The prosecutors, according to JPMorgan's quarterly regulatory filing in August, had «preliminarily concluded» that the bank «violated
certain federal securities laws.»
Not exact matches
The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the
federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the
Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and
certain of its top officials.
The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's
securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the
federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the
Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top
Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and
certain of its top officials.
Today, USMA
Law Group announced that it too is investigating whether LongFin «and
certain of its officers and directors violated
federal securities laws.»
The plan administrator has discretion, however, to establish written conditions and procedures for the transfer of awards to other persons or entities, provided that such transfers comply with applicable
federal and state
securities laws and are not made for value, other than nominal value or
certain transfers to family members.
A CFPB spokesperson said in an email to Vox that the bureau is authorized to take «supervisory and enforcement action against
certain institutions engaged in unfair, deceptive, or abusive acts or practices, or that otherwise violate
federal consumer financial
laws,» including the failure of institutions to engage in «reasonable data
security practices» in connection with consumer report information.
This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S.
federal income tax
laws, including, without limitation,
certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S.
federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in
securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.
Under the
federal law Regulation D in the
Securities Act of 1933, certain companies are exempt from registering the sale of securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real es
Securities Act of 1933,
certain companies are exempt from registering the sale of
securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real es
securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real estate debt.
At various times after the date of this prospectus, the remaining shares will become available for resale in the public market, in compliance with the requirements of the
federal securities laws and in accordance with lock - up agreements that
certain of the holders of these shares have with the underwriters.
Practically every company that goes public these days first files to do so under the JOBS Act, a
federal law which gives companies that meet
certain criteria the ability to file confidentially while regulators at the U.S.
Securities and Exchange Commission review its documents without subjecting them to public scrutiny.
In December, he issued a statement explaining why he believes
certain ICOs should fall under the jurisdiction of
federal securities law and, as such, be filed beforehand.
In the first complaint, the SEC charged Falcone, Harbinger and Peter Jenson, a former Managing Director and Chief Operating Officer of Harbinger, with violations of the
federal securities laws in relation to the misappropriation of client assets (through the making of a $ 113.2 million loan from a fund managed by Harbinger to Falcone to pay his personal taxes) and the granting of undisclosed preferential redemption rights to
certain investors.
Certain statements in this release constitute forward - looking statements within the meaning of the U.S.
federal securities laws intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Ac
securities laws intended to qualify for the safe harbor from liability established by the Private
Securities Litigation Reform Ac
Securities Litigation Reform Act of 1995.
The omnibus extraordinary session package also provides a financial incentives to entice Vernon Downs racino and harness track to remain open; offers $ 55 million in relief for Lake Ontario communities ravaged by flooding; tweaks a
law to allow New York City first responders to receive an accidental disability pensions even if they don't receive a
federal Social
Security disability pension; and creates a 250 - acre forest land bank to allow for
certain public utility projects under a constitutional amendment.
The final legislation renames the Tappan Zee Bridge after former Gov. Mario Cuomo; provides a financial incentive package to entice Vernon Downs racino and harness track to remain open; offers $ 55 million in relief for Lake Ontario communities ravaged by flooding; tweaks a
law to allow New York City first responders to receive an accidental disability pensions even if they don't receive a
federal Social
Security disability pension; and creates a 250 - acre forest land bank to allow for
certain public utility projects under a constitutional amendment.
Under current and future
laws, Social
Security benefits are subject to
federal income taxes above
certain levels of combined income (see table below).
Under the
federal law Regulation D in the
Securities Act of 1933, certain companies are exempt from registering the sale of securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real es
Securities Act of 1933,
certain companies are exempt from registering the sale of
securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real es
securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real estate debt.
The lead plaintiffs alleged that MDC had, inter alia, violated
federal securities laws in the manner by which it disclosed
certain executive compensation, and in its calculation and presentation of goodwill and the non-GAAP financial metric, EBITDA.
Your level of server
security is your decision - and be sure to consider state /
federal laws which may apply to
certain information, like financial data - to make in order to protect the material from others that you have copyright permissions to serve to users.
Netflix and
certain of its executives are charged with failing to disclose material information during the Class Period, violating
federal securities laws.
While
certain wealth transfer tools such as the Roth IRA may provide a buffer, your term life insurance policy will offer your family the monetary
security that can help them weather future changes in
federal tax
laws.
Once the noncustodial parent's gross income is determined, the formula subtracts
certain deductions required by Mississippi
law, such as
federal, state and local taxes, Social
Security contributions and support of other children.
Also in May, the
law firm of Bronstein, Gewirtz & Grossman LCC announced that it was investigating potential claims on behalf of purchasers of the ALC
securities, determining whether the company and
certain officers and directors violated
federal securities laws.