Sentences with phrase «by its affiliated brokers»

This fee does not include commissions separately charged by our affiliated broker - dealer, Interactive Brokers LLC.

Accepting a commission or any valuable consideration by an affiliate broker for the performance of any acts specified in this chapter, from any person except the licensed real estate broker with whom the licensee is affiliated;

Not exact matches

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker / dealers and nonbank affiliates of Wells Fargo & Company.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

All securities - related activity is conducted by SI Securities, LLC («SI Securities»), an affiliate of SeedInvest, and a registered broker - dealer, and member FINRA / SIPC, located at 116 W Houston, 6th Floor, New York, NY 10012.

The Cambridge Method works by getting you to sign up with their broker which will get them an affiliate commission.

Opinions expressed are that of the author and are not endorsed by the named broker dealer or its affiliates.

Trust and related services are provided by Edward Jones Trust Company, an affiliate of Edward D. Jones & Co., L.P. (Edward Jones), a registered broker - dealer.

These scammers offer you the robot for free because the way they really make their money is by affiliate commissions with their partner binary options broker; when you fund an account through the robot, they get a nice cut.

The way all these robots work is by luring you in with zero upfront costs and then getting an affiliate commission when you fund your account with their partner broker.

Wells Fargo Advisors is the trade name used by two separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company: Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC (members SIPC).

Kerry Mannion, a son of Miner's husband, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.

Syracuse Mayor Stephanie Miner's step - son, Kerry Mannion, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.

They are not backed by the broker / dealer from which an annuity is purchased, by the insurance agency where an annuity is purchased, or any affiliates to those entities, and none makes any representations or guarantees regarding the claims - paying ability and financial strength of the issuing insurance company.

In addition to IB Asset Management's management fees, clients will be charged commissions for the trades in these portfolios by Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interest.

Accounts managed by Ally Invest Managed Portfolios are offered through our affiliate broker dealer, Ally Invest Securities, LLC.

I used to pay $ 4.95 per trade at Questrade, but I have since moved to another broker because of a cost advantage provided by an affiliated company with my employer.

They are not backed by the broker / dealer from which this annuity is purchased, by the insurance agency from which this annuity is purchased, or any affiliates of those entities, and none makes any representations or guarantees regarding the claims - paying ability and financial strength of the issuing insurance company.

IBridgePy is an open - source Python software and is in no way affiliated, endorsed, or approved by Interactive Brokers or any of its affiliates.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company.

It requires an extra domain name, and when a lead is submitted by one of your brokers or affiliates, it is automatically listed in your lead management system to call.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

* The advisory fee does not cover charges resulting from trades effected with or through brokerdealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

By participating, each Customer and selected winner agrees: (a) to be bound by these Rules and the decisions of Virtual Brokers, (b) to release and hold harmless Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, agents and representatives including advertising and promotion agencies, from any and all liability for claims / damages including, but not limited to, claims / damages for personal injury, for property damage with respect to acceptance, possession or use or misuse of the Prize or participation in the Raffle; (c) to permit Virtual Brokers to use his / her name, address, city, province, of residence, photograph, video, or any likeness for advertising or publicity purposes without any additional compensation and (d) the winner agrees to sign a Declaration and Release Form to this effecBy participating, each Customer and selected winner agrees: (a) to be bound by these Rules and the decisions of Virtual Brokers, (b) to release and hold harmless Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, agents and representatives including advertising and promotion agencies, from any and all liability for claims / damages including, but not limited to, claims / damages for personal injury, for property damage with respect to acceptance, possession or use or misuse of the Prize or participation in the Raffle; (c) to permit Virtual Brokers to use his / her name, address, city, province, of residence, photograph, video, or any likeness for advertising or publicity purposes without any additional compensation and (d) the winner agrees to sign a Declaration and Release Form to this effecby these Rules and the decisions of Virtual Brokers, (b) to release and hold harmless Virtual Brokers, its affiliates, subsidiaries, and independent contractors, and their respective directors, officers, employees, agents and representatives including advertising and promotion agencies, from any and all liability for claims / damages including, but not limited to, claims / damages for personal injury, for property damage with respect to acceptance, possession or use or misuse of the Prize or participation in the Raffle; (c) to permit Virtual Brokers to use his / her name, address, city, province, of residence, photograph, video, or any likeness for advertising or publicity purposes without any additional compensation and (d) the winner agrees to sign a Declaration and Release Form to this effect.

The Program is a discretionary wrap - fee program sponsored and operated by our affiliate, Capital One Advisors, LLC («COA»), for which we serve as the executing broker - dealer.

Brokerage services are provided to clients of SoFi Wealth LLC by SoFi Securities LLC, an affiliated broker - dealer registered with the Securities and Exchange Commission and a member of FINRA / SIPC.

They have limitations, exclusions, charges, termination provisions, and terms for keeping them in force and are not guaranteed by the broker / dealer, the insurance agency, the underwriter, or any affiliates of those entities from which they were purchased.

Now, aside from regulators, the biggest company in the world by market cap is joining in to curtail marketing practices that have been used by brokers, affiliates, signal providers and other binary options industry participants.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker - dealer and separate non-bank affiliate of Wells Fargo & Company.

In determining when and to what extent to use Schwab or any other affiliated broker - dealer as its broker for executing orders for the funds on securities exchanges, the investment adviser follows procedures, adopted by the funds» Board, that are designed to ensure that affiliated brokerage commissions (if relevant) are reasonable and fair in comparison to unaffiliated brokerage commissions for comparable transactions.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker - dealer and non-bank affiliate of Wells Fargo & Company.

Our experienced attorneys provide comprehensive counseling for investment advisers, beginning with entity formation, registration and disclosure matters and extending to preparing investment advisory contracts, advising on compensation arrangements, developing comprehensive compliance programs and advising on permitted activities by affiliated fund sponsors, broker - dealers and registered reps.. We help gauge legal exposure through risk management audits and provide critical assistance when problems arise, guiding clients through enforcement exams, proceedings, litigation and arbitration.

They are not backed by the broker - dealer and / or insurance agency selling the policy, or any affiliates of those entities other than the issuing company affiliates, and none makes any representations or guarantees regarding the claims - paying ability of the issuer.

They are not backed by the broker / dealer and / or insurance agency selling the policy, nor by any of their affiliates, and none of them makes any representations or guarantees regarding the claims - paying ability of the issuing insurance company.

They are not obligations of, nor backed by, the broker / dealer and / or insurance agency selling the policy, nor by any of their affiliates, and none of them makes any representations or guarantees regarding the claims - paying ability of the issuing insurance company.

Progressive Home Advantage ® policies bought through independent agents and brokers are provided and serviced by insurers affiliated with Progressive.

Investments provided by USAA Investment Management Company and USAA Financial Advisors Inc., both registered broker dealers, and affiliates.

The variable universal life insurance policies offered through National Life Group are distributed by Equity Services, Inc., which is a registered broker / dealer affiliate of National Life Insurance Company.

«Extending the brand's footprint into Houston will fuel growth for ERA Real Estate and our affiliated broker community by building strong relocation corridors and creating a robust pipeline of referrals.»

The right to vote contemplated by this Interpretation shall not be deemed denied to a broker otherwise eligible for REALTOR ® membership if: (1) such broker voluntarily elects a REALTOR ® membership classification authorized by the Board having limited or no voting rights; and (2) at least one principal, partner, officer, or trustee of the firm, partnership, corporation or trust with which such broker is affiliated or by which he is employed is a REALTOR ® Member having full voting rights.

As a Coldwell Banker affiliated broker / owner, he says he plans to build on the established operation built by Rose and its experienced sales force.

ISSUE: Is a broker guilty of unfair competition and business practices if he affiliates several salespeople who, while employed by another broker, were trained in particular sales, farming, and advertising techniques?

Is a broker guilty of unfair competition and business practices if he affiliates several salespeople who, while employed by another broker, were trained in particular sales, farming, and advertising techniques?

«We are pleased that the State Supreme Court affirmed the pro-consumer choice by real estate professionals to affiliate as either independent contractors or employees,» said 2015 MAR President Corinne Fitzgerald, broker - owner of FITZGERALD Real Estate in Greenfield.

In its complaint, the DOJ alleges that NAR's policy restrains competition by requiring NAR - affiliated MLSs to adopt rules that will allow brokers to withhold their clients» listings from other brokers» websites by means of an «opt out.»

You may not establish a hyperlink to this Web Site or provide any links that state or imply any sponsorship or endorsement of your web site by Better Homes and Gardens Real Estate Metro Brokers, or its affiliates or Providers.

(2) If permitted by the rules, a managing broker may be licensed in relation to more than one brokerage if the brokerages are affiliated within the meaning of the rules.

You agree to indemnify, defend, and hold harmless Better Homes and Gardens Real Estate Metro Brokers, the Providers, and Web Site hosting service providers, and its and their officers, directors, employees, affiliates, agents, licensors, and suppliers from and against all losses, expenses, damages and costs, including reasonable attorneys» fees, resulting from any violation by you of these Terms.