Sentences with phrase «by prospectus»

These policies have limitations and are sold by prospectus only.

* Mutual Funds and variable annuities are sold by prospectus only.

Note: Variable life and variable universal life insurance policies are offered by prospectus, which you can obtain from your financial professional or the insurance company.

An offer to buy a franchise can be made by prospectus only.

Like the variable life insurance policy the proposal for this permanent policy must be accompanied by a prospectus.

Variable annuities, variable life insurance, and mutual funds are offered for sale by prospectus only.

Beyond that, the funds will not be listed or issued by prospectus, so only accredited investors are qualified to participate.

The variable universal life policy and the variable life policies are sold only by prospectus which you should carefully read.

Note: Variable life insurance and variable universal life insurance policies are offered by prospectus, which you can obtain from your financial professional of the insurance company.

Variable universal life insurance policies are sold by prospectus only.

Because this variable life insurance policy can be considered an investment, and because you are investing in securities, any illustration or proposal must be accompanied by a prospectus.

Variable annuities, variable life insurance, and mutual funds are offered for sale by prospectus only.

The notes for both lending platforms are being offered by a prospectus filed with the SEC.

The shares offered by this prospectus constitute penny stock under the Exchange Act.

He says his MIC represents more than $ 150 million in assets under management and is the only MIC publicly sold by prospectus in Canada that is not traded on the TSX.

Morningstar rating: In an effort to classify funds by what they own, as well as by their prospectus objectives and styles, Morningstar developed Morningstar Categories.

Section 130 (1) of the OSA provides that where a prospectus contains a misrepresentation, «a purchaser who purchases a security offered by the prospectus during the period of distribution or during distribution to the public» has a cause of action against, amongst others, the issuer and underwriters of the securities in question.

620.04 A reduction of the commission paid to the underwriter or selling agent may be accomplished by prospectus supplement when the price of the securities is not changed.

An offering can only be made by a prospectus filed first with the Department of Law of the State of New York.

An offering can only be made by a prospectus filed first with the Department of Law of the State of New York.

This material must be preceded or accompanied by a prospectus for Tweedy, Browne Fund Inc..

The Funds, which are not sold by prospectus, are not mutual funds and are exempt from registration and regulation under the Investment Company Act of 1940 («1940 Act»), and their units are not registered under the Securities Act of 1933, or applicable securities laws of any state or other jurisdiction.

Notes are offered by prospectus filed with the SEC and investors should review the risks and uncertainties described in the prospectus prior to investing in the Notes.

Variable products are sold by prospectus only.

All are registered products, sold by prospectus.

ETFs and mutual funds are offered by prospectus.

Variable annuities are sold by prospectus only.

Variable annuities are sold by prospectus.

Mutual Funds are sold by prospectus only.

An offering can be made only by prospectus.

An offering can be made only by a prospectus filed first with the Department of Law of the State of New York.

The ETFs are offered by prospectus.

LendingClub Member Payment Dependent Notes (Notes) are offered by prospectus.

All Optimum Funds are offered by prospectus only.

Mutual Funds are sold by prospectus only.

The offer is by prospectus only.

Intrepid International Fund will seek long - term capital appreciation by investing in foreign stocks but it is, by prospectus, bound to invest only 40 % of its portfolio overseas.

Note: Variable life insurance and variable universal life insurance policies are offered by prospectus, which you can obtain from your financial professional or the insurance company.

Variable - indexed annuities are sold by a prospectus, which contains information about the annuity's features, risks, charges and expenses.

Mutual funds, variable annuities, and variable universal life insurance are sold by prospectus.

As such, it is considered a securities product and the only type sold by prospectus and regulated by the Securities and Exchange Commission.

Variable life insurance is sold by prospectus.

Third Avenue Funds are offered by prospectus only.

VUL policies are sold by prospectus only.