Sentences with phrase «by other advisors»

In fact, because of how complex indexed universal life policies can be, I've even heard this question asked by other advisors.

Not exact matches

«I do this by building relationships with other trusted advisors, such as attorneys, CPAs and bankers.»

Garrett and other fiduciary financial advisors see the recently issued fiduciary rule passed by the Department of Labor as a major step in the right direction of controlling the costs of advice to investors.

No representation or warranty, express or implied, is or will be made by SES, its directors, officers or advisors or any other person as to the accuracy, completeness or fairness of the information or opinions contained in this presentation, and any reliance you place on them will be at your sole risk.

According to a January tally by Green Street Advisors, only 40 % of Macy's stores are in «strong» malls as measured by sales per square foot; the other 60 % are in the sorts of uninviting shopping centers where foot traffic is dwindling and department stores can feel especially vacant and gloomy.

Wealthfront is setting itself apart from other financial services firms and robo - advisors by stressing the intelligence of its own proprietary algorithms to select low - cost exchange - traded funds.

Michael Arone, chief investment strategist at State Street Global Advisors, reckons that new legislation that drops the rate all the way to 20 %, and contains other levy - lowering provisions such as immediate expensing of capital expenditure, could raise EPS for the S&P 500 by 8 % in the first year.

These highly prized information networks are typically used by Wall Street traders and financial advisors to track stocks and other investment vehicles and to monitor world economic and financial news.

Links to other websites or electronic media controlled or offered by Third - Parties (non-affiliates of Cumberland Advisors) are provided only as a reference and courtesy to our users.

Applying the ratio of entities that meet the SBA size standards to the number of affected entities, based on the methodology described at greater length in the RIA of the Fiduciary Rule, the Department estimates that the number of small entities affected by this final rule is 2,438 BDs, 16,521 Registered Investment Advisors, 496 insurers, and 3,358 other ERISA service providers.

Gary Cohn, President Trump's top economic advisor, said that the effort by Amazon, Berkshire Hathaway and JPMorgan to jointly address healthcare was the same as the administration was doing by proposing rules to make it easier for self - employed Americans, small businesses and others to band together to get insurance through what are called association health plans.

Specifically, the exemption requires that the advisor, the institution issuing the product and client enter into a contract that clearly commits the advisor to acting in the client's best interests, using the care, skill and prudence that would be exercised by prudent person under the circumstances (the definition that generally governs a fiduciary's duties in other contexts).

This measure, part of the new fiduciary standard's best interest contract exemption (or BICE), means advisors and others have to figure out how to best define reasonable compensation by April 10, 2017.

Wealthfront has some similarities to Betterment and other robo advisors, in that you start by completing a questionnaire.

This presentation may not be reproduced for, disclosed to or otherwise provided in any format to any other person or entity (other than your professional advisors bound by obligations of confidentiality) without the prior written consent of BlackRock.

The round raised close to $ 3 million, led by March Capital Partners in a syndicate alongside BAM Ventures, HOF Capital, Inspiration Ventures, and others, including advisors Alex Chung, Giphy co-founder, and Steve Martocci, GroupMe co-founder.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

He is also the author of several IGOPP policy papers, which offer new perspectives on a range of controversial issues including: Dual - class voting shares, Corporate Citizenship, The place of women on boards of directors, Say - on - Pay by shareholders, The Gordian knot of executive compensation, The Troubling Case of Proxy Advisors, among others.

While the SAFT has been extensively reviewed by multiple legal teams, we strongly recommend you consult with your own legal, investment, tax, accounting, and other advisors, to determine the potential benefits, burdens, risks, and other consequences of such a transaction.

The compensation consultant (s), outside counsel and any other advisors retained by, or providing advice to, the Committee (other than the Company's in - house counsel) shall be independent as determined in the discretion of the Committee after considering the factors specified in the Rules of The Nasdaq Stock Market, Inc..

The Approved: May 23, 2014 Committee is not required to assess the independence of any compensation consultant or other advisor that acts in a role limited to consulting on any broad - based plan that does not discriminate in scope, terms or operation in favor of executive officers or directors and that is generally available to all salaried employees or providing information that is not customized for a particular company or that is customized based on parameters that are not developed by the consultant or advisor, and about which the consultant or advisor does not provide advice.

The Committee shall receive appropriate funding from the Company, as determined by the Committee in its capacity as a committee of the Board, for the payment of compensation to its compensation consultants, outside legal counsel and any other advisors.

When market conditions favor wider diversification in the view of Hussman Strategic Advisors, Inc., the Fund's investment manager, the Fund may invest up to 30 % of its net assets in securities outside of the U.S. fixed - income market, such as utility and other energy - related stocks, precious metals and mining stocks, shares of real estate investment trusts («REITs»), shares of exchange - traded funds («ETFs») and other similar instruments, and foreign government debt securities, including debt issued by governments of emerging market countries.

As discussed above, notwithstanding receipt by HP Co. of a private letter ruling from the IRS and / or opinions of counsel and other external tax advisors, the IRS could assert that the distribution does not qualify for tax - free treatment for U.S. federal income tax purposes.

While «financial advisor» appears to be the title most commonly used by sales - based professionals, other firms have adopted variations that create a similar impression, states the report.

In Dubai: This information can be distributed in and from the Dubai International Financial Centre (DIFC) by BlackRock Advisors (UK) Limited — Dubai Branch which is regulated by the Dubai Financial Services Authority («DFSA») and is only directed at «Professional Clients» and no other person should rely upon the information contained within it.

DOL notes that like the FAQs issued on Oct. 27 on the Prohibited Transaction Exemptions, the FAQ for advisors focuses particularly on specific technical questions raised by financial service providers, and it is limited to investment advice concerning plans covered under the Employee Retirement Income Security Act, IRAs and other plans covered by Section 4975 (e)(1) of the Internal Revenue Code.

There are many other tactics shareowners use as levers including, investor statements endorsed by a broad group of institutional investors; direct outreach to other shareholders; proxy voting services; and other investment advisors to gain support for specific shareholder proposals; and, outreach to consumers and the press as a way to draw public attention to an issue or a company.

However, I find it interesting that other countries have recently been so worn down by financial advisor fraud, scandal, and abuse that they've finally decided to take real action — action that isn't even on the radar screen in America.

Advisors get trailer fees and they won't make a dime by pulling customers and switching to Money Market or other cash vehicles.

Perhaps the criminalization in other countries of the inexplicable business model used by the vast majority of American «financial advisors» will serve as an example of what real reform looks like and suggest to Americans that financial advice is in fact not «free,» that financial advisors are actually true professionals, and that it's infinitely safer for your wallet and better for your peace of mind to be invoiced by your advisor and never have to wonder if you got good advice or just a good sales pitch.

He is currently the Chairman of IndiaVenture Advisors Private Limited, the equity fund sponsored by the Piramal Group and independent director in many listed companies in India including Engineers India Limited, Reliance Communications Limited, among others.

Commission - based advisors earn their money by selling stocks, bonds, mutual funds, life insurance, annuities and other investments.

«A particularly strong factor in deciding to publish this new edition was driven by the continuous change in terms of the standards of practice required not only of agents and brokers, but also of lawyers, mortgage brokers, lenders, financial advisors, appraisers and other involved parties,» says Rumack.

Moreover, the discontent expressed at last year's AGM was also connected to other factors, including pay - for - performance concerns raised by a proxy advisor and a general disappointment with the (not so restraining) effects of the Minder regulation.

For example, information about asset allocation models may not refer to specific investments, and other materials concurrently furnished by the advisor should not refer to investments available within the asset classes described in the models.

These experts can help make your conversations with your other professionals, such as your tax advisor and attorney, more effective by providing guidance on key issues.

Broker - dealers that receive variable / indirect compensation on the basis of participant advice provided by affiliated advisors will need to evaluate the risks and costs associated with BICE versus other available exemptions.

Like nearly every other robo - advisor, Merrill Edge Guided Investing charges an annual advisory fee coupled with the expense ratios charged by the exchange trade funds (ETFs) held in the portfolio.

hf Advisors will not be liable for the privacy of email addresses, registration and identification information, disk space, communications, confidential or trade - secret information, or any other Content stored on hf Advisors's equipment, transmitted over networks accessed by the Site, or otherwise connected with your use of the Service.

Regulations proposed by the Texas State Legislature would mark a blow to shareholder rights, subjecting investors, proxy advisors and other shareholder support firms to unprecedented disclosure requirements, and potentially serving to reverse the recent expansion of proxy access.

hf Advisors will not be liable in any way to you or to any other person for any inaccuracy, error or delay in or omission of any third party data or the transmission or delivery of any such third party data and any loss or damage arising from (a) any such inaccuracy, error, delay or omission, (b) non-performance or (c) interruption in any such third party data due either to any negligent act or omission by hf Advisors or «force majeure» or any other cause beyond the control of hf Advisors.

By allowing advisors to receive commissions and economic benefits other than client advisory fees, we believe there are inherent conflicts that exists.

The editors, consultants, and advisors listed on the masthead contain a minority who can be identified by their names as Muslims» though in fairness it should be added that some of the others yield nothing to Muslims in their zeal for Islamic values and their sensitivity to Muslim concerns.

For suspicion of stealing from him, Frederick seized his other chief advisor, the poet della Vigna (later celebrated by Dante), had his eyes burned out, and threw him into a dungeon.

The Chair of the Audit and Risk Committee may, at his or her discretion, direct any investigation to be conducted by others, such as outside legal, accounting, or other advisors.

Being forcibly questioned on oath and without warning or legal advisors, with no hint of what the questions related to or whether it was a matter involving them or someone else (maybe a family member or friend), the subject either had to incriminate themself or someone else by telling the truth, be charged with perjury if they lied or other witnesses said differently when questioned in turn, or be charged with contempt of court if they didn't speak.

At 10:30 a.m., LG Kathy Hochul, Rep. Carolyn Maloney, Cuomo advisor Christine Quinn and other female elected officials mark Women's Equality Day by calling for passage of an Equal Rights Amendment, 49 E. 92nd St., Manhattan.

Other Trump associates who have been questioned by Mueller, including former campaign advisors Sam Nunberg and Michael Caputo, have also been asked about Stone and WikiLeaks.

Since the Las Vegas massacre, at least two states — New Jersey and Massachusetts — have passed laws banning bump stocks and other states are considering them, said David Chipman, senior policy advisor at Giffords, the gun safety organization founded by former Rep. Gabrielle Giffords and her husband, Mark Kelly.