Sentences with phrase «clients in stock options»

Not exact matches

The full - service broker is home to $ 3.18 trillion in total client assets, and provides services ranging from stocks, options, and futures trading to full, FDIC - backed banking services, to comprehensive retirement solutions.

In one interesting recent trade, a client used put options on iShares S&P / TSX Capped Energy Index ETF (XEG), presumably as downside protection on their energy stock portfolio.

That's because it's impossible to build a lasting clientele by trading stock options, since you place your clients in investments that will almost certainly cause them to lose money.

The product offering from NBDB includes registered and non-registered accounts in which clients can trade Canadian and US stocks, ETFs, mutual funds, bonds and options.

We also make markets in and clear client transactions on major stock, options and futures exchanges worldwide and provide financing, securities lending and other prime brokerage services to institutional clients.

It offers online trading in stocks, options, futures, forex, bonds, contracts for difference (CFDs) to retail and institutional clients alike.

The full - service broker is home to $ 3.18 trillion in total client assets, and provides services ranging from stocks, options, and futures trading to full, FDIC - backed banking services, to comprehensive retirement solutions.

The ultrapopular stock and options trading platform has been on hold for some time now, but according to thinkorswim Canada reps, they will potentially be accepting new clients again starting in October 2012.

This option has not been heavily promoted because the traditional stock brokers have a vested interest in keeping their clients in mutual funds and stocks.

Options trades offer much higher profit margins for brokers than stock trades, and, as a result, competition is fierce in attracting these clients.

To qualify, clients must place 120 or more stock, bond, or options trades in a rolling 12 - month period and maintain $ 25,000 in assets across their eligible Fidelity brokerage accounts.

We defend clients in investigations and enforcement actions brought by regulatory bodies across the country, including the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Department of Labor, the New York Stock Exchange, the American Stock Exchange, the National Futures Association, the Commodity Futures Trading Commission, the Chicago Board of Options Exchange, the Chicago Mercantile Exchange and the Chicago Board of Trade.

Homburger represents its clients before Swiss courts and arbitration tribunals in employment - related matters and advises on all employment law issues, in particular on: employment contracts for executives, including compensation packages, non-compete covenants and «golden parachutes»; standard employment contracts and customised employment concepts (contracts, regulations, employee handbooks); employee participation plans and variable compensation schemes (e.g., long - term incentive schemes, management participation on acquisitions, stock option plans, bonus and gratification schemes); transfer of business units and outsourcing; business restructuring (staff reduction, collective dismissals), contract and gardening leave; data protection; and posting of employees and work permit applications.

Won the dismissal of the SEC lawsuit charging client with participating in a stock option backdating scheme.

Foley Hoag LLP congratulates client Applied Genetic Technologies Corporation (Nasdaq: AGTC) on the closing of its public offering of 2 million shares of its common stock, at the price of $ 15.00 per share, and the exercise in full by the underwriters of their option to purchase 300,000 additional shares of common stock.

Demonstrating expertise in a variety of financial vehicles, including investment options, mutual funds and stocks, retirement plans, mortgage, and banking, while consistently providing top - flight advisement on financial solutions to achieve client goals.

Assisted clients in administering stock options and processing financial reports through Express options and processing financial reports through Express OptionsOptions