Sentences with phrase «clients on currency trades»

In 2017, it was caught overcharging clients on currency trades and improperly charging homebuyers to lock into low mortgage rates.

Not exact matches

While the company advises customers against investing in virtual currencies and related financial instruments, it «provides access to trade all securities listed on, for example, Nasdaq,» meaning that some clients can purchase cryptocurrency derivatives «through the platform.»

Signal provider companies will send materials to their clients after they carefully and thoroughly analyze the fundamental and technical data, marketing and trading trends and statistical analysis that might have a direct impact on various currency pairs and assets.

The move expands the scope of a similar document, seen on Tuesday, in which the central bank said it will require banks to hold reserves on behalf of clients» trading of currency forwards, in a move seen curbing speculation and volatility after a shock Aug. 11 yuan devaluation.

Brokers have the ability to charge their clients for services rendered based on a fee - per - trade unit for each asset class (e.g. stocks, options, etc.), exchange and currency (1).

from above: «Unlike some of their discount brokerage peers, CIBC Investor's Edge does not have US dollar registered accounts so clients will have to factor in currency conversion fees into their costs if they plan on trading US - listed securities.»

On request, OANDA will generate a Trade Execution Report of all the transactions OANDA executed, in the same currency pair, in the 15 minute windows before and after the client's transaction.

In the derivatives arena, Morgan Lewis advises and counsels banking clients around the globe on a wide variety of issues with respect to all categories of over-the-counter and exchange - traded derivatives, including equity, debt, credit, commodity, interest rate, currency, and weather derivatives.

He represents individual and corporate clients in governmental and internal investigations, including matters involving the Securities and Exchange Commission (SEC), the Department of Justice, the Federal Reserve Board, the Office of the Comptroller of the Currency, the Commodity Futures Trading Commission, securities self - regulatory organizations, and the Senate Permanent Subcommittee on Investigations.

Goldman Sachs Group Inc. is exploring how it could help clients trade bitcoin and other digital currencies, according to a person briefed on the plan.

Some account managers even manage individual accounts, making trade decisions and executing trades based on their clients» goals and risk tolerance (For further insights on currency trading, check out Top 6 Questions About Currency Tcurrency trading, check out Top 6 Questions About Currency Trtrading, check out Top 6 Questions About Currency TCurrency TradingTrading).