Sentences with phrase «client financial matters»

Not exact matches

The ban prevents the financial giant's roughly 17,000 advisors from pitching investments related to bitcoin and executing client requests to trade Grayscale's bitcoin investment trust (GBTC), the newspaper said, citing a person familiar with the matter.

The ban prevents the financial giant's roughly 17,000 advisors from pitching investments related to bitcoin and executing client requests to trade Grayscale's bitcoin investment trust (GBTC), The Wall Street Journal said, citing a person familiar with the matter.

We serve clients with thoughtful advice and effective solutions to strategic and financial matters.

You see, it really didn't matter at all if a financial adviser knew what they were doing, because selling diversification strategies to clients made it sound like they knew what they were doing, which was an infinitely better proposition for commercial investment firms than employing financial consultants that actually knew what they were doing.

The reason commercial investment firms and commercial banks all over the world, no matter if they are located in Cologne, Madrid, Reykjavik, Buenos Aires, New York, London, Wellington, Melbourne, Toronto, Vancouver, Montreal, Shanghai, Kunming, Hong Kong, Singapore, or Nairobi try to convince all clients to embrace diversification strategy as an essential part of their wealth building plan is not because it actually works, but because it covers up the weaknesses and flaws of an unqualified financial consultant.

Clients want advisors «to grasp the broader (technology) trends, zero in on what matters most, and take a more holistic approach to help them at every level achieve their long - term financial goals,» said Mitchell H. Caplan, CEO of Jefferson National.

Citigroup Global Markets Limited, which is authorised by the Prudential Regulation Authority and regulated in the UK by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom, is acting for Shire and no one else in connection with the matters described in this announcement and shall not be responsible to anyone other than Shire for providing the protections afforded to clients of Citigroup Global Markets Limited, or for giving advice in connection with the matters described in this announcement or any matter referred to therein.

We advise clients around the world on strategic and financial matters including mergers and acquisitions, restructurings, capital structure and capital raising.

As a partner at Los Angeles tax preparation firm Pronto Income Tax of California, Inc., Andrew has advised thousands of clients on a variety of financial matters.

We don't believe you should be judged based on your past — instead, we believe and want to see our clients grow to reach financial success no matter their background.

When it comes to credit repair many potential clients are leery of trusting strangers with their financial matters.

To make a change in this matter, reverse mortgage originators are seeking to educate the financial planners about how a reverse mortgage can help their own businesses, as well as their clients» portfolios.

For credit matters, for example, it is essential that we know the clients» financial worth as well as the clients» credit record.

We serve clients with thoughtful advice and effective solutions to strategic and financial matters.

Since financial institutions offer different and comparable rates, you may feel, as a client, that it doesn't matter where you put your money.

So, be aware of withdrawal provisions on your investments, both the formal ones listed in the prospectus or its equivalent, and the informal ones where ability to withdraw is suspended as a matter of fairness to all clients, and / or protecting a business at a financial firm (though risking lawsuits in the process).

They offer advice to clients on financial matters in a non-biased fashion.

As a practical matter, this amounts to advising clients on how everything from mortgages, estate planning, life insurance and even tax preparation fit into the broad picture of their financial lives.

Visit this center for ideas to help your clients with complex financial planning matters such as efficient wealth transfer, tax and inflation risk, and sustainable income in retirement.

Elite is a suite of «enterprise business management» products for law firms and other professional services firms that handle financial management, client and matter management, business development and risk management.

To state the obvious, potential clients are interested in knowing whether they will be well served by professionals with integrity who are prepared to be governed and deal properly with financial matters.

These groups provide clients with news, information and analysis on the financial crisis and help clients deal with distressed assets, litigation, regulatory and government enforcement matters.

She has extensive experience representing multinational companies and financial institutions with respect to anti-corruption and compliance matters, including advising clients on due diligence in connection with acquisitions and joint ventures, third - party engagements, risk assessments, corporate governance issues, and the implementation of effective compliance programs.

He advises his clients on a broad range of complex domestic and cross border matters throughout Asia, Australia, Europe and the US, across sectors including banking and financial services, mining and energy, oil and gas, maritime and shipping, aviation, agriculture and real estate.

She has extensive experience representing multinational companies and financial institutions with respect to anti-corruption and compliance matters, including advising clients on due diligence in connection with acquisitions and joint ventures, third party engagements, risk assessments, corporate governance issues and the implementation of effective compliance programs.

The lawyers of Eversheds Sutherland financial law team have a unique competence to advise and assist clients in matters concerning compliance and financing, both privately or by means of flotation.

He strives to fulfill both the short - and long - term financial needs of his clients in all property division matters.

As a litigation consulting firm, we specialize in supporting clients facing cross-border litigation and multi-jurisdictional investigations (such as anti-corruption, anti-trust, fraud, and financial institution related matters).

«Over time, we expect Intapp Time to have a positive impact on the firm's financial performance, as we capture a more accurate picture of hours worked on client matters and develop a baseline for better analysis of revenue, costs and profitability.»

The danger to be avoided is to hamstring a firm's daily practice with those kinds of financial systems and controls that create unnecessarily burdensome obstacles to the servicing of client matters in a timely manner, and make little sense to anyone other than the individual who created the system.

The danger to be avoided is to hamstring the life of a firm's daily practice with those kinds of financial systems and controls which create unnecessarily burdensome obstacles to the servicing of client matters in a timely manner, and make little sense to anyone other than the individual who created the system.

Canadian tax lawyers offer tax planning solutions, showing their clients the best ways of arranging financial matters to minimize taxes payable, without violating any tax laws in Canada.

Corpus remains a premier commercial law firm in Zambia, focused on guiding local and international clients through complex financial transactions, government and regulatory matters, corporate compliance, dispute resolution, and other legal issues.

In all matters, Charlie understands and appreciates the stresses triggered by the adversarial court process, and supports his clients in ways that help to mitigate the financial and emotional costs of litigation.

Davis Malm's financial restructuring attorneys handle complex and sophisticated matters related to insolvency or financial default for a variety of clients, including domestic and foreign business corporations, both publicly traded and privately held; financial institutions; investment and mutual funds; venture capital firms; real estate and other partnerships; condominium management firms; and not - for - profit corporations.

(8) A lawyer shall not (a) directly or indirectly share, split, or divide his or her fees with any person who is not a licensee, or (b) give any financial or other reward to any person who is not a licensee for the referral of clients or client matters.

This generally means that lawyers are engaged in matters which are of significant financial or emotional concern to the client, or which are highly technical in nature.

A client who has put his legal matters in your hands is entrusting you with more than just a piece of business; this may well be a life - altering financial and lifestyle matter for him.

As with the prior version, the app continues to allow access to all contacts, key case information, and key client and matter financial information.

He advises banks and financial institutions in regulatory matters and has led numerous internal investigations for clients in all industries.

Therefore, it seems highly likely that law firms wishing to engage such financial institutions on matters in the near future may find themselves seeing blockchain - related provisions in client - provided OCGs.

Without delving into the financial mechanics, the clients receive access to a lawyer for defined routine matters and pay additional amounts for certain matters.

Tay, who is set to join Gowlings as a senior partner in Toronto in early January, works on restructuring and insolvency matters for public and private clients in industries such as financial services, telecommunications, life insurance, steel, and transportation.

As a former clerk for the Federal Deposit Insurance Corporation (FDIC), Kasey takes an industry - focused approach to advising clients with FDIC and other regulatory matters, as well as internal investigations for financial institutions.

We counsel clients seeking to assist family members or others with personal care and financial matters, as guardians or conservators.

Representation of banking, financial institution, and broker - dealer clients in FDIC, SEC, FINRA, and private litigation matters relating to the credit crisis and mortgage backed securities.

We also assist our financial service clients in addressing information reporting and related matters.

I act on contentious property and commercial matters for a wide array of clients including private individuals, property developers, landlords and tenants, property - investment and construction companies and financial organisations.

Over the past 30 years, Freed has represented a broad spectrum of clients across the country, including manufacturers, general contractors, developers, insurance companies, recyclers, restaurants, financial institutions and real estate entities, in significant matters ranging from trials and conventional litigation matters to arbitrations and mediations.

Our lawyers have extensive experience assisting banking, insurance, and financial services clients with regulatory compliance and enforcement matters, and with data privacy and cybersecurity issues.