Not exact matches
After commissioning financial, environmental and structural reports, the
broker prepares a confidential marketing document — in this
case, it likely runs to more
than 50 pages, not including leases, which are thousands of pages more — that goes out to qualified bidders.
In some
cases, banks can be even more flexible
than brokers.
If this is the
case, having your money in more
than one
broker is perfectly acceptable as long as the
brokers are regulated in your area.
The
brokers these robot creators partner with are in most
cases, not regulated at all and in more
than a few
cases, our research showed a high number of complaints posted against them all over the Internet.
Small Business Mergers Regulatory Exemption — Vote Passed (426 - 0, 6 Not Voting) The House passed the bill that would exempt
brokers handling mergers and acquisitions from Securities and Exchange Commission registration requirements in
cases in which the company being sold does not have any class of securities required to be registered with the SEC and in the prior fiscal year, the company's earnings, before interest or taxes, are less
than $ 25 million or gross revenue is less
than $ 250 million.
No
case, however, unsettled the past president of the Insurance
Brokers Association of Ontario (IBAO) more
than that of a woman diagnosed with breast cancer while in the midst of a divorce a few years ago.
To the extent Adviser obtains brokerage and research services from a
broker - dealer that it otherwise would acquire at its own expense, Adviser may have an incentive pay higher commissions
than would otherwise be the
case.
In almost every
case, a discount online
broker will be far cheaper in commissions
than a full service
broker; however, in exchange for that price consideration you will sacrifice some individual attention.
In this
case, the discount
broker is charging at least 15 % -20 % higher transaction charges
than the values set by the exchange.
With margin, you take a loan, in this
case from your
broker, because you expect to earn more on the investment
than you'll have to pay in interest on the loan.
These considerations include changes in exchange rates and exchange control regulations, political and social instability, expropriation, imposition of foreign taxes, less liquid markets and less available information
than is generally the
case in the United States, higher transaction costs, foreign government restrictions, less government supervision of exchanges,
brokers and issuers, greater risks associated with counterparties and settlement, difficulty in enforcing contractual obligations, lack of uniform accounting and auditing standards and greater price volatility.
Since short sale properties generally sell for less
than market price (as compared to non-distressed properties), there have been
cases where unscrupulous
brokers or agents have worked on fraudulent transactions involving two buyers: one buyer buys the property at the discounted pre-foreclosure, and quickly flips it and sells it at a higher price to a second buyer they have waiting in the wings.
In some
cases, the
brokered CD may offer a higher rate of interest
than traditional CDs.
After extensive litigation and multiple settlement conferences, the
case settled successfully for our client as our client paid less in commissions
than the amounts stated in the written agreements with the
brokers.
Over more
than two decades, Ken has litigated noteworthy
cases in a range of fields that include class action defence, securities and
broker - dealer litigation and regulatory defence, corporate and shareholder disputes (including oppression and winding up
cases), defamation, civil fraud litigation, disputes over contracts, injunctions, professional liability litigation, employment litigation and cross-border litigation issues.
Obviously some
brokers are better
than others, but in most
cases, the goal of most will be to find you the best deal on a policy.
More often
than not, the list of inclusions and exclusions is self - explanatory, but, in
case of any doubts, one can always consult the insurance agent /
broker.
Insurance
brokers are typically independent insurance advisors that represent more
than one company and in some
cases dozens of carriers.
That Marfan syndrome doesn't get a ton of attention by insurance
brokers simply because it's not all that common, fewer
than 200,000 US
cases per year.
In 57 % of
cases, the ICC or solution
broker were integrally involved in the development of the SRA (although survey respondents generally identified this participation as by «ICC staff» rather
than by «solution
brokers»); and
2008: At mediation, «EC» retracts his prior story, mediator tells him this is the only
case where the client (me) has been more in order
than the
broker.
In a Massachusetts
case, Monell et al. v. Boston Pads, the plaintiffs alleged that their former
broker misclassified them as independent contractors rather
than employees, thereby violating the Massachusetts independent contractor statute.
«After Apple's
case study was published, we began receiving calls from agents and
brokers asking if we were franchising because they wanted to buy what the brokerage was doing — rather
than taking the time and investing the money to figure it out on their own,» says Wise.
Susan L. Fares, CRB, GRI, a
broker - associate with Baird & Warner in Olympia Fields, Ill., who considers herself very organized, lays some blame on the industry itself because there's more documentation needed to buy or sell a house
than was previously the
case.
Additionally, a disciplinary committee of the Council, if it finds that a licensee has committed professional misconduct, can make various disciplinary orders including reprimanding or suspending licensees, or imposing a disciplinary penalty of not more
than $ 250,000 in the
case of a representative, associate
broker, or managing
broker and not more
than $ 500,000 in the
case of a brokerage or former brokerage.
Hampton Realty v. Conklin (220 A.D. 2d 385)- issues of justifiable reliance and reasonable inquiry; motion for a leave to appeal denied (87 N.Y. 2d 805); non-jury trial judgment in favor of
broker for commission reversed;
broker not the procuring cause where purchaser and seller discussed availability of property prior to listing and where
broker did nothing of any significance to assist in the negotiations between buyer and seller aside from a single visit to the property; facts of the
case do not support oral promise to «protect» the
broker's commission; reasonable duration for term of brokerage agreement implied where agreement contained no term as to its duration and, under the circumstances of the
case, it would not be reasonable to extend the duration of the agreement for a term of more
than one year.
In those
cases, the
broker isn't going to be any more willing
than the agent to settle the dispute without mediation.»