Sentences with phrase «client money as»

They are required to put their clients» interests first, which basically means watching over client money as they would their own.

Not exact matches

He opened The Index House, a private investment firm based in Edmonton that allocates clients» money into passive products such as index - tracking ETFs.

This is all in the interest of saving time and money and increasing the speed and responsiveness of their businesses to client requests for information as well.

Even worse: Some shady businesses that identify themselves as factors are really just loan sharks fully prepared to threaten or coerce clients who owe them money.

Mt. Gox subsequently shot from obscurity to dominate global trade in bitcoin, but as early as 2012 employees at the Tokyo - based exchange challenged Karpeles on issues such as whether client money was being used to cover costs.

The debate as to whether traditional PBMs save money for clients has propelled the rise of a renegade group of relatively small, so - called transparent PBMs.

This is known as «honesty insurance,» and ensures your clients that you won't get their house keys and make off with their valuables (or that they'll get their money back if you do).

On the other hand, although people think of ADP as a payroll company, they make a lot of money by taking that core payroll business and upselling clients on all of this other stuff,» Conrad says.

But at the end of the day, many of them work for firms that have a vested interest in making as much money as possible for themselves and their shareholders — not for you, their client.

Today, they earn money through their blog, as well as through remote gigs that they can work from their London flat or from the beach in Thailand: Sargent does leadership training and coaches private clients based on her expertise from her work as a business psychologist, and Farrugia takes on part - time social media management jobs.

As Baron explained to me in 2011, his role as chief customer service officer involved reading customer - satisfaction surveys, calling clients six months into a new relationship, fixing any problems that arose and refunding money to those who were unhappAs Baron explained to me in 2011, his role as chief customer service officer involved reading customer - satisfaction surveys, calling clients six months into a new relationship, fixing any problems that arose and refunding money to those who were unhappas chief customer service officer involved reading customer - satisfaction surveys, calling clients six months into a new relationship, fixing any problems that arose and refunding money to those who were unhappy.

It is explained as an attempt to increase transparency within fund management, as clients will directly see how their money is being used.

«It has more [monetization] than we expected; as users build their Pokémon inventory, spending money becomes needed to store, train, hatch and battle,» Macquarie Securities said in a note to clients, adding that purchases so far in Australia were not being driven by big spenders but by a large number of users.

But while Obama refuses money from registered lobbyists, he's happy, as a Los Angeles Times report makes clear, to take contributions from their partners, not to mention the clients who hire them — a loophole large enough to drive a truck full of money through.

That information sharing saves money for U.S. Energy's clients, increases the company's total revenues (some of which come as a percentage of any savings the company secures for the client), and, by extension, boosts the size of the profit - sharing bonus.

As for search marketing, in which marketers invest untold sums of money, time and energy to stay at the top of search engine results, it has one very severe flaw: It requires potential clients to actually be in search of the marketers» product or service.

Betterment is billing itself as a more personalized advisor, where clients can set up an account even if they have no money.

Morgan Stanley's far - flung stockbrokers, who manage money for individual clients and prefer to be called financial advisers, now contribute almost as much to the bottom line as the bankers and traders who long counted themselves as Wall Street's blue - blooded elite.

By self - funding, Cavale could force INFLCR to build its own track record with its product, clients and revenues, and ultimately raise a seed round at what he believes to be a fair valuation as opposed to giving up a large piece of his new company at a discount, which is often an issue with raising money pre-revenue.

I know first hand of one of the world's most celebrated wealth management companies that charges clients roughly 1 % of assets each year, and then parks a great deal of the money into S&P 500 index funds with expense ratios of 1 % to 1.25 % (compared to less than 0.10 % for an industry leader such as Vanguard).

Managers who handle money for clients are particularly susceptible to chasing yield as they constantly strive to get higher returns for customers.

Tax experts say money managers can expect more tax planning than usual this season, as advisors and clients get familiar with tax reform.

A client's Crowd Funding Campaign to raise awareness of the new product to a specific audience as well as raise money for the venture resulting in 3x client projected funds being acquired.

Traditional wealth management companies such as Goldman, Bank Of America Merrill, and Citibank with physical offices around the world charge around 1 - 2 % of assets under management for financial advisors to actively manage their client's money.

With assets under administration of $ 5.2 trillion, including managed assets of $ 2.1 trillion as of April 30, 2015, we focus on meeting the unique needs of a diverse set of customers: helping more than 24 million people invest their own life savings, nearly 20,000 businesses manage employee benefit programs, as well as providing nearly 10,000 advisory firms with technology solutions to invest their own clients» money.

As a result, for clients who are simply letting their money grow with interest, their money can continue working for them instead of for Uncle Sam.

As an added bonus, these partners integrate with our client portal, saving you valuable time and money.

With assets under administration of $ 6.2 trillion, including managed assets of $ 2.3 trillion as of June 30, 2017, we focus on meeting the unique needs of a diverse set of customers: helping more than 24 million people invest their own life savings, nearly 20,000 businesses manage employee benefit programs, as well as providing nearly 10,000 advisory firms with technology solutions to invest their own clients» money.

The agency did not directly link Mr. Corzine to the misuse of the money, but it blamed him for failing to «diligently supervise» the firm as it jeopardized the clients» accounts.

«I'd put the odds at pretty good for him to go private,» said Jay Rogers, president of Irvine, California - based Alpha Strategies Investment Consulting Inc., which advises hedge - fund clients as well as managers seeking to raise money.

With assets under administration of $ 6.9 trillion, including managed assets of $ 2.5 trillion as of March 31, 2018, we focus on meeting the unique needs of a diverse set of customers: helping more than 27 million people invest their own life savings, 23,000 businesses manage employee benefit programs, as well as providing more than 12,500 financial advisory firms with investment and technology solutions to invest their own clients» money.

With assets under administration of $ 6.9 trillion, including managed assets of $ 2.5 trillion as of February 28, 2018, we focus on meeting the unique needs of a diverse set of customers: helping more than 27 million people invest their own life savings, 23,000 businesses manage employee benefit programs, as well as providing more than 12,500 financial advisory firms with investment and technology solutions to invest their own clients» money.

To clarify, an FCM is a brokerage firm (typically a large one but it doesn't have to be) that is capable of accepting money in the name of clients to hold as margin for trading activities.

As a money manager, I want / try to convey this to my clients ALL THE TIME; that is, focusing on market cycle returns and not annual returns.

As a result of our services, 52 clients have received license agreements for their products, and 11 clients have received more money than they paid us for these services.

No such thing as one size fits all,» says Kirzner, also an advisor to Canadian robo - advisor firm Wealthsimple, which invests clients» money in a range of ETFs using the same investment philosophy.

Our global sales function connects Morgan Stanley's resources with our institutional clients, such as banks, insurance companies, hedge funds, money managers, pension funds and mutual funds.

Otto de Voogd, the site's operator, told ERR News that he had received e-mails in which the Estonian Financial Intelligence Unit requested, under the Money Laundering and Terrorist Financing Prevention Act, «copies of IDs of clients, internal measures or procedure of due diligence,» and evidence btc.ee was registered as a trader of currencies.

Third and finally, the traditional story misses the real function of private banks, which is to solve an information problem in the purest Hayekian senses. That is, banks are or should be specialists in risk assessment and risk taking. They should know their client, understand the local market and have their pulse on the broad economy. Arguably, if properly structured, they can and should do this better than other entities such as governments. In other words, the proper role of banks should be underwriting — lend money, hold the debt, and bear the risk. Which is a long - winded way of getting to the main point of this post.

Our clients are individuals (direct clients as well as managed money through financial advisors), institutions, retirement plans, and government entities.

Would the government classify our clients - bitcoin businesses - as entities of primary money laundering concern?

This leaves brokers in an awkward spot - they need to be able to prove who they send money to before they send it, but some clients just view requests for ID, etc. as excuses to avoid paying them, then run around screaming that broker X or broker Y refused to pay out.

Allan Roth, a financial planner at Wealth Logic in Colorado Springs, Colo., says he recently met with three new clients, each holding between $ 8 million and $ 30 million in cash — all in bank or brokerage money - market accounts earning as little as 0.01 % annually.

It is only where either a) a money manager has a substantial amount of their own money invested in the same things as you or b) the money manager owns a substantial stake in their firm, so have a longer - term view in the success of the firm and its clients, that you can be confident that your money manager is really working for you, and not taking unneccessary risks.

As such, we are seeing «real money» client portfolio rotation stay «front - footed» on adding risk.

All you have to do in this case is to set up your own site, act as a mediator between client companies and freelancers; and make your money.

Jared Levy began his career as a retail financial advisor in the mid-90s, managing money for high - net - worth clients.

Profits at T. Rowe Price Group Inc. increased 23 percent for the three - month period that ended in June, as a rising stock market pushed the amount of client money managed by the firm to a record high.The Baltimore - based company said Thursday that assets...

Small business owners spend money on client and employee lunches and dinners regularly, as well as, on holiday gifts, cards and client appreciation gifts.

It's likely that Ripple's executives won't waste any time putting the funds they can access to work, as they've already shown they're willing to spend money to make the case a distributed ledger solution can save clients money — even throwing conferences to prove it.