Sentences with phrase «client account assets»

Brokerage accounts are serviced by Ally Invest Securities LLC and advisory client account assets are kept in custody with Apex Clearing Corporation, members FINRA and SIPC.

Not exact matches

3esi, by contrast, sells both licenses for its software and consulting services, so its clients can understand how to use the technology to spur changes in internal accounting, sourcing and capital asset management.

Porter tells potential clients that he focuses on not guessing the market by buying index funds that buy broad swaths of the market; keeping costs as low as possible, such as fewer transaction costs and not paying analyst fees; and focusing on tax efficiency, by relocating assets from tax - inefficient types of investments to tax - advantaged accounts.

At the same time, the bank is also trying to improve the profit margins in its wealth management unit, which now accounts for about 40 percent of the company's revenue, looking at both increasing assets under management and selling clients more products.

Professional financial advisors focus on low - cost investments, locate assets properly in taxable and tax - advantaged accounts, rebalance assets and help clients decide where to draw assets to meet spending needs.

But there's an important detail to point out in the Coinbase and Charles Schwab comparison: The cryptocurrency trading accounts are worth much less than the $ 3.3 trillion total client assets in the more than 10 million open Schwab accounts.

At Wealthfront — the largest robo - advisor, with $ 2 billion - plus in assets under management — 90 percent of the firm's 21,000 - plus accounts come from clients under age 50.

New clients who transfer in assets may benefit from its Tax - Minimized Brokerage Account Transfer service.

In addition to ETF - based portfolios, WealthBar also offers pooled funds in specialized asset classes like real estate, a product usually only available to large account clients at conventional advisors.

As it is I am not really their target client as my assets fall below their the threshold they require for a client to open an account, which is $ 5 million.

Client assets in the Advice and Wealth Management business grew as more clients pumped assets into fee - based investment advisory, or wrap, accounts.

Strategic Advisers, Inc. (Strategic Advisers), applies tax - sensitive investment management techniques in FPP and PTS (including «tax - loss harvesting») on a limited basis, at its discretion, primarily with respect to determining when assets in a client's account should be bought or sold.

Today, through our many subsidiaries, we offer investing and trading services for more than eleven million funded client accounts that total more than $ 1 trillion in assets, investor education services boasting hundreds of thousands of graduates, and custodial services for more than 6,000 independent registered investment advisors (RIAs).

Key among those items for advisors: segmenting client accounts by asset size, IRA vs. non-IRA, commission - based versus fee - based, rollover sources and volume and trends.

Fidelity ® Personalized Portfolios apply tax - sensitive investment management techniques (including tax - loss harvesting) on a limited basis, at their discretion, primarily with respect to determining when assets in a client's account should be bought or sold.

Assets in client wrap accounts totaled $ 257 billion, an increase of $ 5.7 billion in the quarter.

As a wealth management client, investment assets are held in an account at Pershing Advisor Solutions, a Bank of New York Mellon Company.

In a recent study, we found 79 % of our small business clients pay 100 % of their 401 (k) administration fees from a corporate bank account — not plan assets.

While the beneficial ownership issue for the Stock Connect has been largely clarified by the CSRC, a large number of investors, such as MSCI's asset owner clients, use separate accounts as their primary investment channel.

Wells Fargo Investment Institute serves clients of Wealth and Investment Management, a division of Wells Fargo comprised of Wells Fargo Private Bank, Wells Fargo Advisors, Wells Fargo Institutional Retirement, and Abbot Downing businesses, accounting for more than $ 1.8 trillion * in client assets.

* Strategic Advisers, Inc. (SAI), applies tax - sensitive investment management techniques in the Fidelity ® Tax - Managed U.S. Equity Index Strategy, including «tax - loss harvesting,» at its discretion, solely with respect to determining when assets in a client's account should be bought or sold.

But, by multiple accounts, penetration rates still climb incrementally and DPM asset growth continues to be primarily driven by strong net new assets (NNA) rather than continuous top - ups from existing clients.

• High net - worth clients are increasingly global, with family members, bank accounts, mortgages and assets distributed across the world

I remember him being very explicit that the pathway to success was to focus on closing 1M + AUM clients and to not «waste time» on asset allocation decisions, instead taking no more than 10 to 15 minutes to assign this responsibility by making four phone calls to four pre-picked portfolio managers, a small - cap, a mid-cap, a large - cap and an international stock manager, each of whom should receive 25 % of the account's assets.

Wells Fargo Investment Institute serves clients of Wells Fargo Wealth and Investment Management, a division of Wells Fargo comprised of Wells Fargo Private Bank, Wells Fargo Advisors, Wells Fargo Institutional Retirement & Trust, and Abbot Downing businesses, accounting for more than $ 1.8 trillion * in assets under administration.

Through our unique programs such as the GP Wealth Signature Service Account and our Personal Advisory Service, we continually monitor our clients» portfolios to protect their assets while maximizing opportunities for growth.

Robert (Bob) Macdonald is senior vice president, director of financial solutions and is responsible for the investment profiling methodology used to supply asset allocation recommendations for clients in Fidelity managed accounts.

We also use fixed - income assets and cash in managing client accounts.

Giverny Capital has discretion to trade on client's accounts through our custodian (NBIN) but does not have direct access to clients» assets.

In this type of account, a corporate client's assets are not pooled with those of other clients, as they would be in a traditional prime broker model.

All client deposits and assets, including both bitcoin and fiat currency, are held for customers in secure custodial accounts in order to ensure the safe return of customer balances.

The result: The tax - location portfolio allocates assets to the type of account that gives the client the opportunity to earn the most after - tax wealth.

All investor funds are held in a separate Barclays Client Money bank account and don't form part of LendingCrowd's assets.

With growing numbers of clients with substantial portions of their assets in qualified retirement plans, it is more important than ever to understand how these unique accounts can affect their estate plans.

The Firm clears its securities business through Pershing LLC («Pershing»), and Pershing carries accounts and maintains assets of the Firm's securities clients.

While clients don't have to utilize their saved assets when utilizing the demo account, specialists require it as a proof that the individual is genuinely considering trading binary options with them, before they permit them to utilize the demo trading platform and assets.

However, beginning on April 10, «retirement clients won't be able to add to legacy assets, or have the benefit of our investment advice about new purchases in their IRA brokerage accounts,» Merrill explained.

The firm has about $ 170 million in client assets, with the average account of about $ 1 million, Brown told ETF.com.

These types of investment advisors frequently have discretion on how to invest client assets but instead of managing the assets themselves, they outsource the job to asset management companies by having the clients buy mutual funds, index funds, and exchange - traded funds or, in the case of high net worth clients, opening individually managed accounts with the asset management company through a third - party asset manager platform at a global custodian.

Accounting and Bookkeeping Services ExED provides a full range of valuable accounting services to ensure that our client schools maintain accurate, reliable financial data and to safeguard their precious financiAccounting and Bookkeeping Services ExED provides a full range of valuable accounting services to ensure that our client schools maintain accurate, reliable financial data and to safeguard their precious financiaccounting services to ensure that our client schools maintain accurate, reliable financial data and to safeguard their precious financial assets.

Household asset accounts are defined as those TD Waterhouse Discount Brokerage accounts for clients living in the same household, with the same address.

The taxable accounts of qualified clients will pay 1 % of assets and 15 % of profits.

Philanthropically motivated clients can donate assets to a private foundation, charitable trust, charitable gift annuity or donor - advised fund account as a way to reduce their taxable estate and simultaneously create a charitable legacy.

If the client's combined assets across all accounts are less than $ 15,000, a total fee of $ 25 per quarter split across all accounts with apply.

The wrap fee is calculated as a percentage of net assets in the clients account rather than on transactions.

Clients investing in any of the Smart Beta portfolios can view the actual performance of their investments by logging into their IB Asset Management account and reviewing their customized dashboard.

Accelerated Cost Recovery System (ACRS) Acceptance, Waiver, and Consent Procedure Account Guarantee Acknowledgment Accredited investor Accretion Accumulation period Accumulation units Acid test ratio ACRS Actively traded securities Additional bond test Additional takedown Adjustment bonds ADR Ad valorem taxes Advance / decline ratio Advertising Adviser's client account Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation TransactioAccount Guarantee Acknowledgment Accredited investor Accretion Accumulation period Accumulation units Acid test ratio ACRS Actively traded securities Additional bond test Additional takedown Adjustment bonds ADR Ad valorem taxes Advance / decline ratio Advertising Adviser's client account Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation Transactioaccount Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation Transaction (ACT)

The shareholder servicing fees vary by mutual fund company and by fund and are based on the assets held in USBI client accounts.

River Road Asset Management was established in 2005 and provides institutional separate account and investment sub-advisory services to a broad range of domestic and international clients.

* Strategic Advisers, Inc. (SAI), applies tax - sensitive investment management techniques in the Fidelity ® Tax - Managed U.S. Equity Index Strategy, including «tax - loss harvesting,» at its discretion, solely with respect to determining when assets in a client's account should be bought or sold.