Sentences with phrase «cases than brokers»

Not exact matches

After commissioning financial, environmental and structural reports, the broker prepares a confidential marketing document — in this case, it likely runs to more than 50 pages, not including leases, which are thousands of pages more — that goes out to qualified bidders.
In some cases, banks can be even more flexible than brokers.
If this is the case, having your money in more than one broker is perfectly acceptable as long as the brokers are regulated in your area.
The brokers these robot creators partner with are in most cases, not regulated at all and in more than a few cases, our research showed a high number of complaints posted against them all over the Internet.
Small Business Mergers Regulatory Exemption — Vote Passed (426 - 0, 6 Not Voting) The House passed the bill that would exempt brokers handling mergers and acquisitions from Securities and Exchange Commission registration requirements in cases in which the company being sold does not have any class of securities required to be registered with the SEC and in the prior fiscal year, the company's earnings, before interest or taxes, are less than $ 25 million or gross revenue is less than $ 250 million.
No case, however, unsettled the past president of the Insurance Brokers Association of Ontario (IBAO) more than that of a woman diagnosed with breast cancer while in the midst of a divorce a few years ago.
To the extent Adviser obtains brokerage and research services from a broker - dealer that it otherwise would acquire at its own expense, Adviser may have an incentive pay higher commissions than would otherwise be the case.
In almost every case, a discount online broker will be far cheaper in commissions than a full service broker; however, in exchange for that price consideration you will sacrifice some individual attention.
In this case, the discount broker is charging at least 15 % -20 % higher transaction charges than the values set by the exchange.
With margin, you take a loan, in this case from your broker, because you expect to earn more on the investment than you'll have to pay in interest on the loan.
These considerations include changes in exchange rates and exchange control regulations, political and social instability, expropriation, imposition of foreign taxes, less liquid markets and less available information than is generally the case in the United States, higher transaction costs, foreign government restrictions, less government supervision of exchanges, brokers and issuers, greater risks associated with counterparties and settlement, difficulty in enforcing contractual obligations, lack of uniform accounting and auditing standards and greater price volatility.
Since short sale properties generally sell for less than market price (as compared to non-distressed properties), there have been cases where unscrupulous brokers or agents have worked on fraudulent transactions involving two buyers: one buyer buys the property at the discounted pre-foreclosure, and quickly flips it and sells it at a higher price to a second buyer they have waiting in the wings.
In some cases, the brokered CD may offer a higher rate of interest than traditional CDs.
After extensive litigation and multiple settlement conferences, the case settled successfully for our client as our client paid less in commissions than the amounts stated in the written agreements with the brokers.
Over more than two decades, Ken has litigated noteworthy cases in a range of fields that include class action defence, securities and broker - dealer litigation and regulatory defence, corporate and shareholder disputes (including oppression and winding up cases), defamation, civil fraud litigation, disputes over contracts, injunctions, professional liability litigation, employment litigation and cross-border litigation issues.
Obviously some brokers are better than others, but in most cases, the goal of most will be to find you the best deal on a policy.
More often than not, the list of inclusions and exclusions is self - explanatory, but, in case of any doubts, one can always consult the insurance agent / broker.
Insurance brokers are typically independent insurance advisors that represent more than one company and in some cases dozens of carriers.
That Marfan syndrome doesn't get a ton of attention by insurance brokers simply because it's not all that common, fewer than 200,000 US cases per year.
In 57 % of cases, the ICC or solution broker were integrally involved in the development of the SRA (although survey respondents generally identified this participation as by «ICC staff» rather than by «solution brokers»); and
2008: At mediation, «EC» retracts his prior story, mediator tells him this is the only case where the client (me) has been more in order than the broker.
In a Massachusetts case, Monell et al. v. Boston Pads, the plaintiffs alleged that their former broker misclassified them as independent contractors rather than employees, thereby violating the Massachusetts independent contractor statute.
«After Apple's case study was published, we began receiving calls from agents and brokers asking if we were franchising because they wanted to buy what the brokerage was doing — rather than taking the time and investing the money to figure it out on their own,» says Wise.
Susan L. Fares, CRB, GRI, a broker - associate with Baird & Warner in Olympia Fields, Ill., who considers herself very organized, lays some blame on the industry itself because there's more documentation needed to buy or sell a house than was previously the case.
Additionally, a disciplinary committee of the Council, if it finds that a licensee has committed professional misconduct, can make various disciplinary orders including reprimanding or suspending licensees, or imposing a disciplinary penalty of not more than $ 250,000 in the case of a representative, associate broker, or managing broker and not more than $ 500,000 in the case of a brokerage or former brokerage.
Hampton Realty v. Conklin (220 A.D. 2d 385)- issues of justifiable reliance and reasonable inquiry; motion for a leave to appeal denied (87 N.Y. 2d 805); non-jury trial judgment in favor of broker for commission reversed; broker not the procuring cause where purchaser and seller discussed availability of property prior to listing and where broker did nothing of any significance to assist in the negotiations between buyer and seller aside from a single visit to the property; facts of the case do not support oral promise to «protect» the broker's commission; reasonable duration for term of brokerage agreement implied where agreement contained no term as to its duration and, under the circumstances of the case, it would not be reasonable to extend the duration of the agreement for a term of more than one year.
In those cases, the broker isn't going to be any more willing than the agent to settle the dispute without mediation.»
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