Sentences with phrase «clients as a financial advisor»

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Indeed, the sale of high - commission annuities has been flagged as one of the more egregious ways that financial advisors fail to act in their clients» best interests.

Adolfo Rodriguez, managing partner of the A / R Financial Group, has been focusing more and more on Social Security maximization over the past six years, conducting seminars for the public and for other advisors, as a service to their own clients.

As financial advisors, we pride ourselves on being the voice of fiscal reason for our clients.

As counterintuitive as it may seem, advisors are in the best position to spot and report bad actors and instances of financial abuse among their elderly clientAs counterintuitive as it may seem, advisors are in the best position to spot and report bad actors and instances of financial abuse among their elderly clientas it may seem, advisors are in the best position to spot and report bad actors and instances of financial abuse among their elderly clients.

As financial advisors, it's our job to make sure our clients understand the type of returns to expect, depending on the level of risk they accept when they invest.

Among automated financial advisory services known as robo - advisors, Capuzzi said Apex has 2.6 million accounts and counts one major firm, Betterment, as a client.

Fidelity's news comes as advisors grapple with how to harness diverse technologies, including those for financial planning, portfolio analysis and client relationship management, InvestmentNews points out.

This week, the DOL delayed the effective date of its Fiduciary Rule — which would define all retirement plan financial advisors as ERISA fiduciaries, effectively banning conflicted 401 (k) investment advice that puts advisor profit ahead of client interests — by 60 days from April 10, 2017 to June 9, 2017.

Helping his clients develop a clear, focused approach to financial prosperity has been all the inspiration Dan Taylor needs in his 13 - year career as a wealth advisor.

Traditional wealth management companies such as Goldman, Bank Of America Merrill, and Citibank with physical offices around the world charge around 1 - 2 % of assets under management for financial advisors to actively manage their client's money.

Financial advisors who need brokerage services, such as a custodian for their clients» assets, technology to help them manage client portfolios, and practice management solutions to help them market and grow their businesses.

It's important because it draws attention to the fact that, unlike doctors and lawyers, many financial advisors are not legally obligated to act in their clients» best interests (this concept known as the fiduciary standard).

The Tool Kit is designed as a roadmap for Morgan Stanley Financial Advisors to use in empowering individual and institutional clients when selecting investments for a holistic portfolio consistent with financial objectives and guidelines put forward by the CatholiFinancial Advisors to use in empowering individual and institutional clients when selecting investments for a holistic portfolio consistent with financial objectives and guidelines put forward by the Catholifinancial objectives and guidelines put forward by the Catholic Church.

He enjoys serving as a financial advisor to a broad range of clients and utilizing SBA lending programs that best meet their corporate profile and financial goals.

Due in part to a growing lack of faith in traditional financial advising brought about by this trend, more and more investors are switching to low - cost passive online advisors (often called robo - advisors) who exclusively or almost exclusively invest clients» capital into index - tracking funds, the thought being that if they can not beat the market they may as well join it.

In an email sent out at the end of January to Raymond James employees, Reilly called a recent leaked White House memorandum supporting the DOL as «an example of biased and distorted research (that) impugns the integrity of the work our advisors do every day to help clients achieve their financial goals.»

As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense ®.

As a wealth advisor, Bill helps clients build and implement a holistic financial plan engineered for their specific financial situation.

Our clients are individuals (direct clients as well as managed money through financial advisors), institutions, retirement plans, and government entities.

When they are marketing their services to the investing public and enticing clients into handing over their hard - earned savings, these sales - based financial professionals present themselves as «trusted advisors» whose only concern is their clients» best interest.

In addition to providing a gateway into impact investing for financial advisors and their clients, the ImpactAssets 50 also presents fund managers that are leaders in this rapidly growing field, and are paving the way through their investments as well as their impact reporting.

The rule requires financial professions of all types, including brokers, financial advisors or wealth managers, to act as a fiduciary, meaning they must act in the best interest of their clients.

But as financial advisors who broach the subject of emergency funds to their clients discover, that's easier said than done.

Many times, the financial advisor who sold the original variable annuity is no longer around to advise a client as to whether it's best to move ahead with surrender, leading to investor confusion over a thorny financial decision, he said.

«It has become increasingly common over the past few decades for insurance producers, like broker - dealers, to recast themselves as financial advisors or retirement planners in order to attract clients seeking objective, professional advice about their retirement and other investments,» the CFA says.

Unique features of the new platform, such as family and bundled pricing, provide our financial advisors with a very competitive client offering that is highly flexible.»

Jared Levy began his career as a retail financial advisor in the mid-90s, managing money for high - net - worth clients.

To alleviate those fears, many financial advisors suggest annuities as a way to ensure that clients have a stable stream of income during retirement.

Many financial news sites, including The Washington Post, recommend finding a fiduciary advisor, as they are bound by law to make recommendations based on what is best for you, the client.

Description: As a partner at Conrad Siegel Investment Advisors, Inc., Tracy works with clients nationally and is upheld to the fiduciary responsibility while specializing in investment management and comprehensive financial planning.

As an Edward Jones client, you'll work with a dedicated financial advisor who spends time listening to you, explaining recommendations, answering questions and helping you plot the right course.

Currently, he is a Board Member of the Latvian Association of Tax Advisors, where he represents the professional interests of tax consultants in discussions with representatives of the Ministry of Finance and officials of Tax Administration.As a financial and legal advisor, Ainis has participated in various investment and management projects, provided consultations on tax planning, tax legislation, tax risk evaluation as well as represented his clients in financial and judicial authorities.

This credential stands as proof that the advisor has met the academic and ethical requirements and has the necessary expertise to help clients meet their financial goals.

Financial advisors working with these platforms could be a way to connect with younger clients and cultivate them as future clients.

As a SunTrust Robinson Humphrey client, you will find that we are focused on becoming your company's trusted strategic and financial advisor through a highly personalized approach and integrated corporate and investment banking platform, which focuses on putting your company's needs above all else.

«What you'll see in the traditional wealth group, financial advisors will be able to take on a greater number of clients and the entire industry will expand as it becomes a cost effective tool that people can have that they haven't traditionally.

As a SunTrust Robinson Humphrey client, you will find that we are focused on becoming your company's trusted strategic and financial advisor through a highly personalized approach, which focuses on putting your company's needs above all else.

As an associate wealth advisor, Daniel works with clients through Buckingham's Irvine office to help them confidently achieve a more secure financial future for themselves and their families.

This experience provides him with the foundation to improve his client's financial profile as a strategic advisor.

With $ 1.4 trillion in client assets as of April 11, 2014, Wells Fargo Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed advisors and 3,350 licensed bankers.

He questioned the financial and fiduciary relationships held by lawmakers to clients at law firms or when they work as investment advisors.

Thanks to his background as a former Morgan Stanley financial advisor, Minerva also focuses his work on institutional investor and client outreach in order to help clients identify and seek remedies for fraud.

In the past, so - called recharacterizations of Roth conversions have acted as an important «check - and - balance» for helping clients decide whether moving money between IRAs was a good idea, points out Leon LaBrecque, managing partner of LJPR Financial Advisors in Troy, Mich., which manages nearly $ 800 million.

For example, instead of a bond fund, the advisor would give financial advice to a client to steer them into an annuity as the «safe bet».

As for financial advisors — some are bad (like every other profession) but the majority I've worked with (professionally and personally) provide an honest service that clients want despite self - service options like Vanguard being presented to them.

From the day I started working as a financial advisor in 2007, I have always operated as a fee - only planner, meaning my compensation comes solely from the fees my clients pay, not from commissions or other third - party referral fees.

«Financial Advisors must be prepared to actively address how their clients feel as well as how they invest.

As a financial advisor, you advise your clients on a daily basis to help them with their financial planning for their retirement accounts.

The BlackRock Model Portfolios are a series of asset - allocation models that are intended as tools to help financial advisors design an investment strategy for their clients.

Cerulli surveyed 378 financial advisors in the U.S. to find out how and why they are using bond ETFs in their client's portfolios, and what they see as future trends in the industry.