Sentences with phrase «by the investment industry»

It's a quaint idea, and one that is heavily promoted by the investment industry as the only reasonable choice for most investors.

Regulatory changes that will allow decisions by the investment industry self - regulatory organizations (SROs) to be filed with the court.

Full - service brokerages, online brokerages and investment dealers who trade stocks and bonds are regulated by the Investment Industry Regulatory Association of Canada (IIROC) and are automatically members of the Canadian Investor Protection Fund (CIPF).

Note: Reduced Margin eligibility for Canadian securities is determined by Investment Industry Regulatory Organization of Canada (IIROC) on a quarterly basis.

It has been identified in practical studies by the investment industry.

The term «adaptive markets» refers to the multiple roles that evolution plays in shaping human behavior and financial markets, and «hypothesis» is meant to connect and contrast this framework with the Efficient Markets Hypothesis, the theory adopted by the investment industry and most finance academics.

Only advisors licensed by the Investment Industry Regulatory Organization of Canada (IIROC) are permitted to sell individual stocks.

Margin rates vary by security, and minimum margin requirements are set by the Investment Industry Regulatory Organization of Canada (IIROC).

Wells, who was disciplined in 2010 by the Investment Industry Regulatory Organization of Canada for acting in the role of an advisor without being registered as one, considers his firm a private debt lender.

She advises capital markets participants on regulatory matters and internal investigations, and provides representation in civil and regulatory proceedings and investigations conducted by the Investment Industry Regulatory Organization of Canada and the Ontario Securities Commission.

The NRD is maintained by the Investment Industry Regulatory Organization of Canada (IIROC).

Not exact matches

OneTok was founded in 2011 by Ben Lilienthal and Jerry Norton, two «Voice over IP» industry leaders, and have raised about $ 1.5 million in seed investment from family and friends.

For its part, the oil and gas industry, by pouring investment into the oilsands with little concern for how it's going to get the oil out to markets, «is playing a high - stakes game of chicken,» Cann adds.

There's a new form of crowdfunding being led by companies such as GrowthFountain that has been made possible by changes in investment rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (Finra) enacted in May 2016.

Dimon's comments mirror those made in early March by Daniel Pinto, the head of JPMorgan Chase's industry - leading corporate and investment bank.

• LJC Investments III, which is controlled by Littlejohn Capital, acquired Maysteel Industries, an Allenton, Wisconsin - based sheet metal manufacturer, from Revolution Capital Group.

Outside Quebec, he became the face of this niche of the investment industry and the promoter of its goal to do good by both society and investors.

Set to take place on May 2 - 3 at the Rosewood Hotel, Abu Dhabi, AIM Summit provides a platform for regional alternative investment managers, institutional investors, and other industry players to come together and discuss the emerging opportunities and challenges presented by the growing sector.

Global investment banks are going to see their revenues in Europe chopped by $ 4.4 billion from the new financial reforms, according to a recent report from industry analytics and consulting firm Coalition.

As competition in the online video industry abounds, the space represents just one facet of an increased investment by YouTube back into its own creator ecosphere.

Gurley took to Twitter earlier this year to announce an investment in Solv, a mobile appointment - booking health app inspired by the real estate industry.

The acquirer is a boutique investment company based in Novato, California, and led by alcohol - industry veterans Keith Greggor and Tony Foglio, who helped to develop Skyy Vodka.

Such risks, uncertainties and other factors include, without limitation: (1) the effect of economic conditions in the industries and markets in which United Technologies and Rockwell Collins operate in the U.S. and globally and any changes therein, including financial market conditions, fluctuations in commodity prices, interest rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace industry, levels of air travel, financial condition of commercial airlines, the impact of weather conditions and natural disasters and the financial condition of our customers and suppliers; (2) challenges in the development, production, delivery, support, performance and realization of the anticipated benefits of advanced technologies and new products and services; (3) the scope, nature, impact or timing of acquisition and divestiture or restructuring activity, including the pending acquisition of Rockwell Collins, including among other things integration of acquired businesses into United Technologies» existing businesses and realization of synergies and opportunities for growth and innovation; (4) future timing and levels of indebtedness, including indebtedness expected to be incurred by United Technologies in connection with the pending Rockwell Collins acquisition, and capital spending and research and development spending, including in connection with the pending Rockwell Collins acquisition; (5) future availability of credit and factors that may affect such availability, including credit market conditions and our capital structure; (6) the timing and scope of future repurchases of United Technologies» common stock, which may be suspended at any time due to various factors, including market conditions and the level of other investing activities and uses of cash, including in connection with the proposed acquisition of Rockwell; (7) delays and disruption in delivery of materials and services from suppliers; (8) company and customer - directed cost reduction efforts and restructuring costs and savings and other consequences thereof; (9) new business and investment opportunities; (10) our ability to realize the intended benefits of organizational changes; (11) the anticipated benefits of diversification and balance of operations across product lines, regions and industries; (12) the outcome of legal proceedings, investigations and other contingencies; (13) pension plan assumptions and future contributions; (14) the impact of the negotiation of collective bargaining agreements and labor disputes; (15) the effect of changes in political conditions in the U.S. and other countries in which United Technologies and Rockwell Collins operate, including the effect of changes in U.S. trade policies or the U.K.'s pending withdrawal from the EU, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16) the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017, which is commonly referred to as the Tax Cuts and Jobs Act of 2017), environmental, regulatory (including among other things import / export) and other laws and regulations in the U.S. and other countries in which United Technologies and Rockwell Collins operate; (17) the ability of United Technologies and Rockwell Collins to receive the required regulatory approvals (and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the merger) and to satisfy the other conditions to the closing of the pending acquisition on a timely basis or at all; (18) the occurrence of events that may give rise to a right of one or both of United Technologies or Rockwell Collins to terminate the merger agreement, including in circumstances that might require Rockwell Collins to pay a termination fee of $ 695 million to United Technologies or $ 50 million of expense reimbursement; (19) negative effects of the announcement or the completion of the merger on the market price of United Technologies» and / or Rockwell Collins» common stock and / or on their respective financial performance; (20) risks related to Rockwell Collins and United Technologies being restricted in their operation of their businesses while the merger agreement is in effect; (21) risks relating to the value of the United Technologies» shares to be issued in connection with the pending Rockwell acquisition, significant merger costs and / or unknown liabilities; (22) risks associated with third party contracts containing consent and / or other provisions that may be triggered by the Rockwell merger agreement; (23) risks associated with merger - related litigation or appraisal proceedings; and (24) the ability of United Technologies and Rockwell Collins, or the combined company, to retain and hire key personnel.

During one event attended by the prime minister that week, an investment seminar hosted by the Japan External Trade Organization and the Japanese Ministry of Economy, Trade, and Industry at the Pierre Hotel, Dr. Ziad Haider, special representative for commercial and business affairs at the US Department of State said, «Secretary Kerry... likes to say that foreign policy is economic policy, and in saying that he's referring to that interplay between foreign policy, foreign affairs, economic issues, and it's certainly true with bilateral diplomatic relations, as well.»

Career services offices are responding by offering more intensive career prep to students, from career workshops as early as freshman year to hosting industry panels in growing areas of finance, such as investment management.

Wilbur Ross revived investment in the U.S. steel industry by buying assets on the cheap out of bankruptcy.

But industry observers are anticipating a wave of opportunistic investments by private equity firms.

As LogTech brings the logistics industry online, backed by $ 5 billion of VC investments in 2016, data is getting more transparent.

Fintech companies are transforming the banking experience by offering easy payment processes, opportunities to save consumers» money, ways to promote financial services such as investments and planning, and ultimately by driving the industry into the next generation of banking.

«Governments have long encouraged university - industry collaboration, hoping to spur innovations that bring jobs, investment and life - enhancing products,» explains an article published by Nature.

Already a popular practice in the beverage industry, the pace of endorsements and investments by famous names has accelerated in recent years as more celebs look to make money from the increasing popularity of liquor and wine.

Bolstered by an improved economy, the financial planning, advice, and investment industry saw an 11 percent increase in sales in 2010, according Sageworks.

The agreement comes after recent changes by Industry Canada allowing telecom companies with less than 10 per cent of the market to have no restrictions on foreign investment.

Based on the best evidence I can find, the genesis of this trend and the advantages come from several evolutionary changes in the startup investment industry, and some innovations driven by the recent recession:

Adjusted Net Income is defined as net income excluding (i) franchise agreement amortization, which is a non-cash expense arising as a result of acquisition accounting that may hinder the comparability of our operating results to our industry peers, (ii) amortization of deferred financing costs and debt issuance discount, a non-cash component of interest expense, and (gains) losses on early extinguishment of debt, which are non-cash charges that vary by the timing, terms and size of debt financing transactions, (iii)(income) loss from equity method investments, net of cash distributions received from equity method investments, (iv) other operating expenses (income), net, and (v) other specifically identified costs associated with non-recurring projects.

JPMorgan announced Tuesday a $ 500,000 investment in a Chicago robotics technician training program operated by BSD Industries.

H.B. 929 Status: Failed Relates to promotion of cybersecurity in the Commonwealth, initiates several efforts to promote economic development, research and development, and workforce development of the cybersecurity industry in the Commonwealth, creates two new matching grant funds, adds one administered by the Innovation and Entrepreneurship Investment Authority for private entities that collaborate with one or more public institutions of higher education on research and development related to cybersecurity.

Although Swensen did not release the names of the investment managers or companies involved, he said that by the end of Fiscal Year 2015, Yale's $ 25.6 billion endowment had only minor exposure to the oil and coal industries.

With the personalized portfolio management solutions offered by Motley Fool Wealth Management, you will get a completely customized investment plan created for your unique needs and goals, have your money managed for you by Motley Fool - trained portfolio managers, get to keep more of your money, thanks to fees well below the industry average, and enjoy 24/7 access to your account's investments and performance.

Finally, I showed that a simple extrapolation of this robust linear trend means that Pharma's IRR will hit 0 % by 2020, which implies that the industry is now on the brink of terminal decline as it enters a vicious cycle of negative growth with diminishing sales and investment into R&D.

Finally, by substituting the historic linear trend above into the IRR term of this equation, and the industry average investment period of 13 years into the c term, we get the following formula, which shows that nominal R&D productivity / ROI currently stands at about 1.2 (i.e., we get only 20 % back on top of our original R&D investment after 13 years), is declining exponentially by about 10 % per year, and will hit 1.0 (zero net return on investment) by 2020:

Furthermore the industry expects losses to continue and lowered its production forecast by 20 % for 2030 because of large cuts in capital investment (Bloomberg News, Oct 29, 2015).

The MSCI USA Indexes part of the Global Equity Indexes - reflect the full breadth of investment opportunities within the US equity markets by market capitalization size, by value and growth investment styles and by sectors and industries.

Achievement of these goals was considered by the HRC as very challenging, even aggressive, given the expected modest economic growth for 2007 for the financial services industry, the impact and duration of the on - going flat / inverted yield curve (meaning short - term interest rates that are virtually equal to or exceed long - term interest rates, thus lowering profit margins for financial services companies that borrow cash at short - term rates and lend at long - term rates), potentially higher credit losses, fewer available high - quality, high - yielding loans and investment opportunities, and a consumer shift from non-interest to interest - bearing deposits.

«In his early years, Jack was frequently mocked by the investment - management industry.

MSCI Sector Indexes comprise global, regional and country sector, industry group and industry indexes constructed using the Global Industry Classification Standard (GICS ®), a widely accepted industry classification framework for investment research, portfolio management and asset allocation jointly developed and maintained by MSCI and Standard &industry group and industry indexes constructed using the Global Industry Classification Standard (GICS ®), a widely accepted industry classification framework for investment research, portfolio management and asset allocation jointly developed and maintained by MSCI and Standard &industry indexes constructed using the Global Industry Classification Standard (GICS ®), a widely accepted industry classification framework for investment research, portfolio management and asset allocation jointly developed and maintained by MSCI and Standard &Industry Classification Standard (GICS ®), a widely accepted industry classification framework for investment research, portfolio management and asset allocation jointly developed and maintained by MSCI and Standard &industry classification framework for investment research, portfolio management and asset allocation jointly developed and maintained by MSCI and Standard & Poor's.

For the 26th year, the editors of Investment Advisor met with the leaders of the Broker - Dealers of the Year, as identified by their own reps, to discuss the trends and issues the broker - dealer industry will face in 2016 and in the future, with one major change.

The investment, part of a $ 1 billion financing round for Lyft, is the biggest move by an automaker to date when it comes to grappling with the meteoric rise of the ride - hailing industry.

Led by firms like Morgan Stanley and Bank of America Corp., the industry has argued that costlier regulations would take away options for smaller investors, who would lose access to advice as well as investment choices.

Investments by Chinese state - owned or state - directed companies have targeted sensitive industries such as nuclear energy, transport infrastructure, energy, telecommunications, and real estate.