Sentences with phrase «by the asset issuer»

It allows for real world value to be attached to those units or «digital tokens» by the asset issuer's promise to redeem them for some goods or services.

Not exact matches

«ETNs are unsecured instruments backed by the credit of the issuer, and it tracks the performance of the underlying asset.

The Notes will be issued by OnDeck Asset Securitization Trust II LLC (the «Issuer»), a wholly - owned subsidiary of OnDeck.

Because of the Durbin amendment, as of October 1, 2011, debit interchange is capped for transactions (21 cents, plus 5 basis points -LRB-.05 %), plus an additional penny for issuers that qualify for fraud) for debit cards issued by banks and credit unions with $ 10 billion in assets or more.

The major issuers in this market are asset - backed issuers (with $ 20 billion outstanding), followed by financial institutions ($ 17 billion), corporates ($ 11 billion) and non-residents ($ 7 billion).

Brookfield Real Assets and Income (RA) is a closed end fund that seeks to achieve its investment objective by investing primarily in Real Asset Companies and Issuers.

This collateral (i.e., permissible vehicles investments) may include: (i) match - funded assets, and, (ii) debt securities, equity securities and other financial instruments issued or guaranteed by the US government or its agencies, sovereign governments, supra - national entities, corporations, financial institutions and asset - backed or mortgage - backed issuers that are the subject of credit support agreements.

Assets are invested in any eligible U.S. dollar - denominated money market instruments as defined by applicable U.S. Securities and Exchange Commission regulations (Rule 2a - 7 of the Investment Company Act of 1940), including all types listed above as well as commercial paper, certificates of deposit, corporate notes, and other private instruments from domestic and foreign issuers, as well as repurchase and potentially reverse repurchase agreements.

While covered bonds are secured by a pool of assets, there is no guarantee that the cover pool will adequately or fully compensate investors in the event that an issuer defaults on its payment obligations.

● Municipal securities may be adversely impacted by state / local, political, economic, or market conditions; these risks may be magnified if the fund focuses its assets in municipal securities of issuers in a few select states.

By opening and using the card, you agree that, if the account becomes delinquent, the issuer can come after your personal assets for the balance.

At least one of the following criteria must be met to be an accredited investor: (i) a buyer with a net worth individually or with a spouse of $ 1,000,000 or more; (ii) institutional investors including banks, insurance companies, registered broker / dealers, and large pensions plans; (iii) tax - exempt organizations with total assets in excess of $ 5,000,000; (iv); private business development companies; (vii) directors, officers, or general partners of the issuer; and (viii) entities owned entirely by accredited investors.

Notice in the discussions below how frequently the particular risk can be reduced by diversifying your investments - by issuer, by industry, by country, by asset class, by maturity date, between your age cohort.

In addition to IB Asset Management's management fees and Interactive Brokers LLC commissions, clients will also be charged management fees and other expenses (custodian fees, brokerage commissions, and legal and accounting fees) by the ETF issuers.

The Fund seeks to achieve this by investing primarily in the following categories of securities and instruments of corporations and other business entities: (i) secured and unsecured floating and fixed rate loans; (ii) bonds and other debt obligations; (iii) debt obligations of stressed, distressed and bankrupt issuers; (iv) structured products, including but not limited to, mortgage - backed and other asset - backed securities and collateralized debt obligations; (v) equities; (vi) other investment companies, including business development companies; and (vii) real estate investment trusts.

Large bond investors not restricted by the FPR like insurance companies have «asset swapped» into foreign issuers by purchasing their bonds directly and using currency and interest rate swaps to convert the cash flows to Canadian dollar.

Many of the ETPs are exchange - traded notes (ETN), secured not by underlying assets but rather only by the good faith and collateral of the issuer.

Filed Under: Investing Tagged With: 401k plan, 6 Secrets, Asset Allocation, Effective Retirement Planning, ETF, Funds, mutual funds, retirement, Retirement Planning, Retirement Plans, Stock Market Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Filed Under: Investing Tagged With: Asset Allocation, Cost Averaging, Diversification, Dollar Cost Average, Dollar Cost Averaging, Getting Started Investing, Investing, Lump Sum Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Filed Under: Investing Tagged With: Asset Allocation, Diversification, Investment Management, Personal Capital, Portfolio, Portfolio Allocation, Rebalancing Investments, Your Portfolio Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Filed Under: Daily Investing Tip Tagged With: Asset Allocation, daily investing tip, Diversification, diversify, investing tip, Investing Tips Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

The Corporation's directors believe that normal course issuer bid purchases of shares for cancellation may, by reducing the number of outstanding shares, reduce the discount that may exist between the market price of its shares and the Corporation's net asset value per share.

This liquidity risk is mitigated by (i) provisions in the investment agreements which do not allow discretionary withdrawals and limit an issuer's withdrawal of funds to specific uses outlined in the agreements, and (ii) risk management procedures that require the regular re-evaluation and re-projection of drawdown schedules and the rebalancing of asset cashflows as needed to meet these drawdowns.

iShares, the largest ETF issuer by total assets, announced the launch of its «Core Series» of ETFs this week.

Filed Under: Insurance, Life Tagged With: assets and estate planning app, Life Insurance, Tomorrow.me review Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

The continuing trend of broader representation by issuers, asset types, and currencies makes the S&P Green Bond Index a suitable substitute for global aggregate exposure.

An autocallable structured product is called by the issuers if the reference asset's price exceeds the call price on a call date.

Subject to a dispute in utmost good faith by the issuer, payment default represents a failure to pay any amount due of the reference asset or any other future indebtedness of the issuer for funds borrowed, raised or guaranteed.

This market discount may be due in part to the investment objective of long - term appreciation, which is sought by many closed - end funds, as well as to the fact that the shares of closed - end funds are not redeemable by the holder upon demand to the issuer at the next determined net asset value but rather are subject to the principles of supply and demand in the secondary market.

If this happens, the ETF issuer must take action as soon as possible to restore counterparty exposure to normal levels (for example, by requiring the counterparty to transfer cash or other liquid assets to the ETF).

Filed Under: Investing Tagged With: Asset Allocation, Investing, Mutual Fund, Portfolio, retirement, Stock Market, Target Date, Target Date Fund, Target Date Funds Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Filed Under: Investing Tagged With: Asset Allocation, Asset Allocation Basics, asset allocation tools, Investing Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entiAsset Allocation, Asset Allocation Basics, asset allocation tools, Investing Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entiAsset Allocation Basics, asset allocation tools, Investing Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entiasset allocation tools, Investing Editorial Disclaimer: Opinions expressed here are author's alone, not those of any bank, credit card issuer, airlines or hotel chain, or other advertiser and have not been reviewed, approved or otherwise endorsed by any of these entities.

Among these requirements are the following: (i) at least 90 % of the fund's gross income each taxable year must be derived from dividends, interest, payments with respect to securities loans, and gains from the sale or other disposition of stock, securities or foreign currencies, or other income derived with respect to its business of investing in such stock or securities or currencies and net income derived from an interest in a qualified publicly traded partnership; (ii) at the close of each quarter of the fund's taxable year, at least 50 % of the value of its total assets must be represented by cash and cash items, U.S. Government securities, securities of other RICs and other securities, with such other securities limited, in respect of any one issuer, to an amount that does not exceed 5 % of the value of a Fund's assets and that does not represent more than 10 % of the outstanding voting securities of such issuer; and (iii) at the close of each quarter of the fund's taxable year, not more than 25 % of the value of its assets may be invested in securities (other than U.S. Government securities or the securities of other RICs) of any one issuer or of two or more issuers and which are engaged in the same, similar, or related trades or businesses if the fund owns at least 20 % of the voting power of such issuers, or the securities of one or more qualified publicly traded partnerships.

The Fund will not purchase a debt security that is rated less than Caa / CCC by Moody's or S&P, respectively, and will only purchase an unrated debt security if the Fund managers believe that the security is of at least B quality, subject to a limitation that the Fund may not hold more than 20 % of its net assets in debt securities that are rated less than B or that are unrated debt securities of similar quality, based on the Fund managers» fundamental analysis of the issuer and of rated bonds issued by similar issuers.

The Fund's cash balance at the end of the 1st quarter was 4.3 % of Fund assets, decreased 90 bps from the 4th quarter of 2017, as new security purchases exceeded the holdings in the Fund that were either called by the issuers or sold outright, events that will raise the Funds cash balance.

ICOs raise funds from the public using virtual currency (cryptocurrency) in exchange for their holders receiving proprietary coins or tokens related to a specific venture or project underlying the ICO, such as rights to profits, shares of assets, or rights to use certain services provided by the issuer or voting rights.

About Type: Public Limited Company Subsidiary of: Legal & General Founded: 1836 - Legal & General Underwritten by: Banner Life Insurance Company Website: lgamerica.com Phone: [phone] Address: 3275 Bennett Creek Avenue, Maryland, 21704 A.M Best Rating: A + (Superior) 2nd highest of 16 possible ratings Comdex Ranking: 94 out of 100 Insurance In - Force: $ 658 Billion Assets: $ 7.3 Billion Customers - Over one million U.S. customers and ten million worldwide, 5th largest issuer of new life insurance in America Competition: New York Life, Northwestern Mutual, Mass Mutual, MetLife, John Hancock, Principal, State Farm, Allstate, AIG, Mutual of Omaha, Ohio National Life, SBLI, Protective Life, Primerica, State Farm, USAA, Pacific Life Insurance, North American Co, Lincoln National Life, AAA, Transamerica, Prudential.

While the entire process was designed to be as self - service as possible, a trustee service is also being provided by Australia - based Link Asset Services (previously known as Capita) in case the issuer defaults on the loan.

Where the crypto tokens represent ownership or a security interest over an issuer's assets or any property, or a debt owed by the issuer, they may be regarded as securities under the Securities and Futures Act.»

Powered by the blockchain and smart contract technology, Polymath and its unique Security Token Standard Protocol, ST - 20, enables securities issuers to create digital tokens to represent shares and other instruments relating to traditional financial assets like private equity, stocks, debentures, commodities, VC funds, real estate, royalties, and insurance.

Cryptocurrency companies sometimes use the distributed nature of these assets — which sit on digital ledgers held by multiple token holders — to argue that there is no issuer.

While the largely self - executing process was designed to be as self - service as possible, a trustee service is also being provided by Australia - based Link Asset Services (previously known as Capita) in case the issuer defaults.

Another ICO issuer effected by the hack but soldiering on is Iconomi, a digital asset management platform that raised more than $ 10 million from a token sale in September.

They are not issued by any government and are not backed by any asset or issuer.

Monetary Authority of Singapore again stresses that cryptocurrencies are not legal tender and not backed by any asset or issuer, and advises caution when investing in them.

This issuance was the first transaction sold under the Federal Reserve's Term Asset - Backed Securities Loan Facility (TALF), which aims to lower funding costs for issuers by offering investors funding for the purchase of the securities.

Calgary, Alberta — Brookfield Residential Properties Inc. (the «Company» or «Brookfield Residential»)(BRP: NYSE / TSX) announced today that in connection with the proposed plan of arrangement (the «Arrangement») pursuant to which 1927726 Ontario Inc., a wholly owned subsidiary of Brookfield Asset Management Inc., will acquire all of the common shares of Brookfield Residential that are not already owned by Brookfield Asset Management and its affiliates for consideration of $ 24.25 per share, Brookfield Residential has applied to the securities regulatory authorities in each of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, and Newfoundland and Labrador for a decision deeming it to have ceased to be a reporting issuer in such jurisdictions, effective upon the closing of the Arrangement and the delisting of Brookfield Residential's common shares from the TSX and the NYSE.

Brookfield Residential Properties Inc. (the «Company» or «Brookfield Residential»)(BRP: NYSE / TSX) announced today that in connection with the proposed plan of arrangement (the «Arrangement») pursuant to which 1927726 Ontario Inc., a wholly owned subsidiary of Brookfield Asset Management Inc., will acquire all of the common shares of Brookfield Residential that are not already owned by Brookfield Asset Management and its affiliates for consideration of $ 24.25 per share, Brookfield Residential has applied to the securities regulatory authorities in each of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, and Newfoundland and Labrador for a decision deeming it to have ceased to be a reporting issuer in such jurisdictions, effective upon the closing of the Arrangement and the delisting of Brookfield Residential's common shares from the TSX and the NYSE.