Sentences with phrase «civil enforcement»

The watchdog will pursue criminal and civil enforcement actions arising from the results of the investigation, she added.

Thus, conduct that is judged reckless, unreasonable or illegal is more easily brought within the reach of civil enforcement.

The city also pointed to an increase in civil enforcement.

The U.S. Commodity Futures Trading Commission (CFTC) filed civil enforcement actions in a New York District Court on Thursday against three separate cryptocurrency operators for allegedly defrauding customers and breaking commodity trading rules.

Regularly represent clients in grand jury investigations and defend businesses and individuals in white collar criminal investigations and prosecutions around the globe, in parallel civil enforcement proceedings and in related third - party proceedings.

ETHNews reported on the case when the Commodity Futures Trading Commission (CFTC) announced its federal civil enforcement action against McDonnell and CDM in January.

Proposed sanctions being considered for inclusion in ACTA include stronger criminal enforcement procedures; border measures and more effective civil enforcement.

Early this week, the U.S. Department of Justice sent a letter to courts nationwide, warning them to end civil enforcement measures that effectively criminalize poverty.

As US Attorney, Mr. Machen established an Asset Forfeiture and Money Laundering Section within his office and prioritized affirmative civil enforcement actions.

«This is what tells you what's being put in the air and what you're breathing,» says Eric Schaeffer, former head of civil enforcement at the EPA and now executive director of the Environmental Integrity Project, an advocacy group.

When the EPA was shown the Environmental Integrity Project's report, the agency reportedly argued that there has been a decline in civil enforcement cases overall since the George W. Bush administration.

Our team includes former Assistant U.S. Attorneys, U.S. Department of Justice (DOJ) Trial Attorneys, U.S. Securities and Exchange Commission (SEC) enforcement attorneys and other seasoned defense practitioners with extensive experience representing clients at every stage of criminal and parallel civil enforcement proceedings.

- + * The Ripple Labs settlement agreement, the first civil enforcement action brought against a digital currency exchange, demonstrates the perils of piecemeal AML compliance and delayed implementation.

The SEC brings numerous civil enforcement actions against firms and individuals that violate securities laws every year.

WASHINGTON (AP)-- Standard & Poor's said Wednesday that regulators have told the rating agency they are considering taking civil enforcement action against it over ratings it gave to six deals in 2011 involving securities tied to commercial mortgages.

The new unit, headed by Sean Cenawood, the office's former affirmative civil enforcement coordinator, will target mortgage fraud, bank fraud, and fraud related to federal stimulus spending, among other white collar crimes.

Singas wrote that «existing law makes it very difficult to bring criminal charges for certain political abuses of taxpayer dollars» but said civil enforcement could stop «this wasteful and corrupt practice.»

Previous winners have included a Mazda sports car with the ability to switch between autonomous and manual driving modes and a hydrogen - powered Mercedes civil enforcement off - roader.

It has also resulted in the Ashurst Report that found civil enforcement in the EU to be in a state of «total underdevelopment» and «astonishing diversity».

Familiar with administrative procedures, rulemaking, policy and enforcement, Rick represented the agency in rules challenges and appellate litigation, prosecuted administrative disciplinary proceedings against accountants, conducted civil enforcement litigation against broker - dealers and corporate executives, and regularly participated in agency investigations.

To do so, our practice combines attorneys who have substantial experience in federal civil enforcement with trial lawyers who have litigated antitrust cases in state and federal courts across the country.

In civil enforcement matters, regulators can seek asset freezes from an administrative law judge once an action is initiated, often in ex parte proceedings at which the respondent is not present.

Previously the FSA has concentrated on using preventative measures or civil enforcement actions.As well as the success in the case against McQuoid and Melbourne the FSA currently has three other insider dealing criminal cases being prosecuted.

In a scathing indictment of the over-reaching effects of ERISA preemption, Judge William Young of the United States District Court for the District of Massachusetts implored Congress to amend ERISA's civil enforcement provision to allow recovery against utilization review providers and insurers.

This week, the Immigration and Customs Enforcement released FAQs regarding civil enforcement priorities and prosecutorial discretion.

The Information Commissioner's Office has described its investigation as «complex and far - reaching» and said that it would pursue criminal or civil enforcement vigorously.

Ripple Labs has been fined $ 700,000 by the US Financial Crimes Enforcement Network (FinCEN) in the first successful civil enforcement action against a virtual currency exchange.

The US Commodity Futures Trading Commission has filed federal civil enforcement lawsuits against three virtual currency operators.

Accurate or not, the data are difficult to use, says Eric Schaeffer, former head of civil enforcement at the US Environmental Protection Agency and now director of the non-profit organization the Environmental Integrity Project, headquartered in Washington, D.C. «The data are pretty scattered, nomenclature is not consistent.

In the article, Will summarizes the basics of insider trading law, describes the Newman decision, and sets forth its ramifications in both criminal and civil enforcement cases.

Gene Besen is highly experienced at handling investigations, civil enforcement proceedings, and criminal proceedings brought by the U.S. Department of Justice and U.S. Securities and Exchange Commission.

The FCPA includes substantial criminal penalties for both businesses and individuals found to have made prohibited payments, and also gives both the Department of Justice and the Securities and Exchange Commission the authority to pursue civil enforcement actions.

Train stakeholders, including judges and prosecutors, to apply and enforce environmental laws and take steps to increase the role prosecutors could play in civil enforcement of environmental laws

Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws.

The Attorney General of Massachusetts has already filed a civil enforcement action.

Without a valid Officer of the United States in place at CFPB at the time the suit was filed, WLF argues that CFPB had no standing to bring a civil enforcement action in federal court.

Although in the civil enforcement action the SEC got a $ 12 million default judgment, the U.S. Attorney got a guilty plea for one good, old - fashioned count of wire fraud.

The Commodity Futures Trading Commission (CFTC) has filed a civil enforcement action in the U.S. District Court for the Eastern District of New York...

A joint probe by Schneiderman and Connecticut AG George Jepsen into whether their states incurred losses as a result of interest - rate manipulation by banks in the LIBOR scandal could lead to civil enforcement action, including possible breaches of antitrust and fraud laws.

The joint probe by New York Attorney General Eric Schneiderman and Connecticut Attorney General George Jepsen could lead to civil enforcement action, including possible breaches of antitrust and fraud laws, the officials said.

Disputes in the Department arise in a variety of areas and contexts, from acquisition - related disputes to civil enforcement and from environmental disputes to workplace disputes between or among employees and between employees and their managers.

The Telemarketing Sales Rules has been cited in civil enforcement actions involving credit repair organizations.