Sentences with phrase «client money risk»

Even if you manage investment risk and the risks associated with leverage, it is very difficult to manage the other risks of CFDs - such as counterparty risk, client money risk, liquidity risk, gapping and execution risk - and these could result in losses you did not expect.

Not exact matches

Contractors routinely go back to their clients with demands for more money to cover unexpected complexities in the building process; Gillam has set up rigorous risk - management systems to provide more accurate cost estimates.

Says Bapty: «If a CRO is nimble and can evolve technology that can enable its clients to get a drug approved faster or to reduce the risk of a clinical study, or even save them development money in the long run, that company will find it has a long - term business plan.»

Financial planning software, or even simple Excel spreadsheets, can be used to determine if the client has enough money saved for retirement, or if the client has enough life insurance coverage, if the client's portfolio is well diversified and appropriately allocated given their risk tolerance and timeline to retirement.

Asset managers have been using MSCI risk models for years — the vendor has been in this game for four decades — and according to the most recent P&I rankings, 97 of the top 100 largest money managers are MSCI clients.

I don't like giving up control of my investments to money managers who rarely beat indices over time, charge high fees, and can put clients at excess risk.

Risk from our perspective is the chance of permanently losing money for our clients on an investment.

It offers the potential to earn more money than, say, a bank certificate of deposit or a money market account, and the index options give the client some flexibility in how much downside risk there will be.

Third and finally, the traditional story misses the real function of private banks, which is to solve an information problem in the purest Hayekian senses. That is, banks are or should be specialists in risk assessment and risk taking. They should know their client, understand the local market and have their pulse on the broad economy. Arguably, if properly structured, they can and should do this better than other entities such as governments. In other words, the proper role of banks should be underwriting — lend money, hold the debt, and bear the risk. Which is a long - winded way of getting to the main point of this post.

It is only where either a) a money manager has a substantial amount of their own money invested in the same things as you or b) the money manager owns a substantial stake in their firm, so have a longer - term view in the success of the firm and its clients, that you can be confident that your money manager is really working for you, and not taking unneccessary risks.

As such, we are seeing «real money» client portfolio rotation stay «front - footed» on adding risk.

Binary options trading entails significant risks and there is a chance that clients lose all of their invested money.

When planning for the future, it's worth considering the following possible public policy risks that could affect your clients» ability to save for retirement and the money they have available to spend in retirement: Will income tax rates rise with current government deficit spending?

Tove Ryding, a tax coordinator for Eurodad, told CNBC she wasn't surprised by Germany's ranking and money laundering risk, given the number of recent scandals involving German banks including Deutsche Bank, which was fined by South African anti-money laundering regulators in February, and saw investigations launched over alleged money laundering for Russian clients in June.

By utilizing various Social Security claiming strategies, sophisticated retirement income advisors, like those that have completed her course, are able to use this knowledge to mitigate the long - term risk their clients face of running out of money in retirement.

CNBC is debuting a new sports betting show «Money Talks,» describing the program as following tout «Steve Stevens, his stable of agents and the clients who risk big dollars in the hope these guys have the expertise to consistently deliver winners.

Financial advisors and money managers must do a detailed risk assessment regarding each client before they can recommend a course of action.

The mutual funds category chart empowers the advisor and client to take more calculated risks to save and make and preserve more of their money.

The mutual funds category chart empowers the advisor and client to take more calculated risks to save, make and preserve more of their money.

Accelerated Cost Recovery System (ACRS) Acceptance, Waiver, and Consent Procedure Account Guarantee Acknowledgment Accredited investor Accretion Accumulation period Accumulation units Acid test ratio ACRS Actively traded securities Additional bond test Additional takedown Adjustment bonds ADR Ad valorem taxes Advance / decline ratio Advertising Adviser's client account Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation Transaction (ACT)

We focus on helping our clients with the money they are ready to invest in the capital markets, after running a suitability check to ensure they don't take more risk than they should.

Essentially, robo - advisors invest client money in diversified investment strategies, based on set algorithms and calculators that decide what is the best risk / reward profile for the customer.

invest client money in diversified investment strategies, based on set algorithms and calculators that decide what is the best risk / reward profile for the customer.

«I could have lost that money,» he says, adding when he filled out forms for his TFSA under the know - your - client rule he said his profile was «100 % risk and 100 % speculation.»

For example, if a client gave you $ 100,000 of new money, and scored Moderate risk tolerance, then you'd just buy $ 15,000 of the large - cap growth fund pick.

Winning means keeping your clients happy by realizing low risk and great returns, slowly growing assets under management, while at the same time, not wasting / losing time and money trying to manage money.

When my clients ask me to list the most important ingredients required when looking to create and maintain a stress - free retirement plan, I explain to them that there are three basic financial requirements: a guaranteed income which they can not outlive; little or no risk of losing their money / savings, and the ability to grow their money through participation in a growing stock market and NOT a receding stock market.

I take the fiduciary side of this seriously, and will tell clients that want to put a lot of their money in my stock strategy that they need less risk, and should put funds in my bond strategy, where I earn less.

Rather than letting their potential clients risk real money in learning the «ins» and «outs» of their trading platforms, forex demo accounts allow potential clients to become acquainted with the way each trading platform functions.

«Instead of exposing the client's money and their lifestyle to [the] maximum risk they can tolerate, a better approach is to take only the amount of risk needed to establish a satisfactory level of comfort and confidence in the client's financial plan being successful,» Thornton said.

High - risk clients file more claims and ultimately cost an insurance company more money.

He has a strong sense of when he would rather hold cash versus taking any risk, and so he manages value in an absolute sense, even giving back money to clients when he doesn't have anything to do with it.

The usual way to attempt this is for the financial advisor to invest the client's money in actively managed funds with higher management expense ratios, higher investment risk, and as Professor Sharpe points out, a lower expected return compared to a passive portfolio that targets the market return.

If the client is very keen on no risks, there are insurance products (they make plenty of money from insurance) or callable investments that you can propose.

«The way we make money for our clients is by assessing risk and generating risk - adjusted returns, and if you have a security that hedges that risk premium away, then why is it compelling?

He made a lot of money for himself and his clients without taking huge risks in the stock market.

At Horter, we believe in a Retirement Designed Money Management System that provides our clients with a low risk and low volatility1 portfolio that is designed for their needs and objectives.

Always Hedged — We then minimize downside risk and seek to protect clients» capital by purchasing at - or near - the - money put options.

Unlike many advisors that cram your money into the same cookie - cutter portfolio as all their other clients, we work with you to find the perfect blend of investments that's appropriate for your situation and risk level.

Clients should give money to equity managers so that those managers can achieve attractive long - term returns while guarding against the risk of permanent capital loss over the long - term

Your risks are increased if all client money is pooled, and if money owing to you can be used to cover another customer's margin or settlement requirements.

If an investment firm has thousands of clients with similar objectives and risk tolerances, there's no particular need for different advisors of varying qualifications to construct and maintain thousands of unique portfolios for individual clients (which of course costs money and produces results of varying quality).

Financial planners creating a retirement income strategy can reduce the expected costs of funding a retirement income by allocating a portion of their client's investments to a DIA, particularly if the retiree is worried about investment risk in the near term or running out of money later in life.

Hedged equity opportunities allow clients to go risk off to cash or potentially make money if stocks go up or down.

So not only will asset allocation save you time, worry, money, trouble, and work; once you start getting better returns with lower risk for your clients, you'll be on everyone's good side.

To begin with, the disclosure statement and risk warnings could have the impact of reducing the total number of retail clients, particularly those clients who lack the necessary knowledge and money to trade.

He writes about how both closet indexing and shooting for the stars are exposing financial planners» clients to undue risk: «In a recent issue of Barron's, a money manager was quite critical of a particular stock, but said he owned it, although he was «underweighted».

If you can find an advisor who filters for only the BEST risk - adjusted funds at a reasonable cost, most times the client would be far better off going with an advisor than if they simply socked the money away in the lowest - cost funds they can find.

The benefit is that the client will save money on the broker's commission fee; however, unless the advisor knows many of the life settlement providers and can generate a competitive bidding process by themselves, the financial advisor risks not getting their client the best deal.

«With the amount of industry money pouring into scientific research,» says Dr. Orrin Pilkey, Director of Duke University's Program for the Study of Developed Shorelines and a co-signer of the letter, «there is a risk that more research will just become «client science,» where truth is determined according to your client's needs....»