Sentences with phrase «chief compliance officer»

Additional industry experience includes serving as general counsel / chief compliance officer for a national appraisal company and as assistant director for a commercial real estate company.

Before joining Ares in 2011, Mr. Dell served as Chief Compliance Officer of Russell Investments and prior to his tenure at Russell Investments, he served in various roles at Fidelity Investments, including legal, compliance, institutional relationship management, and product development.

Investment Bank top manager Howard Bernstein is assuming the role of Chief Compliance Officer at Kraken.

Line Deslandes served as chief compliance officer for one year, and was taken aback to find O'Leary was nothing like the ruthless businessman he appeared to be on television.

As well as this, Kim is particularly proud of being made chief compliance officer in addition to general counsel in 2015, and his successful actions upon assuming this position.

Summary Experienced General Counsel and CAMS - certified Chief Compliance Officer with in - depth k...

PR: Former Chief Compliance Officer from Blackrock, Inc..

Where can I find a Convey Health Solutions VP, Chief Compliance Officer resume example in Boca Raton, Florida?

Monitored and maintained daily network research activity reports EDGAR filings Worked creatively closely with the firm's Chief Compliance Officer on reviewing multiple databases and regulatory websites to stay in conformity with the NASD and SEC rules.

The London Metal Exchange appointed former U.K. regulatory official Gavin Hill as a senior member of its compliance team and the designated chief compliance officer for LME Clear, its clearinghouse, with effect from March 19.

Cornelius recently left the Boston law firm of Goodwin Procter to become chief compliance officer at Beacon Capital Partners, a real estate private equity firm.

itBit utilizes a proprietary AML / KYC program, overseen by our experienced Chief Compliance Officer, Erik Wilgenhof Plante, that incorporates the use of bank - grade compliance software and systems to continuously monitor our activities.

Enhanced compliance oversight can also be gleaned by a shift in organizational structure, with chief compliance officer David Wilkins and senior vice president of legal affairs Jean Eric Laferrière both reporting to Paterson.

Litigation partner Roberto Gonzalez will speak on a panel at the American Investment Council's (AIC) Chief Compliance Officers Working Group Meeting.

Edna Wells Handy, acting chief compliance officer at the housing authority, said that of 277 heating technicians, 147 have either expired certifications or no certifications from the Fire Department of New York for oil - burner operators.

In the wake of the scandal that shook the football world, FIFA's first - ever chief compliance officer talks exclusively about his new role

Written By ESR News Blog Editor Thomas Ahearn Two background check experts from Employment Screening Resources ® (ESR)-- ESR President and Chief Compliance Officer Brad Landin and ESR Vice President of Strategic Growth Dawn Standerwick — will co-present a session entitled «Hiring Compliance: Strategies and Trends for Background Checks» on Wednesday, November 9, 2016, from...

Christopher Crossan is vice president and Global Chief Compliance Officer for Dimensional Fund Advisors, managing all compliance matters for the firm, its subsidiaries, and the Dimensional Funds.

She joined the company in 2010 as general counsel, secretary and chief compliance officer after 17 years at law firm Cravath, Swain & Moore.

From 2000 to 2006, he served as senior counsel and later chief compliance officer at Pioneer Investment Management.

Our previous chief compliance officer was from Visa, and we have some people who built prepaid products at other companies.

But the Texas State Securities Board andTriton chief compliance officer David Tuckfield said that the company has not, in fact, done so.

They include North Hempstead Deputy GOP leader Frank Moroney, now communications director for the Republican majority on the county legislature; former Oyster Bay Town Clerk Steve Labriola, now chief compliance officer for Mangano; and former Glen Cove Republican leader Paul Meli, now a District Court judge.

Vying for the role are Long Beach City Manager Jack E. Schnirman and former county chief compliance officer and State Assembly member Steven L. Labriola.

Labriola, the $ 172,845 - a-year chief compliance officer in Nassau's Office of Management and Budget, was unavailable for comment, according to a county spokesman.

Theranos has taken steps to fix the problems, including hiring a new chief compliance officer and appointing an independent board committee, Holmes said in the interview.

Laurel Road's executive leadership team consists of five others including Chief Financial Officer George Sclavos, Chief Marketing Officer Alyssa Schaefer, Chief Strategy Officer Aryea Aranoff, Chief Operating Officer John Chung, and Chief Compliance Officer Josh Van Hulst, who also serves as general counsel.

The new compliance structure will be headed up by the recently installed group GC and chief compliance officer Gerson Zweifach, who was brought in this February to steer News Corp's efforts to shake up its governance following the phone - hacking scandal.

She has successfully completed General Counsel and Chief Compliance Officer searches in the UK, Switzerland, France & Belgium.

She has eight direct reports — six are effectively general managers for legal in countries, along with operations head, «right - hand man» and chief compliance officer Frank Govaerts, and vice president of corporate and deputy company secretary Paul van Reesch.

One of our law firm clients has referred us to one of their important clients in the US, Europe and China — a leading global technology supplier for the auto industry — in order to handle their search for a new Asia General Counsel and Asia Chief Compliance Officer.

Byun was previously Chief Compliance Officer at BitPay.

The team includes CEO Brad Garlinghouse, SVP of Global Sales John Mitchell, SVP of Business Development Patrick Griffin, VP of Finance Cameron Kinloch, CTO Stefan Thomas, Chief Cryptographer David Schwartz, Chief Compliance Officer Antoinette O'Gorman, and Global Head of Strategic Accounts Marcus Treacher.

Supported Corporate Counsel / Chief Compliance Officer through assistance with Legal, Corporate Compliance and Tax matters.

This is an actual resume example of a VP, Chief Compliance Officer who works in the Insurance Industry.

I also performed non-clinical administrative duties, including Chief Compliance Officer, Privacy Officer and Radiation Safety Officer.

Pacific Pearl Group - West Palm Beach FL Chief Compliance Officer - 2012,2013 Self Employed - Trader November 2011 - August 2012 Traded equities and execute various options strategies utilizing research and stock market trends to self sustain my income Kane Reid Securities dba TradeKing, Fort Lauderdale, Florida February 2007 - January 2011 Supervisor of Compliance and Customer Identification Responsible for the superv...

Brad Landin is president and chief compliance officer of Employment Screening Resources, a background check company based in Novato, California.

Our team includes members with experience as chief compliance officers and SEC - approved independent compliance consultants.

In this interview, Bill speaks with Mark Smolik, the General Counsel and Chief Compliance Officer with DHL Supply Chain of Americas, who launched a continuous evaluation platform from scratch after he and his team reduced their outside counsel numbers from hundreds to a select panel.