Sentences with phrase «civil enforcement actions in»

The U.S. Commodity Futures Trading Commission (CFTC) filed civil enforcement actions in a New York District Court on Thursday against three separate cryptocurrency operators for allegedly defrauding customers and breaking commodity trading rules.

Without a valid Officer of the United States in place at CFPB at the time the suit was filed, WLF argues that CFPB had no standing to bring a civil enforcement action in federal court.

Not exact matches

Although enforcement of the Equal Pay Act and other civil rights laws has helped to narrow the gender pay gap, these actions only cover segments of the American working population, and many important protections are not yet codified in law.

Although in the civil enforcement action the SEC got a $ 12 million default judgment, the U.S. Attorney got a guilty plea for one good, old - fashioned count of wire fraud.

The Enrollment Program also authorizes a superior court to have jurisdiction over enrollees by allowing it to «appoint a receiver, monitor, conservator, or other designated fiduciary or officer of the court for a defendant or the defendant's assets,» as well as authorizes the Commissioner of Business Oversight to «include in civil actions claims for ancillary relief, including restitution and disgorgement, on behalf of a person injured, as well as attorney's fees and costs, and civil penalties of up to $ 25,000» for up to four years after the purported violation occurred and «refer evidence regarding violations of the bill's provisions to the Attorney General, the Financial Crimes Enforcement Network of the United States Department of the Treasury, or the district attorney of the county in which the violation occurred, who would be authorized, with or without this type of a reference, to institute appropriate proceedings.»

If, in fact, former Rep. Vito Fossella is indeed again mulling a comeback bid, he might first consider setting things right with the FEC, which is threatening civil penalties, and audit or «legal enforcement action» for his consistent failure to file required campaign finance reports.

With law enforcement officials aggressively pursuing gang members on Long Island after a recent spate of homicides by the transnational gang MS - 13, the American Civil Liberties Union said in a class - action lawsuit on Friday that federal authorities had gone too far.

A joint probe by Schneiderman and Connecticut AG George Jepsen into whether their states incurred losses as a result of interest - rate manipulation by banks in the LIBOR scandal could lead to civil enforcement action, including possible breaches of antitrust and fraud laws.

Where necessary, the Office pursues enforcement action, which may be in the nature of warning letters or more formal action, such as consent orders or administrative litigation to impose cease and desist provisions and civil penalties.

Issued 206 enforcement actions, proposed a total of nearly $ 3 million in civil penalties, issued 64 enforcement orders — including the assessment totaling more than $ 3 million in civil penalties — while collecting 100 percent of the assessed penalties;

As most of you know, the Dodd - Frank Act gives the CFPB various enforcement powers including the authority to engage in administrative enforcement actions (typically followed by a consent order) and to bring civil litigation proceedings.

Violations leading to enforcement action beyond a verbal warning include civil infractions starting at $ 205 and increasing to a criminal misdemeanour citation up to $ 1,000 and / or 90 days in jail.

Once judgment is obtained the team advises and takes action in relation to enforcement, using remedies under the Civil Procedure Rules or the Insolvency Act as appropriate.

Ed spends about half his time counseling and defending individuals and corporations in connection with criminal investigations and civil enforcement actions.

In addition, our litigators defend clients in a wide range of civil and criminal enforcement actions arising out of the major federal environmental statutes — including the Clean Air Act, Clean Water Act, Safe Drinking Water Act, CERCLA (Superfund), FIFRA, RCRA, TSCA, and EPCRA (Right - to - Know)-- as well as climate change regulation, renewable energy regulation, and project developmenIn addition, our litigators defend clients in a wide range of civil and criminal enforcement actions arising out of the major federal environmental statutes — including the Clean Air Act, Clean Water Act, Safe Drinking Water Act, CERCLA (Superfund), FIFRA, RCRA, TSCA, and EPCRA (Right - to - Know)-- as well as climate change regulation, renewable energy regulation, and project developmenin a wide range of civil and criminal enforcement actions arising out of the major federal environmental statutes — including the Clean Air Act, Clean Water Act, Safe Drinking Water Act, CERCLA (Superfund), FIFRA, RCRA, TSCA, and EPCRA (Right - to - Know)-- as well as climate change regulation, renewable energy regulation, and project development.

McKenna, who is a former Assistant United States Attorney, has extensive experience in health care civil, criminal, and regulatory matters, investigations, enforcement actions, and litigation matters.

Scott focuses his practice on general commercial litigation, including: bank regulatory and enforcement matters; defending directors and officers of failed banks in FDIC actions; commodities and securities regulatory enforcement and civil actions; professional liability claims; directors and officers liability insurance matters; and employment and restrictive covenant matters.

The civil tribunal in charge of patent enforcement actions shall review and make a decision on the patent validity issue if the defendant raises challenges therefor; however, the civil court's decision on the patent validity will only have binding effect between the concerned parties to the litigation.

My best guess is that the proper method of enforcement in federal buildings is simply administrative action, since violating the code can provide cause for firing federal employees under Chapter 75 of the Civil Service Reform Act of 1978.

The Superior Court of Justice has granted leave to appeal in a case that considered whether law enforcement can hand over information from a criminal case to a law firm acting in a civil action.

Corrie also has a broad range of experience defending clients in administrative, civil and criminal environmental enforcement actions.

As lead counsel in over 200 federal and state jury trials and numerous administrative proceedings, Peter Anderson helps public companies, their officers and directors, along with financial service companies, accounting and law firms and their principals, as they respond to U.S. Securities and Exchange Commission (SEC) enforcement actions, Department of Justice (DOJ) investigations and criminal prosecutions and complex civil litigation.

From advising law firms and lawyers in major civil and investigatory litigation and disciplinary actions to representing companies and executives in securities fraud and SEC enforcement actions, Graeme is consistently ranked among the top litigators in Washington, DC, for commercial litigation.

Howell's practice focuses on the representation of clients in high - stakes government investigations and enforcement actions involving alleged securities and accounting fraud, healthcare billing and recordkeeping improprieties, bribery and corruption, and violations of the Civil False Claims Act.

In the event criminal charges or civil enforcement actions are filed and can not be resolved, we defend our clients at trial.

Conversely, facts discovered during the course of civil litigation may draw the attention of the government, and the government may rely on the findings in a civil case as grounds for opening an investigation or taking some other enforcement action.

Environment, health, and safety: We have class - leading capability in supporting industrial and commercial businesses in relation to the full spectrum of environmental and workplace health and safety law, including providing strategic and operational compliance advice; representation in regulator enforcement action and civil proceedings (including mass torts); and risk management advice in transactions.

Defense of Samsung Electronics and related entities in DOJ grand jury criminal price fixing and foreign enforcement investigations involving TFT - LCD and related direct and indirect civil class actions.

At the Association, Mr. Wasserman represented member - entities in civil litigation matters, specializing in actions related to business transactions, collection and judgment enforcement, civil rights and guardianship.

The criminal case may help advance settlement negotiations in the civil matter because the defendants recognize the likelihood that the civil case will provide additional public scrutiny of their actions (if their reputation is valuable to them) or will support a civil award because of strong evidence compiled by law enforcement during the criminal investigation.

Brian Murray represents companies and individuals in complex commercial litigation, class actions, and civil matters involving federal and state governments, including lawsuits against governments and enforcement actions by governments.

We represent clients in civil lawsuits, criminal and administrative enforcement actions, permit disputes and appeal proceedings.

Representation of banks and nonbanks in fair lending and other consumer law - related examinations, investigations and lawsuits from bank regulators, CFPB, DOJ and HUD, including advising multiple nonbank lenders in a nationwide NAACP - led class action lawsuit alleging «reverse redlining» violations of the FHA, ECOA and Civil Rights Act, and advising a bank in a DOJ investigation, FDIC examination and joint enforcement action regarding SCRA compliance.

776.032 (1) A person who uses force as permitted in... s. 776.013... is justified in using such force and is immune from criminal prosecution and civil action for the use of such force, unless the person against whom force was used is a law enforcement officer, as defined in s. 943.10 (14), who was acting in the performance of his or her official duties and the officer identified himself or herself in accordance with any applicable law or the person using force knew or reasonably should have known that the person was a law enforcement officer.

In the civil context, the OFT states at para 3.6 of The Cartel Offence — Guidance on the Issue of No - action Letters for Individuals (OFT 513) that where an undertaking has been granted full civil leniency, ie 100 % reduction in fine, by the OFT in relation to enforcement of the CA 1998 or by the European Commission in relation to proceedings under Art 81 of the EC Treaty, it will normally be prepared to issue no - action letters to any employees, directors, ex-employees or ex-directors named in an application for no - action letters made by that undertaking on behalf of those named individuals, provided the usual conditions for the grant of a no - action letter are fulfilleIn the civil context, the OFT states at para 3.6 of The Cartel Offence — Guidance on the Issue of No - action Letters for Individuals (OFT 513) that where an undertaking has been granted full civil leniency, ie 100 % reduction in fine, by the OFT in relation to enforcement of the CA 1998 or by the European Commission in relation to proceedings under Art 81 of the EC Treaty, it will normally be prepared to issue no - action letters to any employees, directors, ex-employees or ex-directors named in an application for no - action letters made by that undertaking on behalf of those named individuals, provided the usual conditions for the grant of a no - action letter are fulfillein fine, by the OFT in relation to enforcement of the CA 1998 or by the European Commission in relation to proceedings under Art 81 of the EC Treaty, it will normally be prepared to issue no - action letters to any employees, directors, ex-employees or ex-directors named in an application for no - action letters made by that undertaking on behalf of those named individuals, provided the usual conditions for the grant of a no - action letter are fulfillein relation to enforcement of the CA 1998 or by the European Commission in relation to proceedings under Art 81 of the EC Treaty, it will normally be prepared to issue no - action letters to any employees, directors, ex-employees or ex-directors named in an application for no - action letters made by that undertaking on behalf of those named individuals, provided the usual conditions for the grant of a no - action letter are fulfillein relation to proceedings under Art 81 of the EC Treaty, it will normally be prepared to issue no - action letters to any employees, directors, ex-employees or ex-directors named in an application for no - action letters made by that undertaking on behalf of those named individuals, provided the usual conditions for the grant of a no - action letter are fulfillein an application for no - action letters made by that undertaking on behalf of those named individuals, provided the usual conditions for the grant of a no - action letter are fulfilled.

Sharon Nelles Partner Sullivan & Cromwell LLP Sharon Nelles, a partner in the Firm's Litigation Group and member of the Firm's Managing Partners Committee, represents financial institutions and global companies in the kinds of high - profile, critical company matters that implicate not only civil litigation but also related regulatory, congressional and criminal investigations and enforcement actions.

Ripple Labs has been fined $ 700,000 by the US Financial Crimes Enforcement Network (FinCEN) in the first successful civil enforcement action against a virtual currencEnforcement Network (FinCEN) in the first successful civil enforcement action against a virtual currencenforcement action against a virtual currency exchange.

The $ 2.6 million civil penalty was the second - largest ever in an FTC enforcement action alleging FCRA violations.