Sentences with phrase «by licensed broker»

Leasing agents must be sponsored and employed by a licensed broker.

It seems fair to assume that you were dealing with a property management firm that was itself headed by a licensed broker — or at least had a licensed broker supervising the operations.

The market summary is crafted by licensed broker Aaron Seekford of Arlington Realty, Inc..

Last I checked the limit was 10 % interest unless the loan was arranged by a licensed broker.

Brokers v. Gamaldi (190 A.D. 2d 709) absence of written agreement does not preclude recovery of damages by licensed broker for breach of contract or for quantum meruit (Gen. Ob.

With respect to the first requirement above, REALTOR ® association - owned MLSs may opt to permit participation by licensed broker firms as well as individual principals, partners, corporate officers, or branch office managers who are not REALTORS ®.

IVR trades allow clients to simply use their phone to place a trade without human assistance, whereas a broker assisted trade is placed by a licensed broker live.

In any jurisdiction where the securities, blue sky or other laws require the Offer to be made by a licensed broker or dealer, the Offer shall be deemed to be made on behalf of Purchaser by one or more registered brokers or dealers licensed under the laws of such jurisdiction.

With its one - on - one support system, which is monitored by licensed brokers, it's also popular with consumers who are interested in investing money but would prefer to be guided by a professional with expertise in trading.

ca, a life insurance web site run by licensed brokers, offers Canadians online term and whole life insurance.

Please note that the said Applications are to be proposed and seconded by licensed Brokers, and that individual proposing the applicant must be the licensed Broker of employment.

The OACIQ has eight members of its board elected by licensed brokers and three members appointed by the government.

Not exact matches

Like customs brokers, freight forwarders are licensed, but in this case, by the International Air Transport Association (IATA) and Federal Maritime Commission (for ocean freight).

We were also able to establish that the Anyoption binary options broker is licensed by CySec.

24option is a licensed broker that is certified by Cyrus Securities and Exchange Commission (CySEC).

It is a regulated binary options broker, by the Cyprus Securities Exchange Commission (CYSEC) and its license number is 207/13.

As a matter of fact, the decision to apply for a Capital Markets Services license in Singapore is solidly in line with the broker's long - term strategy to expand by adding new licenses.

BinaryOptionsU.com does not recommend any binary brokers or binary options exchanges to US traders besides NADEX, which is licensed by CFTC.

For brokers to legally operate in the United States, they need to be fully licensed by either of the two main regulatory bodies.

The YesOption binary options broker is not yet regulated, but is currently in the process of being licensed and regulated by CySEC.

Previously, he was co-founder and managing partner of Mesa Securities, a licensed broker - dealer investment bank focused on media and entertainment that was acquired by Houlihan Lokey in June of 2015.

For anyone who is thinking about BDSwiss as a potential platform, you have to know that the broker is a Cyprus investment company licensed by the Cyprus Securities and Exchange Commission as mentioned above, with the number 199/13.

The broker's reliability is easy to prove by checking the CySEC license with the number 199/13.

The New Zealand dairy giant hired broker Goldman Sachs to buy as much as 10 per cent of Bega in an after - market raid, revealed by AFR.com, in a bid to protect its licensing agreement with Bega.

hasn't done enough and that you've been intimidated by the food industry — but I remain grateful for all you have been able to accomplish, whether it's nudging Disney toward a junk food ad ban or brokering a creative licensing deal between the Sesame Street Workshop and the Produce Marketing Association.

Nick Confessore reports that John Sampson, the State Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documents.

Many menu items provided by a la carte brokers — e.g., photography and MLS listing services — don't involve licensed agents.

It was fined by CySEC for violations of the conditions of its license, while Japan's FSA, and the Ontario Securities Commission warned the broker is not authorized to operate in the respective jurisdictions.

Whether you wish to make your own decisions and be what is called self - directed, work with a licensed Series 3 broker, find an automated system, where the trades are placed for you or have your account personally managed by a money manager there are some important steps to take.

Before you open a trading account and deposit your money with any broker, you should verify whether the broker is regulated and licensed by a government organization or trading commission.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

These sham brokers disguise themselves as licensed brokers and allure traders by promising them with unrealistic payouts.

With regards to EuropeFX's reliability, the broker is fully authorized and licensed by a regulatory agency.

Regulation of forex trading in Dubai is carried out by the Central Bank of UAE, and licensing of brokers is performed by the Securities and Commodities Authority (SCA).

You can trade with local brokers who are licensed by the SCA, or you can trade with licensed offshore brokers that offer their services to Dubai citizens and residents.

Stocks can be bought and sold by using a licensed brokerage firm or an individual broker who makes the trade.

The broker is licensed by the financial markets authorities of Belize, United Arab Emirates and Belarus.

Please note that ComparaSave.com does not sell insurance or mortgages, is not a licensed insurance or mortgage broker or agent, and is not owned in whole or in part by an insurance or mortgage company, agent or brokerage.

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

Most people don't realize that these policies sold by a bank are not from licensed insurance agents and brokers, and have completely different characteristics than individual life insurance policies.

All mortgage brokers must be licensed by the FSCO or Financial Services Commission of Ontario in order to carry out legitimate business.

The broker holds a license by the International Financial Services Commission (IFSC) in Belize, which is known as an offshore destination for forex and binary options brokers.

Investors in Estonia looking for a reputable broker should always seek brokers who are licensed and regulated by the EFSA to ensure maximum protection.

I am licensed as a broker by the California Bureau of Real Estate, and as a mortgage originator by the National Mortgage Licensing System.

When a loan officer ceases to be employed by a licensed loan broker, the loan broker shall promptly notify the administrator in writing.

The registration of a loan officer is valid only when that person is employed or retained and supervised by a licensed loan broker.

(by the way, Mortgage Brokers provide unbiased, market neutral advice and charge NO FEES for qualified applicants... They are also licensed and regulated under the Provincial Ministry of Finance....

By now, most countries have their own regulatory bodies that control and issue licenses to binary options brokers operating in that particular countries.

The YesOption binary options broker is not yet regulated, but is currently in the process of being licensed and regulated by CySEC.

Brokers and securities licensed reps only have to meet the suitability standard, a much lower standard of conduct, which only requires that a given transaction performed by a broker must be «suitable» for the client at that time.