Sentences with phrase «charged by the broker»

Investors typically focus on commission fees charged by brokers without regard for other costs.

Fund fees are often much more expensive than those charged by brokers.

Commission: The fee charged by a broker / dealer for acting for others in executing buying or selling orders.

Buying VTI also exposes you to the fat foreign exchange fees charged by brokers when you use your Canadian dollars to buy or sell investments priced in U.S. dollars.

When you trade a financial product, you are charged a commission, which is a fee charged by the broker for executing the trade.

They found strong evidence that fees paid by clients, commissions charged by brokers, and fund performance was all directly related to client sophistication.

Ally Invest will reimburse the account transfer fees up to $ 150 charged by another broker when you transfer your account (with a value of $ 2,500 or more) to Ally Invest.

The annual fee charged by brokers ranges from 0.5 % to 1 % of the value and typically includes insurance against theft or loss.

The fee charged by a broker or agent for negotiating a real estate of loan transaction.

Depending on the volume traded, the average commission charged by a broker can range from $ 5 to $ 10 for each side of the trade.

Three types of costs can be borne by investors of a typical mutual funds: fund expense, transaction fees, and loads (sales commissions charged by brokers).

You also need to make a comparison of the commissions charged by each broker and pick a favorable deal that will suit your financial needs.

The commissions charged by brokers can be expensive for those who have very little to invest.

Investors should be sure to ask and to understand what commission or other sales fees are charged by a broker or agent to make an investment transaction, including if such information is not provided in writing).

Commission The fee charged by a broker or agent for providing services related to a real estate transaction such as marketing the property, bringing the parties together, and negotiating a purchase contract or loan.

Not exact matches

Former Perth finance broker Lachlan McDonald has pleaded guilty to giving false information and fraud charges following an investigation by the corporate watchdog.

Orders to buy shares priced under $ 1 will not be accepted; Orders to sell shares priced under $ 1 are handled by brokers and charged $ 14.95

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

FINRA has not done a great job leading the charge because — and I may be wrong — FINRA is overwhelmingly run by the big broker - dealer firms.

By requiring brokers to look out for clients» best interests, the SEC is effectively requiring them to give financial advice, which distinguishes them from online brokers and should let them keep charging clients premium fees.

The Working Group was formed in 2014 following the release of a study by NASAA's Broker - Dealer Section uncovering a wide disparity in how broker - dealers disclose the fees they charge customers.

The broker might do that by charging consumers extra or by taking the money out of workers» pay.

It does this by charging the broker a fee rather than you.

It includes origination points, commitment fees, document preparation fees (which aren't charged by all lenders), mortgage broker fee, processing and underwriting.

You could soon find yourself being steered into accounts that charge on an «assets under management» basis by your broker.

For instance, a broker getting paid a one percent YSP by the lender need not charge the borrower an origination fee.

If you had used your $ 1.50 per share in cash dividends to buy more stock, you could have theoretically increased your total share ownership position by around 2 percent if you did it through a low - cost dividend reinvestment program or a broker that didn't charge for the service.

BY COLIN MIXSON Disgraced Downtown power broker Sheldon Silver was convicted on corruption charges — for a second time — on May 14,...

In 2011, Rep. Gregory Meeks (D) was under investigation by the House Ethics Committee on charges he failed to disclose a $ 40,000 loan from a Queens real estate broker who had been investigated for fraud, according to a published report.

«It will be recalled that following relentless media attack on my person by the EFCC acting in concert with some powerful families with known ties to the government which culminated in the filing of phantom money laundering and corruption charges against me, I made spirited efforts to engage with relevant officials of government including the EFCC, the Office of the Attorney General of the Federation and the Presidency to furnish them with all the information in respect of the OPL 245 Settlement Agreement between the Federal Government of Nigeria and Malabu Oil & Gas Limited which was brokered by the administration of President Olusegun Obasanjo, GCFR.

The NY - 29 freshman was one of two New York freshman (the other was Rep. Nan Hayworth, no slouch in the publicity department) tapped by House Speaker John Boehner late last year to serve on a committee charged with brokering a payroll tax deal.

Mr. Schneiderman's call comes after the state's former Assembly Speaker Sheldon Silver was arrested on charges of fraud and extortion by U.S. Attorney Preet Bharara, who alleged that the longtime power broker had used his influence to inappropriately earn attorney referral fees for work he had not done, disguising what amounted as «kickbacks» and «bribes» as legitimate income.

A broker's call is the interest rate charged by banks on loans made to broker - dealers, who use these loan proceeds to make margin loans to their clients.

Looking at the values above, the transaction charges levied by the discount broker seem to be pretty high as compared to other discount stock brokers.

Although, Finvasia charges a specific fee for the usage of different trading platforms as «Technology Cost», but Scalpert is availed to you for free by the discount broker.

Any «regular» spot forex trading offered by brokers with no overnight charges could well clear the riba obstacle.

Brokers can be paid several ways — by charging you lender fees, by getting a rebate from a wholesale lender, or a combination of both.

Orders to buy shares priced under $ 1 will not be accepted; Orders to sell shares priced under $ 1 are handled by brokers and charged $ 14.95

The CRL asserts that the recent foreclosure crisis was caused not by low income borrowers, but instead by the greed driven actions and decision making by certain mortgage lenders and brokers; it notes that proposals for raising the minimum credit score requirement and charging higher mortgage insurance premiums up front and annually will obstruct the path to buying a home for some.

One such scam broker is Sycamore options, who have been accused of stealing money from its investors by charging their accounts without getting their consent.

FP Markets makes its revenue by charging its traders a commission and spread on the trades that they executed through the broker's trading platforms.

Mortgage brokers make money by charging a percentage of the loan amount, generally around one - half percent to 2 percent.

An extra fee charged by some mutual funds to cover promotion, distributions, marketing expenses, and sometimes commissions to brokers.

Call rate: The rate of interest banks charge broker / dealers on loans collateralized by securities, often called the broker loan rate.

In addition to IB Asset Management's management fees, clients will be charged commissions for the trades in these portfolios by Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interest.

These type of brokers have hit the right spot by countering that age - old problem of high brokerage charges.

Riskless transaction: A transaction by a broker / dealer who, upon a customer's request, buys a security for its own account first, then sells it to the customer as a dealer, and charges a markup.

For example, if you transfer your account from other brokers, you can get reimbursed for up to $ 100 charged by other brokers (though you don't pay any fee to open an account with a broker, you will usually be charged a fee, such as $ 50, when moving your account out to another broker).

For instance, a broker getting paid a one percent YSP by the lender need not charge the borrower an origination fee.