Sentences with phrase «civil enforcement actions against»

Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws.

The SEC brings numerous civil enforcement actions against firms and individuals that violate securities laws every year.

During that time CFPB (at Cordray's direction) brought a civil enforcement action against a California attorney, Chance Gordon, for alleged violations of consumer protection laws.

The State court declined to rule on the case until the township filed a civil enforcement action against her.

CFTC only has enforcement jurisdiction to investigate and, as appropriate, conduct civil enforcement action against fraud and manipulation.

Ripple Labs has been fined $ 700,000 by the US Financial Crimes Enforcement Network (FinCEN) in the first successful civil enforcement action against a virtual currency exchange.

Not exact matches

For the 1997 - 2000 period, for instance, attorneys at the agency's enforcement division brought civil actions against 2,989 respondents.

A bond, letter of credit, or certificate of deposit may also be used to satisfy administrative fines and civil damages arising from any enforcement action against the posting credit service organization.

Brian Murray represents companies and individuals in complex commercial litigation, class actions, and civil matters involving federal and state governments, including lawsuits against governments and enforcement actions by governments.

776.032 (1) A person who uses force as permitted in... s. 776.013... is justified in using such force and is immune from criminal prosecution and civil action for the use of such force, unless the person against whom force was used is a law enforcement officer, as defined in s. 943.10 (14), who was acting in the performance of his or her official duties and the officer identified himself or herself in accordance with any applicable law or the person using force knew or reasonably should have known that the person was a law enforcement officer.

The U.S. Commodity Futures Trading Commission (CFTC) filed civil enforcement actions in a New York District Court on Thursday against three separate cryptocurrency operators for allegedly defrauding customers and breaking commodity trading rules.