Sentences with phrase «by my broker for»

An additional 60,000 investors were not accepted as new clients by brokers for the same reason over the same three months, NERA says.

As it can be seen there are very limited communication channels offered by the broker for its clients to reach out to them.

When you trade a financial product, you are charged a commission, which is a fee charged by the broker for executing the trade.

The concept of this product is that depending on the value of your holdings in your demat account, a corresponding amount will be opened up by the broker for you to trade in other segments.

You have to be approved by the broker for margin trading.

Forex trading APIs and advanced strategies that sell for hundreds of dollars in the market are being offered for free by the broker for the simple cost of trading forex; you only pay the spreads for trading and no additional costs for the advanced and professional auto - trading tools that you're provided with.

It is a particular type of account, which is led by a broker for the client and used mostly by the beginners that are just starting the trading in Forex market and don «t want to lose more money than they can earn during the first few days of the trading.

Finally, we see puppies that are not accepted by the brokers for several reasons: they may have enough of that certain breed in their trucks, the puppies may have gotten too old (10 - 12 weeks) to sell to the pet stores or the puppies may have health issues.

Is the total VAT from the commission paid by the broker for his part of the commission then the agent (for his part of the commission)?

Commissions are freely negotiable between the parties and where something of value is given by the broker to its client or paid by the broker for the benefit of the client.

Not exact matches

Launched by Scott Gerber, founder of the Young Entrepreneurs Council (and an Inc.com columnist), Startup Insurance isn't an exchange so much as a broker for insurance options tailored specifically to entrepreneurs and small - business owners.

Driven by his domineering fathers disapproval at his illegitimate existence and his desire for serious wealth, Seth suddenly finds himself seduced by the opportunity to interview as a trainee stock broker from recent acquaintance Greg.

Last year, a whistleblower shared information that the company had been approving loans sourced by mortgage brokers who had submitted falsified salary documents for borrowers.

Like customs brokers, freight forwarders are licensed, but in this case, by the International Air Transport Association (IATA) and Federal Maritime Commission (for ocean freight).

The surge in prices was caused by a simultaneous decrease in ticket inventory and increase in demand as brokers raced to pull down speculative online ticket quotes — what they had believed to be good offer prices for tickets prior to Jeter's retirement announcement — before fast - clicking fans could take them up on old quotes, said Matcovich.

«Zappos gives us a critical mass,» says Oscar Goodman, the brash former Las Vegas mayor, known for having brokered the deal that brought Zappos downtown and for his tendency to appear in public only when flanked by showgirls in full bustier - and - feather regalia.

Digital exchanges are not broker - regulated by the IRS, which makes matters more complicated for preparing tax documents if you traded cryptocurrency.

That report comes from BizBuySell.com, an online marketplace for small businesses that tracks the number of transactions reported by business brokers.

«These types of «good debt» give far lower interest rates for people with good credit than the typical margin rates offered by brokers,» she said.

It was once «controlled and regulated by scalpers and brokers, who either gouged consumers on «hot» tickets or withheld excess inventory for fear that selling low would distort pricing,» wrote Sports Illustrated's Jon Wertheim last year.

Standing up for put - upon homebuyers, Ontario real estate broker Brian Bell recently launched an online campaign requesting Ottawa cut mortgage insurance premiums by 15 %.

The office building at 220 St Georges Terrace has been sold for $ 35 million, with a local private buyer purchasing the building in a deal brokered by commercial agency Knight Frank.

John Strelitz, president of paper broker Streco Fibres, in Virginia Beach, Va., keeps paper out of landfills by buying, for example, scrap magazine stock and selling it to the gift - wrap market.

This exploit was one of many uncovered and dumped for public use last month by the Shadow Brokers hacking group, widely believed to be connected to the Russian government.

Wolf, asuming the Powell Fed sticks to its planned 4 - hikes - in - 2018 rate - hike schedule, can we expect brokered CDs yielding (say) 3.5 % for a 2 - year lock - in by EOY?

Ben & Jerry's sets a precedent by discovering a little - known clause about stocks and brokering, then establishing a Vermont - only public stock offering to raise money for a new manufacturing plant.

BLUE SKY FEES AND EXPENSES: $ 35,000 A disadvantage of going public on the Nasdaq SmallCap Market, as Multicom discovered, is that state regulators do not automatically accept the new security for sale by brokers in their own states as they do with companies listed on the Nasdaq National Market, the New York Stock Exchange, and the American Stock Exchange.

Spooked by a sudden 19 % plunge in the Shanghai Composite Index, regulators halted initial public offerings, suspended trading in shares accounting for 40 % of market capitalization, forced state - owned brokers to promise to buy stocks until the index reached a higher level, mobilized state - controlled funds to purchase equities, and promised unlimited support from the central bank.

While it is unclear what led to the Windows 7 vulnerability, many have posited that the victims may have missed a security patch Microsoft released in early 2017, accounting for a host of exploits made available by hacker group Shadow Brokers.

FINRA provides the first line of oversight for broker - dealers and the first line of defense for investors by virtue of its comprehensive oversight program.

The company's network of 376 brokers — which grew by 15 for the half — delivered GWP of $ 2.6 billion, up 8 per cent driven by prices rises and growth in the authorised representative network.

Some brokers are only bound by the suitability standard, which the SEC defines as the following: «Your broker must have a reasonable basis for believing that the recommendation is suitable for you.»

The agency has brokered similar agreements in recent years with tech giants like Google, Twitter and Uber for their data mishaps, requiring each of them to undergo regular privacy assessments by a third party, which would then report its findings back to the FTC.

If you are a beneficial owner of shares held in street name, please check the voting instructions in the notice provided by your broker, bank or other intermediary for telephone voting availability.

34 The data file for this speech, available on the New York Fed's website, includes a historical calculation of the OBFR based on data provided by federal funds and Eurodollar brokers until October 19, 2015 and based on FR 2420 data, from October 20th, 2015 until February 17th, 2016.

The value is reduced by 15 percent to account for typical discounts that shares in startups attract on the secondary market, according to two brokers who asked not to be identified because the information is private.

Two weeks before the election in 2016, she made another business deal: signing a nondisclosure agreement for $ 130,000, brokered by Trump's personal lawyer Michael Cohen.

For the 26th year, the editors of Investment Advisor met with the leaders of the Broker - Dealers of the Year, as identified by their own reps, to discuss the trends and issues the broker - dealer industry will face in 2016 and in the future, with one major change.

For shares you hold beneficially in the name of a broker, trustee or other nominee, you may change your vote by submitting new voting instructions to your broker, trustee or nominee, or, if

Beginning early next year, Morningstar will offer a way for broker - dealers to offload the fiduciary responsibility of managing 401 (k) plans, which is mandated by the DOL rule that starts to take effect in April.

Having an updated business valuation is a great asset if ever approached by buyers, brokers, or DSOs, as well as for family, tax, succession and estate planning purposes.

The New York Stock Exchange (NYSE) allows its member - brokers to vote shares held by them for their customers on matters the NYSE determines are routine, even though the brokers have not received voting instructions from their customers.

The memo, obtained by Bloomberg News, makes the case for a Labor Department regulation that would impose a fiduciary duty on brokers handling retirement accounts, requiring them to act in their clients» best interest.

The most substantive GDPR - related change announced by Facebook to date is the shuttering of a feature called Partner Categories — in which it allowed the linking of its own information holdings on people with data held by external brokers, including (for example) information about people's offline activities.

Brokered by the Corcoran Group's Tim Davis and Peter Huffine, the Camuto house went into contract in August for $ 27 million over the initial ask of $ 48 million, and after only six weeks on the market.

In a nutshell, traders need to be aware that the normal Forex charts offered by popular forex brokers out there are NOT suitable for professional price action trading or any form of technical analysis in my opinion.

Bank of America Corp said on Thursday it will grow its wealth management offering for mainstream investors by opening 600 new Merrill Edge centers and adding 300 new brokers in the next two years.

After he was defeated in the 2015 federal election, Dykstra ran for the presidency of the Ontario Progressive Conservatives, winning by acclamation after his friend Brown brokered a deal where the other candidate, Jag Badwal, withdrew.

I entered the wrong door and ended up hanging out with a party of stock brokers and finance bloggers for 20 minutes before realizing I wasn't surrounded by SEOs.

This is complemented by an informative blog, which describes all the linked brokers, making it by far and away the best site for options trading.