Sentences with phrase «client financial state»

Not exact matches

One important variable in crafting a financial plan is the state of the client's health — and his or her attitude toward taking care of it.

The first thing to emphasize with clients, said Roger Ma, certified financial planner and founder of financial planning firm lifelaidout, is not only their new home state's income taxes — if there are, indeed, any — but all its other taxes, such as property taxes, sales taxes, inheritance and estate taxes.

In other jurisdictions, common law negligence applies, so advisors in other states may still be required to report suspicious financial activity they witness among their older clients.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

The «Elder Investment Fraud and Financial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance aFinancial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance afinancial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance as needed.

Financial institutions in the United States are subject to extensive regulatory standards that require them to know their customers and understand the source and destination of client financial tranFinancial institutions in the United States are subject to extensive regulatory standards that require them to know their customers and understand the source and destination of client financial tranfinancial transactions.

NCIA and its members will continue to call on Congress to provide even further clarity for financial institutions serving the industry, but today's guidance clears the way for banks to accept state - legal cannabis businesses as clients.

Add snippets of content that recall conversations with your client, where attitudes about risk or specific financial goals were stated.

Although the United States had failed to isolate Nicaragua from Western assistance, the war and the credit crunch had both damaged Nicaragua's financial independence and converted the country into an important new client for socialist lenders.29

This will also be a helpful handbook for use by WIC staff members in their discussions with local and state hospitals to assure that their clients, independent of financial resources, race or religion, will receive the best care in a maternity hospital.

States like California and Washington, meanwhile, have long required financial disclosure information that includes divulging legal clients, who can be kept private under certain circumstances.

Barclays will pay an additional $ 150 million to the state Financial Services Department to resolve allegations that it rigged foreign exchange trading by putting the bank's interests ahead of those of its clients.

Under the new financial disclosure law, a concession was made to such lawyer - legislators: They will be allowed to confidentially apply with either JCOPE or the state Office of Court Administration for an exemption from disclosing a client if it might damage the client's interests.

United States About Blog The XY Planning Network is the leading organization of fee - only financial advisors who are focused on working with Generation X and Generation Y clients.

Prior to 2015, Cameron was also a licensed financial professional serving high - net worth clients across the United States.

Marc's other notable clients where the Cal State Fullerton Foundation, the Cal Poly Pomona Foundation, the Los Angeles County Bar Association and the Orange County Bar Association.From 1998 to 2006, Marc served on the advisory board for Cal State Fullerton's «Certificate in Financial Planning and Management for Nonprofit Organizations» offered through their extended education department.

However, interestingly, the January Client Lobbyist Financial Report that ConnCAN filed with the Office of State Ethics, as required by Chapter 10, Part II of the Connecticut General Statutes, makes absolutely no mention of the public opinion poll that ConnCAN conducted in January and released earlier this week.

Largest in market capitalization worldwide and third largest in United States assets, Wells Fargo offers a variety of financial services to its clients.

Paul J Paquin, the CEO at Golden Financial Services, stated in a recent interview that... «Our clients deserve top of the line treatment.

WHILE TALKING RECENTLY to an estate - planning client about investments costs, she showed me a letter from her financial advisor stating that he charges her 1 % of assets a year.

United States About Blog XY Planning Network is the leading organization of fee - only financial advisors dedicated to serving Gen X and Gen Y clients.

February 2, 2018 update: Due to Genworth's continued financial problems and with various sources around the web stating that the deal with China Oceanwide Holding Co. may not win regulatory approval, we do not recommend Genworth to our clients at time.

You want to know that your potential broker has experience investing for clients in the type of bonds you are most interested in, and is registered with the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and is licensed to do business in your state.

The «Elder Investment Fraud and Financial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance aFinancial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance afinancial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance as needed.

Some advisors we meet with state that part of their value proposition as financial advisors and wealth managers is selecting good managers for their clients.

Research Reveals Positive Impact of Financial Counseling The positive client impact of nonprofit counseling is revealed in this groundbreaking study of the NFCC Sharpen Your Financial Focus program, led by independent researchers from The Ohio State University

In addition to Golden Financial Services negotiating and settling clients» debt, and matching them with a state attorney, clients also gain access to the following legal services at no extra cost:

Fee - only and fee - based financial advisers - yes, we can act as a TPA (Third Party Money Manager), and manage your clients» money for you, for even less fees than stated above.

The State College Veterinary Hospital just started offering CareCredit to our clients to help provide financial assistance when medical care is needed.

United States About Blog The XY Planning Network is the leading organization of fee - only financial advisors who are focused on working with Generation X and Generation Y clients.

``... there is something inherently troubling about a billing system that pits a lawyer's financial interest against that of its client and that has built in incentives for inefficiency,» the decision states.

To state the obvious, potential clients are interested in knowing whether they will be well served by professionals with integrity who are prepared to be governed and deal properly with financial matters.

Reports state that the elderly are more vulnerable to financial fraud; why do you think that is and how do you ensure your clients are protected?

Mr. Howe has a particular focus on international commercial arbitration, having advised clients from Europe, the United States and Asia, in disputes relating to energy and natural resources, manufacturing, financial services and telecommunications.

Waller, a leading provider of legal services to the healthcare, financial services, retail and hospitality industries, announced today that 37 of its attorneys across 12 practice areas were ranked in the 2018 edition of Chambers USA, an annual publication that ranks law firms and lawyers across the United States through independent interviews with clients and members of the legal community at outs

Ms. Luther represents a broad base of financial institutions and other clients in all state and federal courts and has experience enforcing secured and unsecured loan obligations, obtaining attachments, injunctions, restraining orders, receiverships, and other pre-judgment remedies.

Professional marketing pioneer Bruce Marcus (1925 - 2014) said of Gerry that he is «light years ahead of almost everybody else,» and The Financial Post described him as «Canada's professional firm management and marketing guru, with a client base stretching from Britain to the United States.

Those clients represent virtually all sectors of the United States and foreign economies, including manufacturing, distribution, financial services, securities and commodities, entertainment, transportation and other service industries, commercial real estate, and luxury goods.

Main areas of work Antitrust and competition, corporate, employee benefits, energy, financial instituations, government strategies, health, intellectual property, private client, state and local tax, trial, U.S. and international tax, white collar and securities defense.

Mr. Boock concentrates his practice in consumer financial services and commercial litigation, representing mortgage loan originators, servicers, investors, and other clients through all aspects of litigation in state and federal courts.

«Many of our members say that the majority of their clients would not know what financial settlement they are entitled to, which could see them left dependent on the welfare state and benefits.»

Members advise and represent commercial and individual clients worldwide, including major corporations, financial institutions and funds, insurers and reinsurers, government bodies, states and private clients.

«Simpson Thacher is ideally suited to advise sophisticated clients, including corporations, state - owned entities, leading private equity firms, and other financial institutions, across a broad range of international corporate and finance transactions involving Greater China,» she said.

Our senior attorneys have decades of experience in New York State workers» compensation and SSD matters, and we use a comprehensive claim strategy designed to maximize all our clients» financial recoveries.

Claire's clients have included state owned entities, financial institutions and other major commercial corporations and high net - worth individuals.

Mark's practice focuses on solving complex federal and state tax, acquisition, disposition and related business and financial issues for public and private business clients, as well as nonprofit healthcare and educational institutional clients.

More broadly, our defense, trade, financial and national security lawyers liaise with the US Department of Defense, Department of Commerce, Department of the Treasury and Department of the State — as well as the congressional committees of jurisdiction — to address our clients» foreign policy - related needs and concerns.

As a partner in Bryan Cave's Bankruptcy, Restructuring & Creditors» Rights Group and Financial Services Client Service Group, DeJonker represents private equity and hedge fund investors, financial institutions, Fortune 500 corporations, and bankruptcy trustees throughout the United States in bankruptcy and creditors» rightsFinancial Services Client Service Group, DeJonker represents private equity and hedge fund investors, financial institutions, Fortune 500 corporations, and bankruptcy trustees throughout the United States in bankruptcy and creditors» rightsfinancial institutions, Fortune 500 corporations, and bankruptcy trustees throughout the United States in bankruptcy and creditors» rights matters.

Investment banks, industrial conglomerates, financial institutions, governments and state authorities are examples of clients who depend on us to handle their corporate legal affairs.

He counsels clients on consumer lending and retail financial services, including federal and state regulation of consumer lending and leasing as well as state licensing issues.