Our lawyers have acted for architects, engineers, lawyers, dentists, and accountants in professional errors and omissions claims, advised clients before professional regulatory bodies, acted for professional administrative bodies, provided advice regarding investigations conducted by administrative authorities, and have acted in judicial reviews of decisions made
by professional regulatory bodies.
One of the difficulties faced
by professional regulatory bodies is how to deal with professionals they have disciplined who then also face sanctions following criminal proceedings on the same facts.
The presentation also included a practical discussion of common confidentiality and privacy scenarios encountered
by professional regulatory bodies with respect to information produced, collected or used during the registration, inquiry and discipline processes.
Not exact matches
Your expertise will also be valued
by regulatory bodies and
by professional organizations that support scientists
by arranging conferences and meetings, publishing relevant material, and offering advice and training.
Registration, mobility and good character: The manner in which a
professional regulatory body may assess the «good character» of mobility applicants was addressed
by the Alberta Queen's Bench in the Lum case (2015 ABQB 12, which we wrote about here.
On the one hand,
professional rules of conduct are designed to preserve the traditional vision, but, on the other hand, those rules are created
by regulatory bodies dominated
by corporate practitioners.
2 - 23.2 (1) A lawyer must not practise law in an MDP unless (a) the lawyer and all members of the MDP are in compliance with Rules 2 - 23.1 to 2 - 23.12 and the
Professional Conduct Handbook, (b) all lawyers who are members of the MDP have obtained express permission under this Division to practise law in the MDP, (c) all non-lawyer members of the MDP are of good character and repute, (d) all members of the MDP agree in writing (i) that practising lawyers who are members of the MDP will have actual control over the delivery of legal services by the MDP, (ii) that non-lawyer members of the MDP will not interfere, directly or indirectly with the lawyer's (A) obligation to comply with the Act, these Rules and the Professional Conduct Handbook, and (B) exercise of independent professional judgement, (iii) to comply with the Act, these Rules and the Professional Conduct Handbook, and (iv) to cooperate with and assist the Society or its agents in the conduct of a practice review, examination or investigation, and (e) all members of the MDP who are governed by the regulatory body of another profession agree to report to the MDP any proceedings concerning their conduct or
Professional Conduct Handbook, (b) all lawyers who are members of the MDP have obtained express permission under this Division to practise law in the MDP, (c) all non-lawyer members of the MDP are of good character and repute, (d) all members of the MDP agree in writing (i) that practising lawyers who are members of the MDP will have actual control over the delivery of legal services
by the MDP, (ii) that non-lawyer members of the MDP will not interfere, directly or indirectly with the lawyer's (A) obligation to comply with the Act, these Rules and the
Professional Conduct Handbook, and (B) exercise of independent professional judgement, (iii) to comply with the Act, these Rules and the Professional Conduct Handbook, and (iv) to cooperate with and assist the Society or its agents in the conduct of a practice review, examination or investigation, and (e) all members of the MDP who are governed by the regulatory body of another profession agree to report to the MDP any proceedings concerning their conduct or
Professional Conduct Handbook, and (B) exercise of independent
professional judgement, (iii) to comply with the Act, these Rules and the Professional Conduct Handbook, and (iv) to cooperate with and assist the Society or its agents in the conduct of a practice review, examination or investigation, and (e) all members of the MDP who are governed by the regulatory body of another profession agree to report to the MDP any proceedings concerning their conduct or
professional judgement, (iii) to comply with the Act, these Rules and the
Professional Conduct Handbook, and (iv) to cooperate with and assist the Society or its agents in the conduct of a practice review, examination or investigation, and (e) all members of the MDP who are governed by the regulatory body of another profession agree to report to the MDP any proceedings concerning their conduct or
Professional Conduct Handbook, and (iv) to cooperate with and assist the Society or its agents in the conduct of a practice review, examination or investigation, and (e) all members of the MDP who are governed
by the
regulatory body of another profession agree to report to the MDP any proceedings concerning their conduct or competence.
Defending accountants and solicitors in
regulatory proceedings brought
by their
professional bodies
Our attorneys defend corporations and individuals, including directors and officers, in investigations and enforcement actions
by federal and state agencies, self
regulatory organizations, and
professional licensing
bodies.
Registration — good character: A high water mark for deference to
regulatory bodies assessing the «good character» of applicants was set
by Alberta courts, which confirmed an Alberta
regulatory body's refusal to register a BC
professional (Lum v. Council of Alberta Dental Association and College, 2016 ABCA 154, summarized here, and also 2015 ABQB 12, summarized here).
A small number of our lawyers are regulated
by other
professional legal
bodies including The Bar Standards Board, the Institute of Trade Mark Attorneys, and in the case of lawyers admitted in other jurisdictions, the relevant
regulatory body of their place of admission.
Our
professional practices team can advise you if you are facing, or are at risk of facing, a disciplinary or fitness - to - practise investigation
by your
regulatory body.
On its face, the HPRB's decision defines a «matter» which must be investigated and disposed of
by an inquiry committee expansively enough to capture not only isolated incidents of negligence or incompetent provision of
professional services, but also issues such as overbilling that many
professional regulatory bodies treat as outside their jurisdiction.
Although some respondents may question the need for a
regulatory body to put «expert» witnesses in front of a panel that may itself consist of
professional members with «expert» knowledge, many cases establish expert witnesses as necessary for a proper evidentiary record, even though the entire panel may possess the same knowledge, e.g., to allow expertise to be tested
by cross-examination, and to permit a review or appeal
body to carry out its function.
I'm really hoping the LSUC will seize its present opportunity to lead
regulatory bodies throughout North America in supporting the delivery of appropriate legal services
by law - related
professionals such as paralegals.
The Bill would only permit a
regulatory body to suspend or limit the
professional activities of one of its members if the member is accused of a serious criminal charge, punishable
by imprisonment of five years or more.
Limits of «reasonableness» on ethical and practice rules: Implied limits on the powers of
professional regulatory bodies to superintend their professions was illustrated
by the B.C. Supreme Court's decision that a college unreasonably exercised its
by - law making powers in Sobeys West Inc. v. College of Pharmacists of British Columbia, 2014 BCSC 1414 (under appeal).
He specialises in financial services advice, and has experience handling large - scale fraud cases, investigations
by regulatory bodies, and
professional negligence.
This case also shows the need for prosecutors to understand and get their cases right on complex technical issues such as auditing and money laundering, including the importance of not confusing
regulatory matters to be dealt with
by a
professional's
regulatory body, and criminal matters.
Since the Report of the Review of the
Regulatory Framework for Legal Services in England and Wales, undertaken
by Sir David Clementi (the Clementi report), was published in December 2004 the Bar Council has made it clear that it wholeheartedly supports its concept of a single
professional body for the Bar with ring - fenced
regulatory and representative functions.
As a
professional who provides consulting services to
regulatory bodies, I have looked at the structure and best practices of many
regulatory body over time and I have always been struck
by the weaknesses associated with CSIC.
CPDOnline.ca is an on - demand video site that allows lawyers and paralegals and finance
professionals a convenient opportunity to access and view continuing
professional development (CPD) content as required
by their respective law societies and
regulatory bodies.
The
regulatory body ended the release
by encouraging those who have been defrauded
by a securities
professional or firm to file a complaint with its representatives or to contact its support lines with tips and information.
Sales Manager — Duties & Responsibilities Experienced
professional with expertise in sales, marketing, and customer service across a variety of industries Generate sales in excess of $ 75 million through effective networking, marketing, and other sales tactics Design and implement comprehensive business development plans, marketing initiatives, and business models Recognized and promoted for excellence in management, staff development, and sales Cut company expenses
by 16 % while increasing revenues through effective management decisions Train and direct large staffs ensuring they understand the brand and adhere to sales best practices Conduct research on prospective leads and existing clients to assist in developing sales strategies Craft effective sales presentations and proposals, tailoring them to clients based on their specific needs and styles Maintain comprehensive records detailing pricings, sales, activities reports, and other pertinent data Build and strengthen
professional relationships with clients, partners, peers, and community leaders Set and strictly adhere to departmental budgets and timelines Study internal literature and industry publications to become an expert on products and services Successfully collaborate with customer service, marketing, and sales departments Provide exceptional customer service resulting in client satisfaction and referrals Enforce corporate compliance with all applicable
regulatory authorities and
bodies of law Represent company brand with poise, integrity, and positivity
Handle With Care Behavior Management System ® complies with all Federal and State laws and is accredited
by all major
professional regulatory bodies.
The Council may delay considering an application from an applicant until he or she has fulfilled any requirements of disciplinary sanction imposed under legislation regulating real estate, insurance, mortgage broker or security activities, or
by any
professional or occupational self -
regulatory body.
they are disciplined
by a real estate association or any other
professional or occupational
regulatory body