the issuers of securities held by the Fund participate, or factors relating to specific companies in which the Fund invests.

Canso exploits these market inefficiencies by investing in mispriced securities, across the capital structure of issuers on a global basis.

The Fund invests principally in equity securities of non-U.S. issuers that are viewed by the Advisor to reflect a combination of favorable market action and / or valuation.

Filed Under: Daily Investing Tip Tagged With: Investing, investing regulations, securities regulations Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.