Sentences with phrase «by the enforcement division»
This is the first time the SEC has has halted an ICO where there were no allegations of fraud representing a new shift in approach by the Enforcement Division of the SEC.
https://www.crowdfundinsider.com/ Not exact matches
Two documents, totaling more than 230 pages and issued by the Marijuana Enforcement Division, a branch of the Colorado Department of Revenue, spell out the rules for medical and recreational marijuana businesses.
Every weed shop in the state is required to enter this data into the Marijuana Inventory Tracking System, or MITS, which is overseen by the Marijuana Enforcement Division.
backpage.com and affiliated websites have been seized as part of an enforcement action by the Federal Bureau of Investigation, the U.S. Postal Inspection Service, and the Internal Revenue Service Criminal Investigation Division, with analytical assistance from the Joint Regional Intelligence Center.
Among other things, the cuts have put pressure on the IRS's Criminal Investigations Division (CI), which plays a crucial role in enforcement by investigating potentially criminal tax code violations.
Official documentation released April 10 by the Texas State Securities Board (TSSB) outlines findings from 32 Enforcement Division investigations into cryptocurrency - related companies for possible fraud, which spanned a four - week period starting December 18, 2017.
New information released by the TSSB outlines data points collected from Enforcement Division investigations into promoters of cryptocurrency investments.
In Colorado for instance, Marijuana is regulated by the Marijuana Enforcement Division (MED).
«As the beneficiary of the accelerated monitoring fees, Blackstone violated its fiduciary duty by failing to properly disclose the fees,» said Julie Riewe, co-chief of the SEC Enforcement Division's Asset Management Unit.
The Session was conducted by: Rosalind Tyson, Regional Director of the SEC's Los Angeles Regional Office; Barbara Chretien - Dar, Assistant Director of the SEC's Division of Investment Management; and Bruce Karpati and Robert Kaplan, Co-Chiefs of the Asset Management Unit of the SEC's Division of Enforcement.
«The Customer Protection Rule establishes crucial safeguards for investors to ensure that their cash and securities are secure when held by a broker - dealer,» said Michael J. Osnato, Chief of the SEC Enforcement Division's Complex Financial Instruments Unit.
In the report, Leahy Scott recommended the Board of Elections develop clear regulations and procedures for the proper handling of documents generated by the newly formed enforcement division.
The Lagos Division of the Court of Appeal on Friday nullified a ruling by the Federal High Court (FHC) which prohibited the arrest of Buruji Kashamu by Nigerian law enforcement agencies.
The NYPD will also increase enforcement against speeding, both at the precinct level and by adding personnel to its Highway Division, Commissioner William Bratton said.
The Lagos Division of the Court of Appeal on Friday nullified a ruling by the Federal High Court (FHC) which prohibited the arrest of Senator Buruji Kashamu by Nigerian law enforcement agencies.
The funding — administered by the state's Division of Criminal Justice Services — is used to provide technical assistance, training, equipment and personnel such as crime prosecutors and analysts to law enforcement agencies.
In the wake of the Kingston Police Department's withdrawal from the Ulster Regional Gang Enforcement Narcotics Team, Sheriff Paul Van Blarcum accused County Comptroller Elliott Auerbach of meddling and needlessly prolonging discussions on the division of assets seized by the multi-agency task force.
«There are a lot of other elements of the report where there was no dissent and there was no division,» Cuomo said, referring to proposed changes in bribery laws, enhanced disclosure by public officials and retooled enforcement of campaign finance laws.
Political committees that fail to comply by amending their filings to include employee names could be referred to the Board of Elections» enforcement division for potential legal action, Conklin said.
Created by Peter M. Lenkov and Lucas Marangon, R.I.P.D. centers on the Rest In Peace Department, a divine law - enforcement division comprised of ghosts who grapple with spirits who aren't ready to depart this world.
Based on the 2000 Dark Horse miniseries by Peter M. Lenkov and Lucas Marangon, R.I.P.D. centers on the Rest In Peace Department, a divine law - enforcement division comprised of ghosts who grapple with spirits who aren't ready to depart this world.
With the Treasury Department's Crime Enforcement Division, run by Ray King (J.K. Simmons), starting to close in, Christian takes on a legitimate client: a state - of - the - art robotics company where an accounting clerk (Anna Kendrick) has discovered a discrepancy involving millions of dollars.
Led by our beloved Agent Phil Coulson (Clark Gregg), the Strategic Homeland Intervention Enforcement and Logistics Division spends their days investigating strange cases, eliminating dangerous threats, and protecting those who are defenseless against formidable foes like Hydra and the Kree, among others.
Besides demoting Navarro by putting her under notorious acting boss Candice Jackson, DeVos moved Sandra Battle, who oversaw the division's enforcement of civil rights laws, out of the office.
Respond promptly to appeals submitted by motor carriers and CMV drivers related to enforcement actions ordered by FMCSA division offices
One of the programs that helps the Drug Abatement Division fulfill this mission is the CETS application, which documents all of the enforcement activity by the Drug Abatement program inspectors / investigators.
As the Humane Law Enforcement Division of the Monmouth County SPCA, we are granted our Law Enforcement authority by the State of New Jersey under Title IV.
The Code Enforcement Division enforces the City Codes adopted by the City Commission that establish minimum standards for health, safety and general welfare as well as regulates conditions of existing buildings, odors and pollution in order to prevent the creation of substandard dwellings, slums and blight.
The Enforcement Division is handled by the DeKalb County police department.
Any free - roaming cat impounded by the enforcement authority that bears an appropriate ear - tipping indicating it belongs to a managed colony may, at the discretion of the animal care and control division, be returned to its managed colony unless illness or injury present an imminent danger to public health or safety.
The Enforcement Division is managed separately by the DeKalb County Police Department.
Field Enforcement Division (managed by DeKalb County): Mail address: 3630 Camp Circle, Decatur, GA 30032 Cruelty report hotline number: 404.294.2939 Field Enforcement: 404.294.2996 X2 Fax: 404.294.2947
Enforcement of the ordinance will be by the city's Code Enforcement Division.
For example, civil trial attorneys within the DOJ's Tax Division are requesting the issuance of John Doe summonses (ie, summonses that seek information regarding specific unidentified persons) and are seeking the enforcement of Nova Scotia summonses (ie, summonses served on a US branch of an overseas bank requesting the production of bank records held by parts of the bank located in a jurisdiction with strict bank secrecy laws) mostly against financial institutions.
Regulatory enforcement actions, Federal Trade Commission (FTC) actions and assertions by the National Advertising Division of the Council of Better Business Bureaus
Our teams of specialist criminal defence lawyers represent corporate and individual clients throughout regulatory and criminal investigations conducted by The Financial Services Authority (FSA) enforcement division.
They go by the name of MED, which would be the Marijuana Enforcement Division.
By way of introduction, I am an attorney, and practiced law both in the SEC's Division of Enforcement and later with a big law firm as a securities and commercial litigation partner.
In addition to the links above, see the Montana Child Support Guidelines Packet and other resources provided by Montana's Child Support Enforcement Division, including how to establish paternity or enforce a child support order.
If he wasn't the Spartacus of his generation, he was at least the Spartacus of Camden Council's by - law enforcement division, and later other cities.
After graduating near the top of his class from Howard University School of Law, in Washington, D.C., Montevideo went on to work for the largest business and litigation firm in South Carolina, followed by experience at two prominent Los Angeles and Orange County plaintiffs trial firms, along with a stint in public service via the government sector through working with the Department of Justice in their Environmental and Natural Resources Division; Environmental Enforcement Section.
Posted Monday, July 1st, 2013 by Gregory Forman Filed under Contempt / Enforcement of Orders, Equitable Distribution / Property Division, Of Interest to Family Court Litigants, Of Interest to Family Law Attorneys, South Carolina Appellate Decisions, South Carolina Specific
Posted Wednesday, July 30th, 2014 by Gregory Forman Filed under Contempt / Enforcement of Orders, Equitable Distribution / Property Division, Of Interest to Family Court Litigants, Of Interest to Family Law Attorneys, South Carolina Appellate Decisions, South Carolina Specific
Posted Monday, July 1st, 2013 by Gregory Forman Filed under Contempt / Enforcement of Orders, Equitable Distribution / Property Division, Of Interest to Family Court Litigants, Of Interest to Family Law Attorneys, South Carolina Appellate Decisions, South Carolina Specific No Comments»
Posted Wednesday, July 30th, 2014 by Gregory Forman Filed under Contempt / Enforcement of Orders, Equitable Distribution / Property Division, Of Interest to Family Court Litigants, Of Interest to Family Law Attorneys, South Carolina Appellate Decisions, South Carolina Specific No Comments»
When you visit the website now, you'll see a message saying it and all affiliated websites have been taken over «as part of an enforcement action by the Federal Bureau of Investigation, the US Postal Inspection Service and the Internal Revenue Service Criminal Investigation Division, with analytical assistance from the Joint Regional Intelligence Center.»
Visitors to backpage.com and backpage.ca were met with a message that stated,"backpage.com and affiliated websites have been seized as part of an enforcement action by the Federal Bureau of Investigation, the U.S. Postal Inspection Service, and the Internal Revenue Service Criminal Investigation Division.»
«Endorsements and glossy marketing materials are no substitute for the SEC's registration and disclosure requirements as well as diligence by investors,» Steve Peikin, co-director of the SEC's Division of Enforcement, said in a statement.
We sought emergency relief to prevent investors from being victimized by what we allege to be an outright scam,» said Stephanie Avakian, Co-Director of the SEC's Enforcement Division, in a statement.
«We allege that Centra [Tech] sold investors on the promise of new digital technologies by using a sophisticated marketing campaign to spin a web of lies about their supposed partnerships with legitimate businesses,» Securities and Exchange Commission's enforcement division co-director, Stephanie Avakian, said.