Sentences with phrase «clients on compliance»

She advises clients on compliance with the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940.

Our team regularly counsels local and international clients on compliance with privacy and data protection legislation.

Mr. McDowell advises clients on compliance with relevant federal and state laws in these areas and assists in the development of risk minimization strategies to avoid litigation and regulatory action.

In addition to the above, we provide assistance to clients on compliance with local anti-money laundering regulations.

Creating ground - breaking solutions is therefore part of what our lawyers do on a regular basis, whether through providing first - in - kind solutions on transaction structures, developing innovative financial market products or advising our clients on compliance with new or untested areas of law.

Morgan Lewis lawyers advise clients on compliance and best practices to reduce the threat of enforcement actions or litigation.

She regularly advises clients on compliance with the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.

We also advise clients on compliance with the requirements of the Foreign Corrupt Practices Act and related laws as they select foreign agents and distributors and prepare agreements for them.

We also work with clients on environmental and climate change disclosure requirements in US Securities and Exchange Commission (SEC) filings, and advise clients on compliance with carbon emissions control programs featuring cap - and - trade systems.

Practitioners must develop an array of skills that include negotiating mergers and acquisitions; representing clients in federal and state investigations and civil actions; instructing clients on certificate of need and licensing matters; advising clients on compliance and third - party payor claims such as Medicare and Medicaid; forming and operating health care corporations and partnerships including provider networks; representing clients in financing and securities transactions; and litigating a variety of disputes.

Michael regularly advises Canadian and multinational corporate clients on compliance with domestic and international anti-bribery and corruption legislation.

Marissa handles a wide range of healthcare legal matters, including healthcare business formation and advising clients on compliance with federal and state laws.

We also advise clients on compliance with consumer protection laws and strategies to avoid and minimize risk.

Paul's privacy and information management practice includes advising clients on compliance issues, policy development, and assistance with appeals of access decisions under freedom of information legislation.

In addition, Ms. Innmon advises clients on compliance, state regulatory issues, as well as contractual and employment claims.

Advising a variety of clients on compliance with state and federal environmental statutes and regulations.

Lisa also practices in the area of privacy and information management, advising both Canadian and international clients on compliance with Canadian privacy requirements.

With more than 30 years of experience in the dynamic field of energy regulation, Paul Forshay advises clients on compliance with federal and state regulations and represents them in certificate and ratemaking proceedings before the Federal Energy Regulatory Commission (FERC) and state commissions.

Valerie also has extensive experience counseling clients on compliance with data security and privacy laws, as well as strategies for responding to subpoenas, search warrants, and other demands from government agencies.

Advised client on compliance with various OSHA standards, including retention of health and safety consultant to review compliance with OSHA standards, and coordinated with litigation counsel in anticipation of possible litigation resulting from alleged worker exposure.

Not exact matches

She provides consulting and customized training for clients on a variety of topics, including sexual harassment prevention, conducting internal workplace investigations, effective documentation and performance management practices for managers, managing employee medical leaves and disability accommodations requests, and compliance with the myriad of wage and hour laws.

Combining investment research and portfolio management with direct client relationships, Mr. Roberts also served as the firm's Chief Compliance Officer from 2004 - 2016 and represents KF investors as a director or observer on the boards of several private venture companies.

Working on our own or in cooperation with our other practice groups, our clients benefit from our experience to ensure they are in compliance with all applicable immigration laws.

The executives» corner - cutting on compliance adds to the embarrassment and regulatory headaches for Zurich - based Credit Suisse, which has had to pay billions of dollars of fines to U.S. authorities in recent years over a wide range of allegations, including mis - selling of mortgage - backed securities, deficiencies in its anti-money-laundering program, front - running clients on foreign - exchange trades and violating U.S. sanctions by secretly funneling money from Iran through American banks.

Ranking algorithm is based on qualitative measures derived from telephone and in - person interviews and surveys: service models, investing process, client retention, industry experience, review of compliance records, firm nominations, etc.; and quantitative criteria, such as assets under management and revenue generated for their firms.

Ranking algorithm is based on qualitative measures: telephone and in - person interviews, client retention, industry experience, credentials, review on compliance records, firm nominations; and quantitative criteria, such as: assets under management and revenue generated for their firms.

Ranking algorithm is based on quality of practice, including: telephone and in - person interviews, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms.

America's Top Women Wealth Advisors ranking was developed by SHOOK Research and is based on in - person and telephone due diligence meetings and a ranking algorithm that includes: client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms.

Some of Grant Thornton Australia's largest clients rely on Mark to handle their compliance and business advisory work.

The Miami corporate group provides guidance to its clients on investments, transactions and compliance matters.

Intertek is offering a complimentary webinar series designed to provide the latest updates on regulatory compliance and food contact materials testing, to support clients in meeting the new European regulatory requirements for plastic food packaging.

My practice includes advising clients on consumer product labeling laws and compliance with Proposition 65, California's law requiring notice before exposing consumers and others to certain chemicals.

Throughout his 35 year career, Mr. Koerner has used his understanding of everyday business challenges to effectively advise entrepreneurs and clients on a vast array of issues, including corporate governance and regulatory compliance.

USA About Blog WSP USA's water & environment practice has delivered pragmatic, innovative, and outstanding technical solutions to clients on environmental, compliance, air quality, water, wastewaster, health and safety, sustainability and energy challenges.

Client A is developing a compliance course on Equal Employment Opportunity and has pre-existing content based on current laws.

In his role, DeSchryver serves both public and private sector clients providing counsel on federal regulatory matters, budgetary and compliance matters; research and analysis on national policy issues; research and analysis on emerging markets in education services; and his current focus is on the emerging solutions to assess education productivity / yield on investment.

-- VitalSource Technologies Inc., part of Ingram Content Group, has received an unprecedented achievement of 100 percent compliance with the industry - wide tests for accessibility on its Windows and iOS Bookshelf ® clients.

Anyone can implement Readium LCP, although it's necessary to do a few things to participate in the Readium LCP interoperable ecosystem: sign a license agreement, pass a compliance test, and (on the client side) agree to harden your code to make it resistant to reverse engineering and key discovery.

There is a constant focus on compliance and communications to agents that products are to be recommended only if they add value to the clients.

the compliance of money finding organisations with their agreements (with the ATO) to search for lost super accounts on behalf of clients.

Some of Grant Thornton Australia's largest clients rely on Mark to handle their compliance and business advisory work.

«As soon as a pet is within senior age, we give clients a questionnaire to focus on that animal's specific physical issues,» says Tamara Pikulik, DVM, chief of staff at Wignall Animal Hospital in Dracut, Mass. «We run monthly compliance scores and have had great success since we've become organized, enabling us to better serve our senior patients while achieving practice success.»

The Art of Selling and Teaching Private Lessons (Available to Dog Obedience Program students and alumni only) This Short Term Program will ameliorate your knowledge of proper private - lesson training and will instruct you on such imperative topics as sales techniques and tips, understanding communication styles, the different types of private training, developing effective training plans, how to teach off - leash behaviors, and how to achieve client compliance in order to maximize the successfulness of your training.

An ethical professional will not «guarantee» results because much of the success of behavior modification depends on client compliance and the specifics of the individual case.

They then spend time with every client so they have realistic expectations, understand the importance of compliance and follow - up with visits to ensure the treatment plan is on track.

Whatever you choose, your content calendar will become the blueprint of your veterinary content marketing — and you'll be well on your way to success.So if you want to increase your ROI, take back client education from Dr. Google and improve client compliance, get planning!

CVMA is pleased to partner with Communications Solutions for Veterinarians to offer members a special discount on monthly one - hour webinars on communication skills, compliance, and client service.

Debbie Boone shares some tips from her 23 years of veterinary practice management experience on how to boost client compliance.

Because it involves bone cutting of the shaft of the tibia bone, and a thick bone plate on the leg, and time needed to heal the bone, the recovery from surgery is longer than in Tightening procedures, and client compliance on home care is vital.

A focus on client compliance can have a huge impact on patient care and the bottom line.