But some of
my clients accepted this trade - off: they were committed to investing their portfolios in a sustainable way even if their SRI portfolios didn't earn as much as other portfolios.
Not exact matches
To clarify, an FCM is a brokerage firm (typically a large one but it doesn't have to be) that is capable of
accepting money in the name of
clients to hold as margin for
trading activities.
The US Commodity Futures
Trading Commission (CFTC) has filed a lawsuit against offshore forex broker Tallinex for
accepting clients from the US without having a license.
For the moment, these registered accounts can
accept deposits in USD and
clients can
trade (and hold) USD equities, however withdrawals from the account will result in a currency conversion back into CAD.
Desjardins Online Brokerage does not and will not provide any recommendations to the User nor any of its other
clients, and will not be responsible for making a suitability determination of
trades when
accepting orders from a User.
As one of the largest and most respected online brokerages in the world, AvaTrade
accepts clients from everywhere, excluding countries who do not permit the
trading of forex or CFDs.
The ultrapopular stock and options
trading platform has been on hold for some time now, but according to thinkorswim Canada reps, they will potentially be
accepting new
clients again starting in October 2012.
Thus, it comes as no surprise that the American Medical Association, along with its Dental, Veterinary and Osteopathic counterparts, sent a «me too» letter to the Federal
Trade Commission, after the U.S. District Court for the District of Columbia held the Commission's «Red Flag Rules,» requiring businesses that
accept deferred payment on behalf of
clients to adopt procedures to prevent identity theft, inapplicable to those engaged in the business practice of law.
Retail and investment banks could participate in bitcoin
trading for their
clients, and they could
accept bitcoins as collateral or deposits.
I laugh even more at the incompetence of Buyers Agents who
accept the superiority of those arrogant Listing Agents enough that they not only support the Listing Agent determining how much how much the Buyer Agent is paid but then are even so ridiculously uneducated in
trading real estate that they tell their own
clients those arrogant Listing Agents have been given this authority by RECO.
Accepting a finders fee without making full disclosure to your
client is a breach of the REBBA code of ethics http://www.reco.on.ca/UserFiles/Registrars%20Bulletins/Mortgage%20finders%20fees%20&%20referral%20fees.pdf and making a payment to an unregistered person in furtherance of
trade is also a breach of the code of ethics http://www.reco.on.ca/UserFiles/Registrars%20Bulletins/Bird%20Dog%20Fees.pdf so it seems the only proposal in this article that is legal in Ontario (and these fellows seem to be in Ontario since they have a 289 number) is the reciprocal favour arrangement.