Sentences with phrase «client money from»

Mez Raja, solicitor at CMS Cameron McKenna, says the decision potentially widens the scope both for the number of recipients of client money from the administrators» eventual distribution and the amount of client money available to be distributed.

LBIE had a legal duty to segregate client money from its own, but failed to do so.

In addition, having segregated accounts helps to protect the clients money from being used to pay the broker's debts, in the event the broker becomes insolvent.

Not exact matches

Not murder, not torture, not armed robbery, not stealing money from clients.

Mt. Gox subsequently shot from obscurity to dominate global trade in bitcoin, but as early as 2012 employees at the Tokyo - based exchange challenged Karpeles on issues such as whether client money was being used to cover costs.

But it wasn't long before it started to pull in money from clients.

Today, they earn money through their blog, as well as through remote gigs that they can work from their London flat or from the beach in Thailand: Sargent does leadership training and coaches private clients based on her expertise from her work as a business psychologist, and Farrugia takes on part - time social media management jobs.

«It's also a tool to communicate with each other, a basis of understanding that prevents clients from guessing how the money should be managed.»

According to Reuters, the gender imbalance «poses challenges for an industry looking to run more money from female clients.»

He maxed out his $ 10,000 operating line to cover expenses while he waited; money from smaller clients quickly vanished.

More from Investor Toolkit: Advisors offer clients «fatally flawed» advice Investing with borrowed money can be a big win Beware of online financial quick - fix stories

About 10 years ago I reached a point in my business where money would come in from a client, and I had the choice to give employees their paychecks on time, or pay the IRS.

Earlier this week we reported that Uber had hired Goldman Sachs to raise money from the bank's high - net - worth clients, via a private placement of convertible notes.

Some may think I'm on the young side to be managing so much money, but with multigenerational clients — everywhere from millennial parents looking to enter the market all the way to boomers trying to secure their savings — my age is one of my strengths.

Betterment has shifted its strategy to capture clients from much larger money managers, including Charles Schwab and Morgan Stanley, who skew older and wealthier.

Many small - businesses have indicated that they are going to spend more in 2014, from putting more money into online advertising to increasing product offerings, hiring additional employees or hitting the road to meet with clients and potential customers face to face.

The safety net it provides can dilute the need to think critically about where the money is going, drawing the focus away from developing better products and better serving the needs of clients.

EuroFX, he said, had «over 40,000 clients from over 100 countries,», and he only slept «about four or five hours per night... because I need to make sure that your money is safe.»

Wall Street firms collect money from their clients and, for a fee, facilitate the placement of that money into global business.

But while Obama refuses money from registered lobbyists, he's happy, as a Los Angeles Times report makes clear, to take contributions from their partners, not to mention the clients who hire them — a loophole large enough to drive a truck full of money through.

If you are offering more luxury items and hearing the «no - money» objection from many prospective clients, it's time to re-evaluate your marketing strategy.

And we receive electronic payments from our international clients, which gets us our money faster, although I've noticed that they deduct a charge to cover the cost of making payments to us that way.

He argues that everyone uses money for different purposes — from facilitating adventure to serving their community to supporting their family — yet most financial planning assumes clients have one of two possible goals: preparing for retirement or accumulating more possessions.

In 2008, you were dismissed from Citigroup after a fallout with CEO Vikram Pandit over how to protect client money.

«It's one of the first things when you're sitting with a client for the first time, or even clients you've had for a while, you're always wanting to see where, if you need money in a short - term fashion, where is it going to come from?»

We've partnered with Zelle ® to bring clients a new way to conveniently send and receive money fast, right from the Morgan Stanley Mobile App.»

Clients would be taxed if they withdrew money from their annuity early.

McNabb admitted $ 10 billion of that was from clients who moved money over from other Vanguard services.

However, $ 30 billion is new money from mostly existing clients, he said.

Money market funds have benefited from the rise in interest rates; some say that makes them an attractive option for clients» cash.

CHICAGO (Reuters)- Women are under - represented among mutual fund managers, a new study found, in a gender imbalance that poses challenges for an industry looking to run more money from female clients.

Risk from our perspective is the chance of permanently losing money for our clients on an investment.

In order to assure our clients and prospective clients that the assets they invest with us are protected from such scams, we have set forth below various key safeguards in place at South Texas Money Management, Ltd. (STMM) that protect our clients.

Regardless of the options chosen, «the client knows that a portion of the money will be protected from loss, and that there is an opportunity for the account value to grow,» Connelly said.

The executives» corner - cutting on compliance adds to the embarrassment and regulatory headaches for Zurich - based Credit Suisse, which has had to pay billions of dollars of fines to U.S. authorities in recent years over a wide range of allegations, including mis - selling of mortgage - backed securities, deficiencies in its anti-money-laundering program, front - running clients on foreign - exchange trades and violating U.S. sanctions by secretly funneling money from Iran through American banks.

The elevator rant for a client of an IT Cloud Services Firm might sound like «We are sick of not being able to access our systems reliably from outside the office, and we spend a fortune maintaining systems that were supposed to save us money.»

The information was gathered from 17 household digital money trades and exchanging stages following FSA examinations concerning know - your - client (KYC) direction adherence.

So Mr. Roth has these clients buying certificates of deposit from many different banks, slicing the sums into small enough pieces for Uncle Sam to insure their money while often raising their yield above 2 %.

One of the fairly fundamental rules brokers need to abide by is to «know their client» but, because they make things extra easy during the joining process, they usually don't get all of the personal ID or proof of address details they need to make sending money back to you legal from their end.

Lots of people don't understand (or don't want to understand) that while brokers can legally accept money from you with just your basic details, they need to get all their paperwork straight before they can legally send money to clients.

The purpose of this website is to consider a better way of investing — from basic overall strategy to looking at the minority of (mostly) small, independent money managers who appear to actually give a damn about their clients.

If you've seen a chunk of your payment from an international client go missing to fees, multiply that to an almost incomprehensible amount of money.

Once I became a fully converted price action trader, by learning from the work of others, my own experiences and screen time, my trading results began getting more consistent and eventually I was managing money for private clients and producing double digit annual percentage returns for them.

That performance was fueled by rising investment advisory revenue, thanks to market gains and more money flowing in from clients.

What money managers can do for their clients who own a 401 (k) and are divorcing, is to act as fiduciaries and negotiate lower fees from the third - party providers, like a Fidelity, T Rowe Price, or Prudential Retirement.

This is a measure that ensures that the money is safe and secure and prevents the broker from interfering with clients» funds on their platform.

What I can tell you from my conversations with clients is that more and more people are starting to see bitcoin as money and the potential to replace the current fiat central banking system that has gotten out of hand.

It allows them more than to just send money from one client to another, but to process any messages or transactions in a safe and fast manner.

To achieve lofty sales goals, employees began opening fake accounts under client names, and drafting small amounts of real money from client accounts to deposit into these new «fake» bank accounts.

Mutual funds are a type of collective investment plan when a professional is paid to pool money from several investors and invest it in what he feels will yield the most for his client's original outlay.