Sentences with phrase «client of another financial institution»

If you received such a message and are a client of another financial institution, please contact your institution's customer service department.

Not exact matches

Goldman was one of a few major financial institutions to begin clearing CME and Cboe bitcoin futures for clients when the derivatives products launched in December.

The investment bank is also one of the few major financial institutions offering some clients access to the new bitcoin futures that launched on the Cboe Futures Exchange and the CME this month.

The fact that family offices have no affiliations with financial institutions can give the clients an extra peace of mind.

Comments received by the Department and media reports also indicate that many financial institutions already had completed or largely completed work to establish policies and procedures necessary to make the business structure and practice shifts required by the Impartial Conduct Standards earlier this year (e.g., drafting and implementing training for staff, drafting client correspondence and explanations of revised product and service offerings, negotiating changes to agreements with product manufacturers as part of their approach to compliance with the PTEs, changing employee and agent compensation structures, and designing conflict - free product offerings), and the Department believes that financial institutions may use this compliance infrastructure to ensure that they meet the Impartial Conduct Standards after taking the additional Start Printed Page 16910sixty days for an orderly transition between June 9, 2017, and January 1, 2018.

We provide a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and high - net - worth individuals.

Highland's diversified client base includes public pension plans, foundations, endowments, corporations, financial institutions, fund of funds, governments, and high net - worth individuals.

You are an authorized representative of a bank, broker - dealer, insurance company, registered investment adviser or other professional client (together, «Financial Institutions») engaged in business activities outside the United States of America (a «Non-U.S. Adviser») and the Financial Institution has authorized you to access and use the Holdings Information.

Financial institutions in the United States are subject to extensive regulatory standards that require them to know their customers and understand the source and destination of client financial tranFinancial institutions in the United States are subject to extensive regulatory standards that require them to know their customers and understand the source and destination of client financial tranfinancial transactions.

Major financial institutions, insurance companies, municipal governments, and real estate developers along with corporate organizations and individuals are among the wide range of clients we are proud to serve.

At Saxo Markets, we engage with institutions of all types to help them capitalise on the disruption happening across financial services — particularly when it relates to technology and client experience.

Equity Institutional services institutional clients of Equity Trust Company, a leading custodian of alternative and tradtional assets, serving some of the nation's largest financial institutions, as well as thousands of financial professionals across the country.

Clients of the Index House have their portfolio (cash and securities) held at a separate financial institution called a Custodian (National Bank Correspondent Network, a division of National Bank).

With the implementation date of the Department of Labor's fiduciary rule looming large in April, all attention has been focused on how financial advisors and their Financial Institutions are making adjustments to manage their compensation conflicts of interest, to avoid breaching the fiduciary's fundamental duty of loyalty to act in the client's best ifinancial advisors and their Financial Institutions are making adjustments to manage their compensation conflicts of interest, to avoid breaching the fiduciary's fundamental duty of loyalty to act in the client's best iFinancial Institutions are making adjustments to manage their compensation conflicts of interest, to avoid breaching the fiduciary's fundamental duty of loyalty to act in the client's best interests.

It's one of the single most feared (or even loathed) provisions of the Department of Labor's fiduciary rule for a large financial institution, because it dramatically raises the stakes of a potential systemic failure to fulfill the firm's fiduciary duty to clients, outside the relative safety of one - advisor - at - a-time arbitration (especially industry - friendly FINRA arbitration).

Ropes Wealth Advisors seeks to enhance the wealth and legacy of individuals, families and the institutions it serves, offering investment management and financial planning services that are customized and unbiased and seamlessly integrated with a client's overall wealth management goals and strategies.

As a result of this news, the financial institution is offering identity protection for all current and new clients.

A principal of The Scowcroft Group, Filipa Jorge provides strategic risk advisory services and investment support to corporate clients and financial institutions.

RBC is the only Canadian financial institution with a national team of industry specialists serving clients in the manufacturing, wholesaling, and logistics sectors, helping to meet the challenges of an increasingly global and competitive business environment.

We will serve the interests of our clients - individuals, businesses, developers, traders, as well as other financial institutions and governments.

You'll need to communicate the product's value to a diverse set of clients across crypto exchanges, governments, and financial institutions.

As a specialist in online trading and investment, Saxo Bank provides a wide range of products, services and platforms to private clients in Denmark and around the world, as well as to banks, brokers and other financial institutions.

Institutional clients are, due to their status as licensed financial institutions, not covered for cash in case of Saxo Bank's default.

His client base includes private equity funds, financial institutions, developers, and operators in the acquisition, financing, development, sale and leasing of all classes of commercial properties including office, hotel, multifamily, retail, public storage, mixed use and condominium properties.

Long an industry leader with hedge funds and financial institutions, Deutsche Bank has added thousands of new corporate clients in recent years.

These clients can include governments, corporations, financial institutions and some of the more wealthy individuals all over the world.

Clients include most major wine producers, importers and marketers, major financial institutions and other suppliers of goods and services to the wine trade.

«You can be critical of what institutions may have done, but there are a whole lot of babies in that bathwater,» said Tony Fratto, a former assistant treasury secretary and spokesman for George W. Bush whose firm, Hamilton Place Strategies, counts many financial services clients.

Speaking at the launch of PaySwitch Company Limited, an indigenous payment solution company in Accra, the Vice president said since companies were now looking for technological means to solve some of the country's everyday problem and satisfy their clients, it will be disastrous for financial institutions to resign themselves to outmoded industry practices.

Designed to compete with the likes of Apple Pay and others like it, Samsung Pay promises to offer more choices to financial institutions interested in letting their clients pay using mobile phones.

Designed to compete with the likes of Apple Pay and others like it, Samsung Pay promises to offer more choices to financial institutions interested in letting their clients... [Read more...]

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

The credit lock service adds a layer of protection to the client's credit report requiring financial institutions to obtain a PIN number from the client in order to check their credit report.

Morgan Stanley is a financial services company, which through its subsidiaries and affiliates, provides its products and services to a group of clients and customers, including corporations, governments, financial institutions and individuals.

«As with any financial or investment product, financial institutions have a responsibility to inform their clients of the details and restrictions relating to TFSAs,» said Philippe Brideau.

Every year I receive numerous 1099 forms from clients, plus loads of documents from financial institutions like PayPal and payroll services.

Through the established relationships that our servicing company has with the creditors and financial institutions, they're able to successfully negotiate the debts of our clients at a substantial discount.

Chautauqua Capital Management's International Growth and Global Growth Strategies are designed to meet the specific investment and financial goals of a variety of clients, institutions and groups including, but not limited to:

Survey 3 — Errors in credit reports Data analysed — more than 2000 + credit bureau reports surveyed with client consent Mode of the survey — primary analysis of the reports of bureaus Nature of the questionnaire administered - Analysis of bureau reports to understand major and minor errors in the report and their impact on the credit score Survey 4 — penetration of credit bureaus in financial institutions in Indian market Data analysed — more than 100 financial institutions segmented into broad catagories of private banks, Public banks, Foreign Banks, NBFC and MFIs.

Through the established relationships that Golden Financial Services and our attorneys have with the creditors and financial institutions, we can successfully negotiate the debts of our clients at a substantial Financial Services and our attorneys have with the creditors and financial institutions, we can successfully negotiate the debts of our clients at a substantial financial institutions, we can successfully negotiate the debts of our clients at a substantial discount.

Social media networks have opened up new channels of communication between financial institutions and their clients.

These traders make decisions on behalf of the financial institutions, as well as on behalf of clients.

«They were sold as being conservative investments, which of course they're not,» said Jeffrey Pederson, an attorney in Denver, Colorado, who has represented investors in settlements against financial institutions over whether such notes were suitable for his clients.

Golombek says that ruling — it was the bank fighting on behalf of its client — is being watched closely and he doesn't believe financial institutions will release funds without a court order.

SPIAS» asset allocation clients include some of the largest financial institutions, brokerage firms and S&P 500 ® companies in America.

CRS requires financial institutions to identify clients with tax residency outside of Canada and the U.S. and to report these clients and their account information to the Canada Revenue Agency (CRA).

Canadian Imperial Bank of Commerce operates as a global financial institution, which provides a full range of financial products and services to individual, small business, commercial, corporate and institutional clients.

Canadian Imperial Bank of Commerce is a Canadian - based, global financial institution which serves its clients through two distinct business lines: CIBC Retail Markets and Wholesale Banking.

They offer a broad range of fixed income related strategies and solutions for a wide array of global clients including pension funds, government and financial institutions, family offices, high net worth individuals, endowments and foundations, and retail clients.

One wishes the financial institutions which were so eager to sign up as many TFSA accounts as possible had been a little more proactive in catching TFSA excess amount errors and warning clients that they might be running afoul of TFSA contribution rules.