Sentences with phrase «civil penalty regime»

The policy reviews that Nizam oversaw at MAS included: (1) revamp of regulatory framework on markets / recognized market operators, (2) dual currency investments, (3) credit card solicitation rules, (4) disclosure requirements for investment products, (5) rationalisation of wholesale / retail investors, (6) extra-territorial application, (7) regulation of traded life / endowment policies, (8) civil penalty regime for market misconduct, (9) review of insider trading, (10) licensing and business conduct issues, (11) policies behind regulation capital markets intermediaries, (12) implementation of recommendations of Corporate Law and Regulatory Framework Committee (CLRFC).

In addition to the new civil penalty regime, the maximum penalty for criminal sentences for sanctions violations has been increased from 3 to 12 months on summary conviction, and from 2 to 7 years on indictment.

Not exact matches

Enter the Offers to Settle in Civil Proceedings Order 2013 (SI 2013/93) which preludes the claimant bonus cum defendant penalty we shall witness with the new regime and the revised CPR 36.14 (3).

Companies are dealt with under the UK civil competition regime where no criminal penalties apply.